SAM ADVISORS, LLC
CRD #133251 SEC #801-64778 NEW YORK, NY 212-812-9330
SEC Registered Private Funds
Total AUM
$39M
Discretionary
$38M
Employees
4
Clients
--
Accounts
230
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 18, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BORISKINA, EKATERINA, YURIEVNA | I | CHIEF COMPLIANCE OFFICER | NA | |
| BORISKINA, EKATERINA, YURIEVNA | I | CHIEF COMPLIANCE OFFICER | NA | |
| BORISKINA, EKATERINA, YURIEVNA | I | CHIEF COMPLIANCE OFFICER | NA | |
| BORISKINA, EKATERINA, YURIEVNA | I | CHIEF COMPLIANCE OFFICER | NA | |
| BORISKINA, EKATERINA, YURIEVNA | I | CHIEF COMPLIANCE OFFICER | NA | |
| BORISKINA, EKATERINA, YURIEVNA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/CCO/SENIOR PORTFOLIO MANAGER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/SENIOR PORTFOLIO MANAGER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/SENIOR PORTFOLIO MANAGER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/SENIOR PORTFOLIO MANAGER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/SENIOR PORTFOLIO MANAGER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/CCO/SENIOR PORTFOLIO MANAGER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/SENIOR PORTFOLIO MANAGER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/SENIOR PORTFOLIO MANAGER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER/SENIOR PORTFOLIO MANAGER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/SENIOR PORTFOLIO MANAGER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/SENIOR PORTFOLIO MANAGER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/SENIOR PORTFOLIO MANAGER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/SENIOR PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/SENIOR PORTFOLIO MANAGER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/SENIOR PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/SENIOR PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/SENIOR PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/SENIOR PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/SENIOR PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/SENIOR PORTFOLIO MANAGER | E | Control |
| SMITH, WILLIAM, BLAINE | I | PRESIDENT/CEO/SENIOR PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| BORISKINA, EKATERINA, YURIEVNA | I | CHIEF COMPLIANCE OFFICER | B | |
| BORISKINA, EKATERINA, YURIEVNA | I | CHIEF COMPLIANCE OFFICER | B | |
| BORISKINA, EKATERINA, YURIEVNA | I | CHIEF COMPLIANCE OFFICER | B | |
| RAUCH, DAVID, GORDON | I | SENIOR PORTFOLIO MANAGER | B | Control |
Registrations
Federal
IA
Mar 18, 2013 REGISTERED
Notice Filings (12)
CA CO FL GA KY LA MI NJ NY PA TN TX
Address
111 BROADWAYSUITE 808
NEW YORK, NY 10006
United States
Phone: 212-812-9330