KLS PROFESSIONAL ADVISORS GROUP, LLC
CRD #133319 SEC #801-63665 NEW YORK, NY 212-355-0346
SEC Registered
Total AUM
$5.8B
Discretionary
$5.3B
Employees
55
Clients
--
Accounts
8,729
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 21, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROD, ALAN, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BROD, ALAN, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BROD, ALAN, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BROD, ALAN, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BROD, ALAN, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BROD, ALAN, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BROD, ALAN, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BROD, ALAN, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BROD, ALAN, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BROD, ALAN, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BROD, ALAN, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BROD, ALAN, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BROD, ALAN, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BROD, ALAN, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BROD, ALAN, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| BROD, ALAN, JOSEPH | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| CASEY, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASEY, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASEY, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASEY, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASEY, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASEY, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASEY, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR; CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR; CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | DIRECTOR; CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | BOARD MEMBER | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | BOARD MEMBER | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | BOARD MEMBER | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | BOARD MEMBER | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | BOARD MEMBER | NA | Control |
| CHAMBERS, MARGARET, WARNER | I | BOARD MEMBER | NA | Control |
| CROMARTY, JOSEPH, HENRY | I | DIRECTOR | NA | Control |
| CROMARTY, JOSEPH, HENRY | I | DIRECTOR | NA | Control |
| CROMARTY, JOSEPH, HENRY | I | DIRECTOR | NA | Control |
| CROMARTY, JOSEPH, HENRY | I | DIRECTOR | NA | Control |
| CROMARTY, JOSEPH, HENRY | I | DIRECTOR | NA | Control |
| CROMARTY, JOSEPH, HENRY | I | DIRECTOR | NA | Control |
| CROMARTY, JOSEPH, HENRY | I | DIRECTOR | NA | Control |
| CROMARTY, JOSEPH, HENRY | I | DIRECTOR | NA | Control |
| CROMARTY, JOSEPH, HENRY | I | DIRECTOR | NA | Control |
| CROMARTY, JOSEPH, HENRY | I | DIRECTOR | NA | Control |
| CROMARTY, JOSEPH, HENRY | I | DIRECTOR | NA | Control |
| CROMARTY, JOSEPH, HENRY | I | DIRECTOR | NA | Control |
| DECHELLIS, ANTHONY | I | BOARD MEMBER | NA | Control |
| DECHELLIS, ANTHONY | I | BOARD MEMBER | NA | Control |
| DECHELLIS, ANTHONY | I | BOARD MEMBER | NA | Control |
| DECHELLIS, ANTHONY | I | BOARD MEMBER | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | DIRECTOR | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | DIRECTOR | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | DIRECTOR | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | DIRECTOR | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | DIRECTOR | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | DIRECTOR | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | DIRECTOR | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | DIRECTOR | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | DIRECTOR | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | DIRECTOR | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | DIRECTOR | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | DIRECTOR | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | DIRECTOR | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | BOARD MEMBER | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | BOARD MEMBER | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | BOARD MEMBER | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | BOARD MEMBER | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | BOARD MEMBER | NA | Control |
| DEUTSCH, CLAYTON, GEORGE | I | BOARD MEMBER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | BOARD MEMBER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | BOARD MEMBER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | BOARD MEMBER | NA | Control |
| GAVEN, STEVEN, MICHAEL | I | BOARD MEMBER | NA | Control |
| GOLDSTEIN, STEVEN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, STEVEN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, STEVEN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, STEVEN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, STEVEN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, STEVEN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, STEVEN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTEIN, STEVEN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | MANAGING DIRECTOR; DIRECTOR | NA | Control |
| KLAPPER, CARLTON, BARRY | I | BOARD MEMBER | NA | Control |
| KLAPPER, CARLTON, BARRY | I | BOARD MEMBER | NA | Control |
| KLAPPER, CARLTON, BARRY | I | BOARD MEMBER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | MANAGING DIRECTOR; DIRECTOR;CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | BOARD MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | BOARD MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | BOARD MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | BOARD MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | BOARD MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | BOARD MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | BOARD MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | BOARD MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | BOARD MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| LANGHAUS, ARTHUR, NEAL | I | BOARD MEMBER/CHIEF FINANCIAL OFFICER | NA | Control |
| PANGLE, GEORGIA, MARI | I | BOARD MEMBER | NA | Control |
| PANGLE, GEORGIA, MARI | I | BOARD MEMBER | NA | Control |
| PANGLE, GEORGIA, MARI | I | BOARD MEMBER | NA | Control |
| PRESSEY, WALTER | I | DIRECTOR | NA | Control |
| PRESSEY, WALTER | I | DIRECTOR | NA | Control |
| PRESSEY, WALTER | I | DIRECTOR | NA | Control |
| PRESSEY, WALTER | I | DIRECTOR | NA | Control |
| PRESSEY, WALTER | I | DIRECTOR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; DIRECTOR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; DIRECTOR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; DIRECTOR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; DIRECTOR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; DIRECTOR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; DIRECTOR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; DIRECTOR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; DIRECTOR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; DIRECTOR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; DIRECTOR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; DIRECTOR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; DIRECTOR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; DIRECTOR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; MANAGING DIRECTOR; INVESTMENT COMMITTEE CHAIR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; DIRECTOR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; MANAGING DIRECTOR; INVESTMENT COMMITTEE CHAIR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; DIRECTOR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; DIRECTOR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | CEO; MANAGING DIRECTOR; INVESTMENT COMMITTEE CHAIR | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | BOARD MEMBER | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | BOARD MEMBER | NA | Control |
| SCHORR, ROBERT, MICHAEL | I | BOARD MEMBER/CHIEF EXECUTIVE OFFICER | NA | Control |
| SICA, GARY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SICA, GARY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SICA, GARY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SICA, GARY, PETER | I | CHIEF OPERATING OFFICER; DIRECTOR; | NA | Control |
| SICA, GARY, PETER | I | MANAGING DIRECTOR | NA | Control |
| SICA, GARY, PETER | I | CHIEF OPERATING OFFICER; DIRECTOR; | NA | Control |
| SICA, GARY, PETER | I | MANAGING DIRECTOR | NA | Control |
| SICA, GARY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SICA, GARY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SICA, GARY, PETER | I | CHIEF OPERATING OFFICER | NA | Control |
| SICA, GARY, PETER | I | CHIEF OPERATING OFFICER; DIRECTOR; | NA | Control |
| SICA, GARY, PETER | I | MANAGING DIRECTOR | NA | Control |
| SICA, GARY, PETER | I | BOARD MEMBER | NA | Control |
| SICA, GARY, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SICA, GARY, PETER | I | BOARD MEMBER | NA | Control |
| SICA, GARY, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SICA, GARY, PETER | I | BOARD MEMBER/CHIEF OPERATING OFFICER | NA | Control |
| SICA, GARY, PETER | I | BOARD MEMBER | NA | Control |
| SICA, GARY, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SICA, GARY, PETER | I | BOARD MEMBER | NA | Control |
| SICA, GARY, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SICA, GARY, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SICA, GARY, PETER | I | BOARD MEMBER | NA | Control |
| SICA, GARY, PETER | I | BOARD MEMBER | NA | Control |
| SICA, GARY, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SICA, GARY, PETER | I | BOARD MEMBER | NA | Control |
| SICA, GARY, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SICA, GARY, PETER | I | BOARD MEMBER | NA | Control |
| SICA, GARY, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SICA, GARY, PETER | I | BOARD MEMBER | NA | Control |
| SICA, GARY, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| KLS ADVISORS HOLDINGS, INC. | DE | MEMBER | B | Control |
| KLS ADVISORS HOLDINGS, INC. | DE | MEMBER | B | Control |
| KLS ADVISORS HOLDINGS, INC. | DE | MEMBER | B | Control |
| KLS ADVISORS HOLDINGS, INC. | DE | MEMBER | B | Control |
| KLS ADVISORS HOLDINGS, INC. | DE | MEMBER | B | Control |
| KLS ADVISORS HOLDINGS, INC. | DE | MEMBER | B | Control |
| KLS ADVISORS HOLDINGS, INC. | DE | MEMBER | B | Control |
| KLS ADVISORS HOLDINGS, INC. | DE | MEMBER | B | Control |
| KLS ADVISORS HOLDINGS, INC. | DE | MEMBER | B | Control |
| KLS ADVISORS HOLDINGS, INC. | DE | MEMBER | B | Control |
| KLS ADVISORS HOLDINGS, INC. | DE | MEMBER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KLAPPER, CARLTON, BARRY | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| KLAPPER, CARLTON, BARRY | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| KLAPPER, CARLTON, BARRY | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| KLAPPER, CARLTON, BARRY | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| KLAPPER, CARLTON, BARRY | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| KLAPPER, CARLTON, BARRY | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| KLAPPER, CARLTON, BARRY | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| KLAPPER, CARLTON, BARRY | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| KLAPPER, CARLTON, BARRY | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| KLAPPER, CARLTON, BARRY | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| KLAPPER, CARLTON, BARRY | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| LANGHAUS, ARTHUR, NEAL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| LANGHAUS, ARTHUR, NEAL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| LANGHAUS, ARTHUR, NEAL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| LANGHAUS, ARTHUR, NEAL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| LANGHAUS, ARTHUR, NEAL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| LANGHAUS, ARTHUR, NEAL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| LANGHAUS, ARTHUR, NEAL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| LANGHAUS, ARTHUR, NEAL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| LANGHAUS, ARTHUR, NEAL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| LANGHAUS, ARTHUR, NEAL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| LANGHAUS, ARTHUR, NEAL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| SCHORR, ROBERT, MICHAEL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| SCHORR, ROBERT, MICHAEL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| SCHORR, ROBERT, MICHAEL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| SCHORR, ROBERT, MICHAEL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| SCHORR, ROBERT, MICHAEL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| SCHORR, ROBERT, MICHAEL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| SCHORR, ROBERT, MICHAEL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| SCHORR, ROBERT, MICHAEL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| SCHORR, ROBERT, MICHAEL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| SCHORR, ROBERT, MICHAEL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
| SCHORR, ROBERT, MICHAEL | I | KLS ADVISORS HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Jun 21, 2019 REGISTERED
Notice Filings (23)
CA CO CT DC FL GA IL LA MA MD NC NH NJ NM NY OR PA SC TX VA VT WA WI
Address
1325 AVENUE OF THE AMERICAS14TH FLOOR
NEW YORK, NY 10019
United States
Phone: 212-355-0346