WCM, INC.
CRD #133423 SEC #801-63722 MADISON, WI 608-824-8800
SEC Registered
Total AUM
$250.2M
Discretionary
$250.2M
Employees
10
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 5, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUCHOW, DAVID, BRUCE | I | VICE PRESIDENT | NA | Control |
| DUCHOW, DAVID, BRUCE | I | VICE PRESIDENT | NA | Control |
| DUCHOW, DAVID, BRUCE | I | VICE PRESIDENT | NA | Control |
| DUCHOW, DAVID, BRUCE | I | VICE PRESIDENT | NA | Control |
| LEONE, PAUL, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OPPERMANN, CLINT, ALAN | I | VICE PRESIDENT | NA | Control |
| OPPERMANN, CLINT, ALAN | I | VICE PRESIDENT | NA | Control |
| OPPERMANN, CLINT, ALAN | I | VICE PRESIDENT | NA | Control |
| OPPERMANN, CLINT, ALAN | I | VICE PRESIDENT | NA | Control |
| PLUMB, THOMAS, GERALD | I | PRESIDENT & TREASURER | NA | Control |
| PLUMB, THOMAS, GERALD | I | PRESIDENT & TREASURER | NA | Control |
| PLUMB, THOMAS, GERALD | I | PRESIDENT & TREASURER | NA | Control |
| PLUMB, THOMAS, GERALD | I | PRESIDENT & TREASURER | NA | Control |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENGT & SECRETARY | NA | Control |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENGT & SECRETARY | NA | Control |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENGT & SECRETARY | NA | Control |
| REDMAN, CONNIE, MARIE | I | VICE PRESIDENGT & SECRETARY | NA | Control |
| TGP, INC. | DE | OWNER | E | Control |
| TGP, INC. | DE | OWNER | E | Control |
| TGP, INC. | DE | OWNER | E | Control |
| TGP, INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PLUMB, THOMAS, GERALD | I | TGP, INC | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC | E | Control |
Registrations
Federal
IA
Mar 5, 2007 REGISTERED
Address
1200 JOHN Q. HAMMONS DRIVE, 2ND FLOORMADISON, WI 53717
USA
Phone: 608-824-8800