CLEARWATER WEALTH MANAGEMENT, LLC
Legal name: CLEARWATER WEALTH MANAGEMENT
CRD #133318 SEC #801-63642 LAS VEGAS, NV 702-889-4500
SEC Registered
Total AUM
$34.5M
Discretionary
$34.5M
Employees
5
Clients
--
Accounts
179
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Nevada
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FREEMAN, MICHELLE, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FREEMAN, MICHELLE, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FREEMAN, MICHELLE, RENEE | I | CHIEF COMPLIANCE OFFICER | NA | |
| RICHARDS, DAVID, CARL | I | MEMBER | E | Control |
| RICHARDS, DAVID, CARL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDS, DAVID, CARL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDS, DAVID, CARL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDS, DAVID, CARL | I | MANAGING MEMBER | E | Control |
| RICHARDS, DAVID, CARL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDS, DAVID, CARL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDS, DAVID, CARL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| RICHARDS, DAVID, CARL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| MOFFAT, PAUL, LAWRENCE | I | MEMBER | D | Control |
| MOFFAT, PAUL, LAWRENCE | I | MEMBER | D | Control |
| MOFFAT, PAUL, LAWRENCE | I | PRINCIPAL | D | Control |
| RICHARDS, DAVID, CARL | I | MEMBER | D | Control |
| RICHARDS, DAVID, CARL | I | MEMBER / CHIEF COMPLIANCE OFFICER | D | Control |
| RICHARDS, DAVID, CARL | I | PRINCIPAL / CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (2)
NV UT
Address
10091 PARK RUN DRIVESUITE 200
LAS VEGAS, NV 89145
United States
Phone: 702-889-4500