OCEAN STATE ASSET MANAGEMENT, LLC
CRD #133452 SEC #801-64243 PROVIDENCE, RI 401-455-0030
SEC Registered
Total AUM
$176.1M
Discretionary
$176.1M
Employees
1
Clients
--
Accounts
9
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Rhode Island
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 11, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PULCANO, CHARLES, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | |
| PULCANO, CHARLES, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | |
| PULCANO, CHARLES, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | |
| PULCANO, CHARLES, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | |
| PULCANO, CHARLES, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | |
| PULCANO, CHARLES, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | |
| PULCANO, CHARLES, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | |
| PULCANO, CHARLES, ALFRED | I | CHIEF COMPLIANCE OFFICER | NA | |
| PULCANO, CHARLES, ALFRED | I | CHIEF COMPLIANCE OFFICER / PORTFOLIO MANAGER | NA | |
| DELBROCCO, NICHOLAS, WILLIAM | I | PRINCIPAL | E | Control |
| BABBAR, RAJAT | I | CHIEF INVESTMENT OFFICER | C | Control |
| BABBAR, RAJAT | I | CHIEF INVESTMENT OFFICER | C | Control |
| BABBAR, RAJAT | I | CHIEF INVESTMENT OFFICER | C | Control |
| BABBAR, RAJAT | I | CHIEF INVESTMENT OFFICER | C | Control |
| BABBAR, RAJAT | I | CHIEF INVESTMENT OFFICER | C | Control |
| BABBAR, RAJAT | I | CHIEF INVESTMENT OFFICER | C | Control |
| BABBAR, RAJAT | I | CHIEF INVESTMENT OFFICER | C | Control |
| BABBAR, RAJAT | I | CHIEF INVESTMENT OFFICER | C | Control |
| DELBROCCO, NICHOLAS, W.ILLIAM | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DELBROCCO, NICHOLAS, W.ILLIAM | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DELBROCCO, NICHOLAS, W.ILLIAM | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DELBROCCO, NICHOLAS, W.ILLIAM | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DELBROCCO, NICHOLAS, W.ILLIAM | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DELBROCCO, NICHOLAS, W.ILLIAM | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DELBROCCO, NICHOLAS, W.ILLIAM | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DELBROCCO, NICHOLAS, W.ILLIAM | I | CHIEF EXECUTIVE OFFICER | C | Control |
| MULLEN, RUTH | I | CHAIRMAN AND PRESIDENT | C | Control |
| MULLEN, RUTH, KILLEEN | I | CHAIRMAN AND PRESIDENT | C | Control |
| MULLEN, RUTH, KILLEEN | I | CHAIRMAN AND PRESIDENT | C | Control |
| MULLEN, RUTH, KILLEEN | I | CHAIRMAN AND PRESIDENT | C | Control |
| MULLEN, RUTH, KILLEEN | I | CHAIRMAN AND PRESIDENT | C | Control |
| MULLEN, RUTH, KILLEEN | I | CHAIRMAN AND PRESIDENT | C | Control |
| MULLEN, RUTH, KILLEEN | I | CHAIRMAN AND PRESIDENT | C | Control |
| MULLEN, RUTH, KILLEEN | I | CHAIRMAN AND PRESIDENT | C | Control |
Registrations
Federal
IA
Jan 11, 2012 REGISTERED
Notice Filings (10)
CA FL MA MD NH NY OH PA RI VT
Address
101 DYER STREETPROVIDENCE, RI 02903-3908
United States
Phone: 401-455-0030