XI ASSET MANAGEMENT, LLC
CRD #133386 SEC #801-65382 NEW YORK, NY 646-840-5445
SEC Registered
Total AUM
$180M
Discretionary
$180M
Employees
10
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GALLO, ANTHONY, MICHAEL | I | CHIEF FINANCIAL OWNER | NA | |
| GALLO, ANTHONY, MICHAEL | I | CHIEF FINANCIAL OWNER | NA | |
| GALLO, ANTHONY, MICHAEL | I | CHIEF FINANCIAL OWNER | NA | |
| GALLO, ANTHONY, MICHAEL | I | CHIEF FINANCIAL OWNER | NA | |
| VARACCHI, MARK | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| VARACCHI, MARK, JOHN | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| VARACCHI, MARK, JOHN | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| VARACCHI, MARK, JOHN | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| WOLFBERG, ADAM | I | CEO | C | Control |
| WOLFBERG, ADAM, JEFFERY | I | CEO | C | Control |
| WOLFBERG, ADAM, JEFFERY | I | CEO | C | Control |
| WOLFBERG, ADAM, JEFFERY | I | CEO | C | Control |
| BOVO, ROBERT, MICHAEL | I | ASSISTANT PORTFOLIO MANAGER/TRADER | B | Control |
| BOVO, ROBERT, MICHAEL | I | ASSISTANT PORTFOLIO MANAGER/TRADER | B | Control |
| GROGAN, SEAN, ROBERT | I | ANALYST | B | |
| GROGAN, SEAN, ROBERT | I | ANALYST | B | |
| GROGAN, SEAN, ROBERT | I | ANALYST | B | |
| GROGAN, SEAN, ROBERT | I | ANALYST | B | |
| HAMERLING, ANDREW, BRIAN | I | ANALYST | B | |
| HAMERLING, ANDREW, BRIAN | I | ANALYST | B | |
| LANDRY, STEVEN, MICHAEL | I | ANALYST | B | |
| LANDRY, STEVEN, MICHAEL | I | ANALYST | B | |
| LANDRY, STEVEN, MICHAEL | I | ANALYST | B | |
| LANDRY, STEVEN, MICHAEL | I | ANALYST | B | |
| BOVO, ROBERT, MICHAEL | I | ASSISTANT PORTFOLIO MANAGER/TRADER | A | Control |
| BOVO, ROBERT, MICHAEL | I | ASSISTANT PORTFOLIO MANAGER/TRADER | A | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Notice Filings (1)
NY
Address
527 MADISON AVENUE6TH FLOOR
NEW YORK, NY 10022
USA
Phone: 646-840-5445