BOWLING PORTFOLIO MANAGEMENT LLC
CRD #133488 SEC #801-63696 CINCINNATI, OH 513-871-7776
SEC Registered
Total AUM
$554.8M
Discretionary
$554.8M
Employees
6
Clients
0
Accounts
786
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 7, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | NA | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | NA | Control |
| KAVESH, DARREN, CHARLES | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| KAVESH, DARREN, CHARLES | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| KAVESH, DARREN, CHARLES | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| KAVESH, DARREN, CHARLES | I | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| MURPHY, JEFFREY, SCOTT | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MURPHY, JEFFREY, SCOTT | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| NAKAMURA, LARRY, TRISTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAKAMURA, LARRY, TRISTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, PATRICIA, CAPAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWELL, PATRICIA, CAPAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| POWELL, PATRICIA, CAPAL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, PATRICIA, CAPAL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, PATRICIA, CAPAL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, PATRICIA, CAPAL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, PATRICIA, CAPAL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, PATRICIA, CAPAL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| POWELL, PATRICIA, CAPAL | I | VICE PRESIDENT | NA | Control |
| POWELL, PATRICIA, CAPAL | I | VICE PRESIDENT | NA | Control |
| POWELL, PATRICIA, CAPAL | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| CI PRIVATE WEALTH US, LLC | DE | OWNER & MANAGING MEMBER | E | Control |
| CI PRIVATE WEALTH US, LLC | DE | OWNER & MANAGING MEMBER | E | Control |
| CI PRIVATE WEALTH US, LLC | DE | OWNER & MANAGING MEMBER | E | Control |
| CI PRIVATE WEALTH, LLC | DE | OWNER & MANAGING MEMBER | E | Control |
| CI US HOLDINGS INC. | DE | OWNER & MANAGING MEMBER | E | Control |
| CI US HOLDINGS INC. | DE | OWNER & MANAGING MEMBER | E | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | LLC MANAGING MEMBER | D | Control |
| AFFILIATED MANAGERS GROUP, INC. | DE | LLC MANAGING MEMBER | D | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | D | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | D | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | D | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | D | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER | D | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER | D | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER | D | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER | D | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER | D | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | C | Control |
| BOWLING, JOHN, COURTENAY | I | LLC MEMBER | B | Control |
| BOWLING, JOHN, COURTENAY | I | LLC MEMBER | B | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| KAVESH, DARREN, CHARLES | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
| WAYNER, KATHLEEN, ANN | I | LLC MEMBER/EXECUTIVE COMMITTEE MEMBER/PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US, LLC | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US, LLC | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US, LLC | E | Control |
| CI US HOLDINGS INC | DE | CI US, LLC | E | Control |
| CI US HOLDINGS INC | DE | CI US, LLC | E | Control |
| CI US HOLDINGS INC | DE | CI US, LLC | E | Control |
| CI US HOLDINGS, INC | DE | CIPW HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CIPW HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CIPW HOLDINGS, LLC | DE | CI PRIVATE WEALTH, LLC | E | Control |
Registrations
Federal
IA
Nov 7, 2022 REGISTERED
Notice Filings (52)
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Address
4030 SMITH ROADSUITE 140
CINCINNATI, OH 45209
United States
Phone: 513-871-7776