ROSEN REAL ESTATE SECURITIES LLC
CRD #133409 SEC #801-64442 BERKELEY, CA 510-549-4585
SEC Registered
Total AUM
$87.5M
Discretionary
$87.5M
Employees
10
Clients
0
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 16, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEROS, ELIZABETH, OGINO | I | CHIEF COMPLIANCE OFFICER | NA | |
| BEROS, ELIZABETH, OGINO | I | CHIEF COMPLIANCE OFFICER | NA | |
| BEROS, ELIZABETH, OGINO | I | COMPLIANCE OFFICER | NA | |
| BEROS, ELIZABETH, OGINO | I | CHIEF COMPLIANCE OFFICER | NA | |
| ORME, STACEY | I | CHIEF OPERATING OFFICER | NA | |
| ORME, STACEY | I | CHIEF OPERATING OFFICER | NA | |
| ORME, STACEY | I | CHIEF OPERATING OFFICER | NA | |
| PROPHET, GREGORY, LEO | I | DIRECTOR OF RESEARCH | NA | |
| PROPHET, GREGORY, LEO | I | DIRECTOR OF RESEARCH | NA | |
| ROSEN, KENNETH, THOMAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROSEN, KENNETH, THOMAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROSEN, KENNETH, THOMAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROSEN, KENNETH, THOMAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROSEN FINANCIAL SERVICES LLC | DE | OWNER | E | Control |
| ROSEN FINANCIAL SERVICES LLC | DE | OWNER | E | Control |
| ROSEN FINANCIAL SERVICES LLC | DE | OWNER | E | Control |
| ROSEN FINANCIAL SERVICES LLC | DE | MEMBER | D | Control |
| RREC, INC. | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ROSEN, KENNETH, THOMAS | I | ROSEN FINANCIAL SERVICES LLC | F | Control |
| ROSEN, KENNETH, THOMAS | I | ROSEN FINANCIAL SERVICES LLC | F | Control |
| ROSEN, KENNETH, THOMAS | I | ROSEN FINANCIAL SERVICES LLC | F | Control |
| ROSEN, KENNETH, THOMAS | I | ROSEN FINANCIAL SERVICES LLC | F | Control |
| KENNETH T. ROSEN LIVING TRUST | DE | ROSEN FINANCIAL SERVICES LLC | D | |
| KENNETH T. ROSEN LIVING TRUST | DE | ROSEN FINANCIAL SERVICES LLC | D | |
| KENNETH T. ROSEN LIVING TRUST | DE | ROSEN FINANCIAL SERVICES LLC | D | |
| KENNETH T. ROSEN LIVING TRUST | DE | ROSEN FINANCIAL SERVICES LLC | D |
Registrations
Federal
IA
Jun 16, 2005 REGISTERED
Notice Filings (8)
CA MA NJ NV NY PA TX WA
Address
1995 UNIVERSITY AVENUESUITE 550
BERKELEY, CA 94704
USA
Phone: 510-549-4585