ADVOCATE WEALTH MANAGEMENT, LLC
CRD #133465 SEC #801-70855 SEQUIM, WA 360-683-7654
SEC Registered
Total AUM
$50.5M
Discretionary
$50.5M
Employees
1
Clients
26
Accounts
298
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 10, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOLLOWAY, STEPHEN, EDWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLOWAY, STEPHEN, EDWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLOWAY, STEPHEN, EDWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLOWAY, STEPHEN, EDWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLOWAY, STEPHEN, EDWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLOWAY, STEPHEN, EDWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLOWAY, STEPHEN, EDWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 10, 2012 REGISTERED
Notice Filings (1)
WA
Address
528 NORTH FIFTH AVENUESEQUIM, WA 98382
United States
Phone: 360-683-7654