RIA Intelligence

SARA-BAY FINANCIAL CORP.

CRD #133443 SEC #801-79508 SARASOTA, FL 941-371-8027
SEC Registered
Total AUM
$318.3M
Discretionary
$318.3M
Employees
5
Clients
0
Accounts
848

Firm Details

Organization Type
Corporation
State of Formation
Florida
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 25, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
HARD, BENJAMIN, MICHAELIVICE PRESIDENT OF MARKETINGNA Control
HARD, BENJAMIN, MICHAELIVICE PRESIDENT OF MARKETINGNA Control
HARD, BENJAMIN, MICHAELICCONA Control
HARD, BENJAMIN, MICHAELICCONA Control
HARD, BENJAMIN, MICHAELICCONA Control
HARD, BENJAMIN, MICHAELICCONA Control
HARD, BENJAMIN, MICHAELICCONA Control
HARD, BENJAMIN, MICHAELICCONA Control
HARD, BENJAMIN, MICHAELICCONA Control
HETTIG, MARY, THERESAICCONA
HETTIG, MARY, THERESAICCONA
HETTIG, MARY, THERESAICCONA
HETTIG, MARY, THERESAICCONA
HETTIG, MARY, THERESAICCONA
HETTIG, MARY, THERESAICCONA
HETTIG, MARY, THERESAICCONA
HETTIG, MARY, THERESAICCONA
HETTIG, MARY, THERESAICCONA
HETTIG, MARY, THERESAICCONA
HETTIG, MARY, THERESAICCONA
HETTIG, MARY, THERESAICCONA
HETTIG, MARY, THERESAICCONA
HETTIG, MARY, THERESAICCONA
HETTIG, MARY, THERESAICCONA
HETTIG, MARY, THERESAICCONA
HARD, BENJAMIN, MICHAELIPRESIDENTE Control
HARD, BENJAMIN, MICHAELIPRESIDENTE Control
HARD, BENJAMIN, MICHAELIPRESIDENTE Control
HARD, BENJAMIN, MICHAELIPRESIDENTE Control
HARD, BENJAMIN, MICHAELIPRESIDENTE Control
HARD, BENJAMIN, MICHAELIPRESIDENTE Control
HARD, BENJAMIN, MICHAELIPRESIDENTE Control
HARD, BENJAMIN, MICHAELIPRESIDENTE Control
HARD, BENJAMIN, MICHAELIPRESIDENTE Control
HARD, BENJAMIN, MICHAELIPRESIDENTE Control
HARD, BENJAMIN, MICHAELIPRESIDENTE Control
HARD, BENJAMIN, MICHAELIPRESIDENTE Control
HARD, BENJAMIN, MICHAELIPRESIDENTE Control
HARD, JAMES, MICHAELIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
HARD, JAMES, MICHAELIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
HARD, JAMES, MICHAELIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
HARD, JAMES, MICHAELIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
HARD, JAMES, MICHAELIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
HARD, JAMES, MICHAELIPRESIDENTE Control
HARD, JAMES, MICHAELIPRESIDENTE Control
HARD, JAMES, MICHAELIPRESIDENTE Control
HARD, JAMES, MICHAELIPRESIDENTE Control
HARD, JAMES, MICHAELIPRESIDENTE Control
HARD, JAMES, MICHAELIPRESIDENTE Control
HARD, JAMES, MICHAELIPRESIDENTE Control
HARD, JAMES, MICHAELIPRESIDENTE Control
HARD, JAMES, MICHAELIPRESIDENTE Control
HARD, JAMES, MICHAELIPRESIDENTE Control
HARD, JAMES, MICHAELIPRESIDENTE Control
HARD, JAMES, MICHAELIPRESIDENTE Control
HARD, JAMES, MICHAELIPRESIDENTE Control
HALT, ESTHER, KUZNETZIVICE PRESIDENTB Control
HALT, ESTHER, KUZNETZIVICE PRESIDENTB Control
HARD, BENJAMIN, MICHAELIV.P.B Control
HARD, BENJAMIN, MICHAELIV.P.B Control
HARD, BENJAMIN, MICHAELIV.P.B Control
HARD, JAMES, MICHAELIVICE PRESIDENTB Control
HARD, JAMES, MICHAELIVICE PRESIDENTB Control
HARD, JAMES, MICHAELIVICE PRESIDENTB Control
HARD, JAMES, MICHAELIVICE PRESIDENTB Control
HARD, JAMES, MICHAELIVICE PRESIDENTB Control
HARD, JAMES, MICHAELIVICE PRESIDENTB Control
HARD, JAMES, MICHAELIVICE PRESIDENTB Control
HARD, JAMES, MICHAELIVICE PRESIDENTB Control
HARD, JAMES, MICHAELIVICE PRESIDENTB Control
HARD, JAMES, MICHAELIVICE PRESIDENTB Control
HARD, JAMES, MICHAELIVICE PRESIDENTB Control
MILLS, JAMES, CHRISTOPHERIADVISERB
MILLS, JAMES, CHRISTOPHERIADVISERB
MILLS, JAMES, CHRISTOPHERIADVISERB
MILLS, JAMES, CHRISTOPHERIOFFICERB
MILLS, JAMES, CHRISTOPHERIOFFICERB
MILLS, JAMES, CHRISTOPHERIOFFICERB
HARD, BENJAMIN, MICHAELICCOA Control
HARD, BENJAMIN, MICHAELICCOA Control
HARD, BENJAMIN, MICHAELICCOA Control

Registrations

Federal

IA
Apr 25, 2025 REGISTERED

Notice Filings (8)

CA FL GA NC NH PA TX VA

Address

2201 CANTU COURT
SUITE 102
SARASOTA, FL 34232
United States
Phone: 941-371-8027