SIMPLIFI, LLC

Legal name: SIMPLIFI

CRD #133372 SEC #801-63672 WINSTON-SALEM, NC 615-939-0214

SEC Registered

Total AUM

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: North Carolina
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 6, 2013
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BRENNER, JASON, N.	I	MEMBER/CHIEF MARKETING OFFICER	NA	Control
MALENFANT, DEBORAH, J	I	MANAGEMENT COMMITTEE MEMBER	NA	Control
MALENFANT, DEBORAH, J	I	MANAGEMENT COMMITTEE MEMBER	NA	Control
MALENFANT, DEBORAH, J	I	MANAGEMENT COMMITTEE MEMBER	NA	Control
MALENFANT, DEBORAH, J	I	MANAGEMENT COMMITTEE MEMBER	NA	Control
MALENFANT, DEBORAH, J	I	MEMBER MANAGER	NA	Control
MALENFANT, DEBORAH, J	I	MANAGEMENT COMMITTEE MEMBER	NA	Control
MALENFANT, DEBORAH, J	I	MANAGEMENT COMMITTEE MEMBER	NA	Control
MALENFANT, DEBORAH, J	I	MANAGEMENT COMMITTEE MEMBER	NA	Control
MALENFANT, DEBORAH, JANINE	I	MANAGEMENT COMMITTEE MEMBER	NA	Control
MALENFANT, DEBORAH, JANINE	I	MANAGEMENT COMMITTEE MEMBER	NA	Control
MCGUIRE, PAUL	I	MEMBER MANAGER	NA	Control
TOBEY, EDWARD, B.	I	MEMBER/CHIEF PRODUCT OFFICER	NA	Control
INHALF, LLC	DE	MEMBER	D	Control
INHALF, LLC	DE	MEMBER	D	Control
INHALF, LLC	DE	MEMBER	D	Control
INHALF, LLC	DE	MEMBER	D	Control
INHALF, LLC	DE	MEMBER	D	Control
INHALF, LLC	DE	MEMBER	D	Control
INHALF, LLC	DE	MEMBER	D	Control
GRIZACK, WILLIAM, JOHN	I	CHIEF OPERATING OFFICER	C	Control
HARBORWAY ASSOCIATES, L.P.	DE	MEMBER	C	Control
HARBORWAY ASSOCIATES, L.P.	DE	MEMBER	C	Control
INHALF, LLC	DE	MEMBER	C	Control
INHALF, LLC	DE	MEMBER	C	Control
LINK, CHARLES, BRYAN	I	CHIEF EXECUTIVE OFFICER	C	Control
MINK, BRADY, MCKEE	I	CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER	C	Control
GRIZACK, WILLIAM, JOHN	I	CHIEF OPERATING OFFICER	B	Control
GRIZACK, WILLIAM, JOHN	I	CHIEF OPERATING OFFICER	B	Control
GRIZACK, WILLIAM, JOHN	I	CHIEF OPERATING OFFICER	B	Control
GRIZACK, WILLIAM, JOHN	I	CHIEF OPERATING OFFICER	B	Control
GRIZACK, WILLIAM, JOHN	I	CHIEF OPERATING OFFICER	B	Control
GRIZACK, WILLIAM, JOHN	I	CHIEF OPERATING OFFICER	B	Control
LINK, CHARLES, BRYAN	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
LINK, CHARLES, BRYAN	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
LINK, CHARLES, BRYAN	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
LINK, CHARLES, BRYAN	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
LINK, CHARLES, BRYAN	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
LINK, CHARLES, BRYAN	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	B	Control
SMITH, DANIEL, EDWIN	I	MANAGEMENT COMMITTEE MEMBER	B	Control
SMITH, DANIEL, EDWIN	I	MANAGEMENT COMMITTEE MEMBER	B	Control
ENVENTYS, LLC	DE	MEMBER	A
GRIZACK, WILLIAM, JOHN	I	MEMBER	A	Control
LINK, CHARLES, BRYAN	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER	A	Control
LINK, CHARLES, BRYAN	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF PRODUCT OFFICER, MANAGING MEMBER	A	Control
LINK, CHARLES, BRYAN	I	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF PRODUCT OFFICER, MANAGING MEMBER	A	Control
MINK, BRADY, MCKEE	I	MEMBER	A
MINK, BRADY, MCKEE	I	MEMBER	A
MINK, BRADY, MCKEE	I	MEMBER	A
MINK, BRADY, MCKEE	I	MEMBER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
SMITH, DANIEL, EDWIN	I	HARBORWAY ASSOCIATES, L.P.	E	Control
SMITH, DANIEL, EDWIN	I	HARBORWAY ASSOCIATES, L.P.	E	Control
INHALF, LLC	DE	SIMPLIFI, LLC	D	Control
INHALF, LLC	DE	SIMPLIFI, LLC	D	Control
INHALF, LLC	DE	SIMPLIFI, LLC	D	Control
INHALF, LLC	DE	SIMPLIFI, LLC	D	Control
TECHNOLOGY PRODUCT GROUP, LLC	DE	ENVENTYS, LLC	D	Control
TUTTLE, RANDALL, SCOTT	I	INHALF, LLC	D	Control
TUTTLE, RANDALL, SCOTT	I	INHALF, LLC	D	Control
WAUGH, PHILIP, ROBERTSON SLEADD	I	INHALF, LLC	D	Control
WAUGH, PHILIP, ROBERTSON SLEADD	I	INHALF, LLC	D	Control
FOREMAN, LOUIS, JAY	I	TECHNOLOGY PRODUCT GROUP, LLC	C	Control

Registrations

Federal

Mar 6, 2013 REGISTERED

Address

635 N. TRADE STREET
WINSTON-SALEM, NC 27101
United States

Phone: 615-939-0214