C-BASS INVESTMENT MANAGEMENT LLC
CRD #133405 SEC #801-63691 NEW YORK, NY 212-850-7700
SEC Registered
Total AUM
$5.2B
Discretionary
$5.2B
Employees
--
Clients
--
Accounts
17
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 23, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DRAGHI, JOHN, MARK | I | MANAGER | NA | Control |
| DRAGHI, JOHN, MARK | I | MANAGER, CHIEF OPERATING OFFICER | NA | Control |
| DRAGHI, JOHN, MARK | I | MANAGER, CHIEF OPERATING OFFICER | NA | Control |
| DRAGHI, JOHN, MARK | I | MANAGER, CHIEF OPERATING OFFICER | NA | Control |
| HENDRY, SCOTT, ROY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENDRY, SCOTT, ROY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENDRY, SCOTT, ROY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENDRY, SCOTT, ROY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENDRY, SCOTT, ROY | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENDRY, SCOTT, ROY | I | CHIEF COMPLIANCE OFFICER | NA | |
| KUSHNER, SHARI, LYN | I | GENERAL COUNSEL, SENIOR VICE PRESIDENT | NA | |
| KUSHNER, SHARI, LYN | I | GENERAL COUNSEL, SENIOR VICE PRESIDENT | NA | |
| KUSHNER, SHARI, LYN | I | GENERAL COUNSEL, SENIOR VICE PRESIDENT | NA | |
| KUSHNER, SHARI, LYN | I | GENERAL COUNSEL, SENIOR VICE PRESIDENT | NA | |
| KUSHNER, SHARI, LYN | I | GENERAL COUNSEL, SENIOR VICE PRESIDENT | NA | |
| KUSHNER, SHARI, LYN | I | GENERAL COUNSEL, SENIOR VICE PRESIDENT | NA | |
| SANDERS, SAUL, IRA | I | PRESIDENT, CHIEF OPERATING OFFICER, MANAGER | NA | Control |
| SANDERS, SAUL, IRA | I | PRESIDENT, MANAGER | NA | Control |
| SANDERS, SAUL, IRA | I | PRESIDENT, MANAGER | NA | Control |
| SANDERS, SAUL, IRA | I | PRESIDENT, MANAGER | NA | Control |
| SANDERS, SAUL, IRA | I | PRESIDENT, MANAGER | NA | Control |
| SANDERS, SAUL, IRA | I | PRESIDENT, MANAGING MEMBER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | MANAGER | NA | Control |
| WEINSTEIN, ROBERT, LOUIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINSTEIN, ROBERT, LOUIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINSTEIN, ROBERT, LOUIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINSTEIN, ROBERT, LOUIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINSTEIN, ROBERT, LOUIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINSTEIN, ROBERT, LOUIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, BRUCE, JOHN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WILLIAMS, BRUCE, JOHN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WILLIAMS, BRUCE, JOHN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WILLIAMS, BRUCE, JOHN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WILLIAMS, BRUCE, JOHN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| WILLIAMS, BRUCE, JOHN | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | NA | Control |
| CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | DE | SHAREHOLDER | E | Control |
| CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | DE | SHAREHOLDER | E | Control |
| CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | DE | SHAREHOLDER | E | Control |
| CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | DE | SHAREHOLDER | E | Control |
| CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | DE | SHAREHOLDER | E | Control |
| CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CASALE, MARK | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | |
| CASALE, MARK | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | |
| CASALE, MARK | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | |
| CASALE, MARK | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | |
| CURRAN, CHRISTOPHER, GERARD | I | CREDIT-BASED ASSET SERVICNG AND SECURITIZATION LLC | F | |
| CURRAN, CHRISTOPHER, GERARD | I | CREDIT-BASED ASSET SERVICNG AND SECURITIZATION LLC | F | |
| DRAGHI, JOHN, MARK | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | Control |
| DRAGHI, JOHN, MARK | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | Control |
| FISCHER, PAUL | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | |
| LANE, JEFFREY, HAROLD | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | |
| LANE, JEFFREY, HAROLD | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | |
| QUINT, CARL, ROBERT | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | |
| QUINT, CARL, ROBERT | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | |
| SANDERS, SAUL, IRA | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | Control |
| SANDERS, SAUL, IRA | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | Control |
| SINKS, PATRICK | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | |
| SINKS, PATRICK | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | |
| SINKS, PATRICK | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | |
| SINKS, PATRICK | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | |
| VERHOEVEN, BERNARD, WALTER | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | |
| VERHOEVEN, BERNARD, WALTER | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | |
| VERHOEVEN, BERNARD, WALTER | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | |
| VERHOEVEN, BERNARD, WALTER | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | |
| WILLIAMS, BRUCE, JOHN | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | Control |
| WILLIAMS, BRUCE, JOHN | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | Control |
| WILLIAMS, BRUCE, JOHN | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | Control |
| WILLIAMS, BRUCE, JOHN | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | Control |
| WILLIAMS, BRUCE, JOHN | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | Control |
| WILLIAMS, BRUCE, JOHN | I | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | F | Control |
| COMMONWEALTH MORTGAGE ASSURANCE OF TEXAS | DE | RESIDUAL INTEREST INVESTMENT LP | E | Control |
| COMMONWEALTH MORTGAGE ASSURANCE OF TEXAS | DE | RESIDUAL INTEREST INVESTMENT LP | E | Control |
| COMMONWEALTH MORTGAGE ASSURANCE OF TEXAS | DE | RESIDUAL INTEREST INVESTMENT LP | E | Control |
| COMMONWEALTH MORTGAGE ASSURANCE OF TEXAS | DE | RESIDUAL INTEREST INVESTMENT LP | E | Control |
| COMMONWEALTH MORTGAGE ASSURANCE OF TEXAS | DE | RESIDUAL INTEREST INVESTMENT LP | E | Control |
| COMMONWEALTH MORTGAGE ASSURANCE OF TEXAS | DE | RESIDUAL INTEREST INVESTMENT LP | E | Control |
| ENHANCE FINANCIAL SERVICES GROUP INC. | DE | COMMONWEALTH MORTGAGE ASSURANCE OF TEXAS | E | Control |
| ENHANCE FINANCIAL SERVICES GROUP INC. | DE | COMMONWEALTH MORTGAGE ASSURANCE OF TEXAS | E | Control |
| ENHANCE FINANCIAL SERVICES GROUP INC. | DE | COMMONWEALTH MORTGAGE ASSURANCE OF TEXAS | E | Control |
| ENHANCE FINANCIAL SERVICES GROUP INC. | DE | COMMONWEALTH MORTGAGE ASSURANCE OF TEXAS | E | Control |
| ENHANCE FINANCIAL SERVICES GROUP INC. | DE | COMMONWEALTH MORTGAGE ASSURANCE OF TEXAS | E | Control |
| ENHANCE FINANCIAL SERVICES GROUP INC. | DE | COMMONWEALTH MORTGAGE ASSURANCE OF TEXAS | E | Control |
| MGIC INVESTMENT CORPORATION | DE | MORTGAGE GUARANTY INSURANCE COMPANY | E | Control |
| MGIC INVESTMENT CORPORATION | DE | MORTGAGE GUARANTY INSURANCE COMPANY | E | Control |
| MGIC INVESTMENT CORPORATION | DE | MORTGAGE GUARANTY INSURANCE COMPANY | E | Control |
| MGIC INVESTMENT CORPORATION | DE | MORTGAGE GUARANTY INSURANCE COMPANY | E | Control |
| MGIC INVESTMENT CORPORATION | DE | MORTGAGE GUARANTY INSURANCE COMPANY | E | Control |
| MGIC INVESTMENT CORPORATION | DE | MORTGAGE GUARANTY INSURANCE COMPANY | E | Control |
| MORTGAGE GUARANTY INSURANCE COMPANY | DE | MGIC MORTGAGE AND CONSUMER ASSET LLC | E | Control |
| MORTGAGE GUARANTY INSURANCE COMPANY | DE | MGIC MORTGAGE AND CONSUMER ASSET LLC | E | Control |
| MORTGAGE GUARANTY INSURANCE COMPANY | DE | MGIC MORTGAGE AND CONSUMER ASSET LLC | E | Control |
| MORTGAGE GUARANTY INSURANCE COMPANY | DE | MGIC MORTGAGE AND CONSUMER ASSET LLC | E | Control |
| MORTGAGE GUARANTY INSURANCE COMPANY | DE | MGIC MORTGAGE AND CONSUMER ASSET LLC | E | Control |
| MORTGAGE GUARANTY INSURANCE COMPANY | DE | MGIC MORTGAGE AND CONSUMER ASSET LLC | E | Control |
| RADIAN GROUP, INC. | DE | ENHANCE FINANCIAL SERVICE GROUP, INC. | E | |
| RADIAN GROUP, INC. | DE | ENHANCE FINANCIAL SERVICE GROUP, INC. | E | Control |
| RADIAN GROUP, INC. | DE | ENHANCE FINANCIAL SERVICE GROUP, INC. | E | Control |
| RADIAN GROUP, INC. | DE | ENHANCE FINANCIAL SERVICE GROUP, INC. | E | Control |
| RADIAN GROUP, INC. | DE | ENHANCE FINANCIAL SERVICE GROUP, INC. | E | Control |
| RADIAN GROUP, INC. | DE | ENHANCE FINANCIAL SERVICE GROUP, INC. | E | Control |
| MGIC MORTGAGE AND CONSUMER ASSET I LLC | DE | CREDIT-BASED ASSET SERVICING AND SEURITIZATION LLC | C | Control |
| MGIC MORTGAGE AND CONSUMER ASSET I LLC | DE | CREDIT-BASED ASSET SERVICING AND SEURITIZATION LLC | C | Control |
| MGIC MORTGAGE AND CONSUMER ASSET I LLC | DE | CREDIT-BASED ASSET SERVICING AND SEURITIZATION LLC | C | Control |
| MGIC MORTGAGE AND CONSUMER ASSET I LLC | DE | CREDIT-BASED ASSET SERVICING AND SEURITIZATION LLC | C | Control |
| MGIC MORTGAGE AND CONSUMER ASSET I LLC | DE | CREDIT-BASED ASSET SERVICING AND SEURITIZATION LLC | C | Control |
| MGIC MORTGAGE AND CONSUMER ASSET I LLC | DE | CREDIT-BASED ASSET SERVICING AND SEURITIZATION LLC | C | Control |
| RESIDUAL INTEREST INVESTMENT LP | DE | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | C | Control |
| RESIDUAL INTEREST INVESTMENT LP | DE | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | C | Control |
| RESIDUAL INTEREST INVESTMENT LP | DE | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | C | Control |
| RESIDUAL INTEREST INVESTMENT LP | DE | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | C | Control |
| RESIDUAL INTEREST INVESTMENT LP | DE | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | C | Control |
| RESIDUAL INTEREST INVESTMENT LP | DE | CREDIT-BASED ASSET SERVICING AND SECURITIZATION LLC | C | Control |
Registrations
Federal
IA
Mar 23, 2007 REGISTERED
Notice Filings (1)
NY
Address
335 MADISON AVENUENEW YORK, NY 10017
USA
Phone: 212-850-7700