PROMANAGE, LLC
CRD #133357 SEC #801-63719 CHICAGO, IL 312-456-0665
SEC Registered
Total AUM
$6.1B
Discretionary
$6.1B
Employees
10
Clients
10
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 18, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUERBACH, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AUERBACH, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AUERBACH, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AUERBACH, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AUERBACH, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AUERBACH, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AUERBACH, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AUERBACH, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AUERBACH, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AUERBACH, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AUERBACH, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AUERBACH, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AUERBACH, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERNT, DUANE, LEO | I | MEMBER - BOARD OF MANAGERS | NA | Control |
| BERNT, DUANE, LEO | I | MEMBER - BOARD OF MANAGERS | NA | Control |
| BERNT, DUANE, LEO | I | MEMBER - BOARD OF MANAGERS | NA | Control |
| BERNT, DUANE, LEO | I | MEMBER - BOARD OF MANAGERS | NA | Control |
| BOURBON, PATRICK, CHARLES | I | CIO | NA | Control |
| BOURBON, PATRICK, CHARLES | I | CIO | NA | Control |
| BOURBON, PATRICK, CHARLES | I | CIO | NA | |
| BOURBON, PATRICK, CHARLES | I | CIO | NA | Control |
| BOURBON, PATRICK, CHARLES | I | CIO | NA | Control |
| BOURBON, PATRICK, CHARLES | I | CIO | NA | Control |
| BOURBON, PATRICK, CHARLES | I | CIO | NA | Control |
| BOURBON, PATRICK, CHARLES | I | CIO | NA | Control |
| BOURBON, PATRICK, CHARLES | I | CIO | NA | Control |
| BOURBON, PATRICK, CHARLES | I | CIO | NA | Control |
| BOURBON, PATRICK, CHARLES | I | CIO | NA | Control |
| BOURBON, PATRICK, CHARLES | I | CIO | NA | |
| BOURBON, PATRICK, CHARLES | I | CIO | NA | |
| BOURBON, PATRICK, CHARLES | I | CIO | NA | |
| BOURBON, PATRICK, CHARLES | I | CIO | NA | |
| BUTTERFIELD, DALE, OWEN | I | SECRETARY-TREASURER | NA | Control |
| BUTTERFIELD, DALE, OWEN | I | GENERAL MANAGER & ASSISTANT TO CHAIRMAN | NA | Control |
| BUTTERFIELD, DALE, OWEN | I | GENERAL MANAGER & ASSISTANT TO CHAIRMAN | NA | Control |
| BUTTERFIELD, DALE, OWEN | I | GENERAL MANAGER & ASSISTANT TO CHAIRMAN | NA | Control |
| BUTTERFIELD, DALE, OWEN | I | GENERAL MANAGER & ASSISTANT TO CHAIRMAN | NA | Control |
| BUTTERFIELD, DALE, OWEN | I | MANAGER | NA | Control |
| CASSIDY, DANIEL, PHILIP | I | SENIOR VICE PRESIDENT & SENIOR CONSULTANT | NA | Control |
| CASSIDY, DANIEL, PHILIP | I | SENIOR VICE PRESIDENT & SENIOR CONSULTANT | NA | Control |
| CASSIDY, DANIEL, PHILIP | I | SENIOR VICE PRESIDENT & SENIOR CONSULTANT | NA | Control |
| CASSIDY, DANIEL, PHILIP | I | SENIOR VICE PRESIDENT & SENIOR CONSULTANT | NA | Control |
| CASSIDY, DANIEL, PHILIP | I | SENIOR VICE PRESIDENT & SENIOR CONSULTANT | NA | Control |
| CASSIDY, DANIEL, PHILIP | I | SENIOR VICE PRESIDENT & SENIOR CONSULTANT | NA | Control |
| CASSIDY, DANIEL, PHILIP | I | SENIOR VICE PRESIDENT & SENIOR CONSULTANT | NA | Control |
| CHAMBERLAIN, GRANT, MATTHEW | I | MEMBER - BOARD OF MANAGERS | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT & MANAGER | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT & MANAGER | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT & MANAGER | NA | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT, MANAGER, & CHIEF COMPLIANCE OFFICER | NA | Control |
| CHASE, PETER, JOSEPH | I | MANAGER; COO OF ICM/MANAGING MEMBER | NA | Control |
| COLLINS, LUKE, MALTE | I | EXECUTIVE V.P., MEMBER | NA | Control |
| COLLINS, LUKE, MALTE | I | EXECUTIVE V.P., MEMBER | NA | Control |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| Cohen, Robert, Louis | I | CIO | NA | |
| FALK, MICHAEL, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FALK, MICHAEL, SCOTT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FOSTER, STEPHEN, NALL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FOSTER, STEPHEN, NALL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FOSTER, STEPHEN, NALL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FOSTER, STEPHEN, NALL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HILTON, ANNETTE, JEAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| LEDFORD, JODAN, HARWOOD | I | MEMBER - BOARD OF MANAGERS | NA | Control |
| MILLS, WILLIAM, W | I | EXECUITVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUITVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, WAYNE | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, WAYNE | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, WAYNE | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, WAYNE | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, WAYNE | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, WAYNE | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, WAYNE | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, WAYNE | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, WAYNE | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, WAYNE | I | EXECUTIVE VP | NA | Control |
| MILLS, WILLIAM, WAYNE | I | EXECUTIVE VP | NA | Control |
| NEFF, STEVEN, KING | I | MANAGER | NA | Control |
| SABOS, ANTHONY | I | CEO & MANAGER | NA | Control |
| SABOS, ANTHONY | I | CEO & MANAGER | NA | Control |
| SABOS, ANTHONY | I | CEO & MANAGER | NA | Control |
| SABOS, ANTHONY | I | CEO & MANAGER | NA | Control |
| SIMMONS, JAMES, MARVIN | I | CHAIRMAN, DIRECTOR STRATEGIC DEVELOPMENT, MARKETING & SALES | NA | Control |
| SIMMONS, JAMES, MARVIN | I | CHAIRMAN, DIRECTOR STRATEGIC DEVELOPMENT, MARKETING & SALES | NA | Control |
| SIMMONS, JAMES, MARVIN | I | CHAIRMAN | NA | Control |
| SIMMONS, JAMES, MARVIN | I | CHAIRMAN | NA | Control |
| SIMMONS, JAMES, MARVIN | I | CEO OF MANAGING MEMBER | NA | Control |
| SIMMONS, JAMES, MARVIN | I | CHAIRMAN | NA | Control |
| SIMMONS, JAMES, MARVIN | I | CEO OF MANAGING MEMBER ICM | NA | Control |
| SIMMONS, JAMES, MARVIN | I | CHAIRMAN | NA | Control |
| SIMMONS, JAMES, MARVIN | I | CEO OF MANAGING MEMBER | NA | Control |
| SIMMONS, JAMES, MARVIN | I | CEO OF MANAGING MEMBER | NA | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & CEO | E | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & CEO | E | Control |
| SMART MANAGED SOLUTIONS, INC. | DE | PARENT COMPANY | E | Control |
| SMART MANAGED SOLUTIONS, INC. | DE | PARENT COMPANY | E | Control |
| SMART MANAGED SOLUTIONS, INC. | DE | PARENT COMPANY | E | Control |
| SMART MANAGED SOLUTIONS, INC. | DE | PARENT COMPANY | E | Control |
| ICM ASSET MANAGEMENT INC | DE | MANAGER | D | Control |
| ICM ASSET MANAGEMENT INC | DE | MANAGER | D | Control |
| ICM ASSET MANAGEMENT INC | DE | MANAGER | D | Control |
| ICM ASSET MANAGEMENT INC | DE | MANAGER | D | Control |
| ICM ASSET MANAGEMENT INC | DE | MANAGER | D | Control |
| ICM ASSET MANAGEMENT INC | DE | MANAGER | D | Control |
| ICM ASSET MANAGEMENT INC | DE | MANAGER | D | Control |
| ICM ASSET MANAGEMENT INC | DE | MANAGER | D | Control |
| ICM ASSET MANAGEMENT INC | DE | MANAGER | D | Control |
| ICM ASSET MANAGEMENT INC | DE | MANAGER | D | Control |
| ICM ASSET MANAGEMENT INC | DE | MANAGER | D | Control |
| ICM ASSET MANAGEMENT INC | DE | MANAGER | D | Control |
| ICM ASSET MANAGEMENT INC | DE | MANAGER | D | Control |
| ICM ASSET MANAGEMENT INC | DE | MANAGER | D | Control |
| ICM ASSET MANAGEMENT INC | DE | MANAGER | D | Control |
| ICM ASSET MANAGEMENT INC | DE | MANAGER | D | Control |
| ICM ASSET MANAGEMENT INC | DE | MANAGER | D | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & CEO | D | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & CEO | D | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & CEO | D | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & CEO | D | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & CEO | D | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & CEO | D | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & CEO | D | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & CEO | D | Control |
| SIMMONS, JAMES, MARVIN | I | CHAIRMAN, DIRECTOR STRATEGIC DEVELOPMENT, MARKETING & SALES | D | Control |
| SIMMONS, JAMES, MARVIN | I | CHAIRMAN, DIRECTOR STRATEGIC DEVELOPMENT, MARKETING & SALES | D | Control |
| LONDE, CARL, LEE | I | MANAGING MEMBER, CEO & CHIEF COMPLIANCE OFFICER | C | Control |
| LONDE, CARL, LEE | I | MANAGING MEMBER, CEO & CHIEF COMPLIANCE OFFICER | C | Control |
| LONDE, CARL, LEE | I | MANAGING MEMBER, CEO & CHIEF COMPLIANCE OFFICER | C | Control |
| LONDE, CARL, LEE | I | MANAGING MEMBER, CEO & CHIEF COMPLIANCE OFFICER | C | Control |
| LONDE, CARL, LEE | I | MANAGING MEMBER, CEO & CHIEF COMPLIANCE OFFICER | C | Control |
| LONDE, CARL, LEE | I | MANAGING MEMBER, CEO & CHIEF COMPLIANCE OFFICER | C | Control |
| LONDE, CARL, LEE | I | MANAGING MEMBER, CEO & CHIEF COMPLIANCE OFFICER | C | Control |
| LONDE, CARL, LEE | I | MANAGING MEMBER, CEO & CHIEF COMPLIANCE OFFICER | C | Control |
| LONDE, CARL, LEE | I | MANAGING MEMBER, CEO & CHIEF COMPLIANCE OFFICER | C | Control |
| LONDE, CARL, LEE | I | MANAGING MEMBER, CEO & CHIEF COMPLIANCE OFFICER | C | Control |
| LONDE, CARL, LEE | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER & SENIOR CONSULTANT | C | Control |
| LONDE, CARL, LEE | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER & SENIOR CONSULTANT | C | Control |
| LONDE, CARL, LEE | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER & SENIOR CONSULTANT | C | Control |
| LONDE, CARL, LEE | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER & SENIOR CONSULTANT | C | Control |
| LONDE, CARL, LEE | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER & SENIOR CONSULTANT | C | Control |
| LONDE, CARL, LEE | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER & SENIOR CONSULTANT | C | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & PRESIDENT | C | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & PRESIDENT | C | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & PRESIDENT | C | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & PRESIDENT | C | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & PRESIDENT | C | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & PRESIDENT | C | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & PRESIDENT | C | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & PRESIDENT | C | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & PRESIDENT | C | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & PRESIDENT | C | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & CEO | C | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & CEO | C | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & CEO | C | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & CEO | C | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & CEO | C | Control |
| SABOS, ANTHONY | I | MANAGING MEMBER & CEO | C | Control |
| STRATEGIC FINANCIAL CONCEPTS, INC. | DE | SHAREHOLDER | C | Control |
| STRATEGIC FINANCIAL CONCEPTS, INC. | DE | SHAREHOLDER | C | Control |
| STRATEGIC FINANCIAL CONCEPTS, INC. | DE | SHAREHOLDER | C | Control |
| STRATEGIC FINANCIAL CONCEPTS, INC. | DE | SHAREHOLDER | C | Control |
| STRATEGIC FINANCIAL CONCEPTS, INC. | DE | SHAREHOLDER | C | Control |
| STRATEGIC FINANCIAL CONCEPTS, INC. | DE | SHAREHOLDER | C | Control |
| STRATEGIC FINANCIAL CONCEPTS, INC. | DE | SHAREHOLDER | C | Control |
| STRATEGIC FINANCIAL CONCEPTS, INC. | DE | SHAREHOLDER | C | Control |
| STRATEGIC FINANCIAL CONCEPTS, INC. | DE | SHAREHOLDER | C | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT | B | Control |
| LONDE, CARL, LEE | I | MEMBER, CHAIRMAN, CEO & CCO | B | Control |
| LONDE, CARL, LEE | I | MEMBER, CEO & CHIEF COMPLIANCE OFFICER | B | Control |
| LONDE, CARL, LEE | I | MEMBER, CEO & CHIEF COMPLIANCE OFFICER | B | Control |
| LONDE, CARL, LEE | I | MEMBER, CEO & CHIEF COMPLIANCE OFFICER | B | Control |
| LONDE, CARL, LEE | I | MEMBER, CEO & CHIEF COMPLIANCE OFFICER | B | Control |
| LONDE, CARL, LEE | I | MEMBER, CEO & CHIEF COMPLIANCE OFFICER | B | Control |
| LONDE, CARL, LEE | I | MEMBER, CEO & CHIEF COMPLIANCE OFFICER | B | Control |
| LONDE, CARL, LEE | I | MEMBER, CEO & CHIEF COMPLIANCE OFFICER | B | Control |
| LONDE, CARL, LEE | I | MEMBER, CEO & CHIEF COMPLIANCE OFFICER | B | Control |
| LONDE, CARL, LEE | I | MEMBER, CEO & CHIEF COMPLIANCE OFFICER | B | Control |
| LONDE, CARL, LEE | I | MEMBER, CEO & CHIEF COMPLIANCE OFFICER | B | Control |
| LONDE, CARL, LEE | I | MEMBER, CEO & CHIEF COMPLIANCE OFFICER | B | Control |
| LONDE, CARL, LEE | I | MEMBER, CEO & CHIEF COMPLIANCE OFFICER | B | Control |
| LONDE, CARL, LEE | I | MEMBER, CEO & CHIEF COMPLIANCE OFFICER | B | Control |
| LONDE, CARL, LEE | I | MEMBER, CEO & CHIEF COMPLIANCE OFFICER | B | Control |
| LONDE, CARL, LEE | I | MEMBER, CEO & CHIEF COMPLIANCE OFFICER | B | Control |
| LONDE, CARL, LEE | I | MEMBER, CEO & CHIEF COMPLIANCE OFFICER | B | Control |
| SABOS, ANTHONY | I | MEMBER & PRESIDENT | B | Control |
| SABOS, ANTHONY | I | MEMBER & PRESIDENT | B | Control |
| SABOS, ANTHONY | I | MEMBER & PRESIDENT | B | Control |
| SABOS, ANTHONY | I | MEMBER & PRESIDENT | B | Control |
| SABOS, ANTHONY | I | MEMBER & PRESIDENT | B | Control |
| SABOS, ANTHONY | I | MEMBER & PRESIDENT | B | Control |
| SABOS, ANTHONY | I | MEMBER & PRESIDENT | B | Control |
| SABOS, ANTHONY | I | MEMBER & PRESIDENT | B | Control |
| SABOS, ANTHONY | I | MEMBER & PRESIDENT | B | Control |
| SABOS, ANTHONY | I | MEMBER & PRESIDENT | B | Control |
| SABOS, ANTHONY | I | MEMBER & PRESIDENT | B | Control |
| SABOS, ANTHONY | I | MEMBER & PRESIDENT | B | Control |
| SABOS, ANTHONY | I | MEMBER & PRESIDENT | B | Control |
| SABOS, ANTHONY | I | MEMBER & PRESIDENT | B | Control |
| SABOS, ANTHONY | I | MEMBER & PRESIDENT | B | Control |
| SABOS, ANTHONY | I | MEMBER & PRESIDENT | B | Control |
| SABOS, ANTHONY | I | MEMBER & PRESIDENT | B | Control |
| CHARD, MICHAEL, MCCLELLAND | I | PRESIDENT | A | Control |
| MILLS, WILLIAM, W | I | EXECUTIVE VP | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SMART PENSION LIMITED | FE | SMART USA CO. | E | Control |
| SMART PENSION LIMITED | FE | SMART USA CO. | E | Control |
| SMART USA CO. | DE | SMART MANAGED SOLUTIONS, INC. | E | Control |
| SMART USA CO. | DE | SMART MANAGED SOLUTIONS, INC. | E | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT INC | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT INC | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT INC | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT INC | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT INC | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT INC | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT INC | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT INC | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT INC | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT INC | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT INC | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT INC | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT INC | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT INC | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT INC | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT INC | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT INC | D | Control |
| CHARD, MICHAEL, MCCLELLAND | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| CHARD, MICHAEL, MCCLELLAND | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| CHARD, MICHAEL, MCCLELLAND | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| CHARD, MICHAEL, MCCLELLAND | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| CHARD, MICHAEL, MCCLELLAND | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| CHARD, MICHAEL, MCCLELLAND | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| CHARD, MICHAEL, MCCLELLAND | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| CHARD, MICHAEL, MCCLELLAND | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| CHARD, MICHAEL, MCCLELLAND | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| ELLIS, BAMBI, LYNN | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| ELLIS, BAMBI, LYNN | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| ELLIS, BAMBI, LYNN | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| ELLIS, BAMBI, LYNN | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| ELLIS, BAMBI, LYNN | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| ELLIS, BAMBI, LYNN | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| ELLIS, BAMBI, LYNN | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| ELLIS, BAMBI, LYNN | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| ELLIS, BAMBI, LYNN | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| SABOS, ANTHONY | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| SABOS, ANTHONY | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| SABOS, ANTHONY | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| SABOS, ANTHONY | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| SABOS, ANTHONY | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| SABOS, ANTHONY | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| SABOS, ANTHONY | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| SABOS, ANTHONY | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
| SABOS, ANTHONY | I | STRATEGIC FINANCIAL CONCEPTS, INC. | C | Control |
Registrations
Federal
IA
Jun 18, 2025 REGISTERED
Notice Filings (30)
AK AL AR CA CT FL GA IL IN KY LA MA MI MN MO NE NH NJ NY OH OK OR PA SC TN TX VA WA WI WV
Address
130 E RANDOLPH STSUITE 2825
CHICAGO, IL 60601
United States
Phone: 312-456-0665