SHANLEY & ASSOCIATES, INC.
CRD #133321 SEC #801-63667 SAN LUIS OBISPO, CA (805) 783-7470
SEC Registered
Total AUM
$11.7M
Discretionary
$9.8M
Employees
5
Clients
0
Accounts
21
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 6, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHANLEY, KAREN, DAWN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 6, 2005 REGISTERED
Address
1060 PALM STREETSUITE E
SAN LUIS OBISPO, CA 93401
USA
Phone: (805) 783-7470