BRIAN S. PEARCE, INC.
CRD #133496 SEC #801-63903 WINTER HAVEN, FL 863-299-5808
SEC Registered
Total AUM
$45.5M
Discretionary
$42M
Employees
1
Clients
1
Accounts
900
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KNOX, TISA, MARLENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNOX, TISA, MARLENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNOX, TISA, MARLENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNOX, TISA, MARLENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNOX, TISA, MARLENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KNOX, TISA, MARLENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, BRIAN, STANLEY | I | PRESIDENT | E | Control |
| PEARCE, BRIAN, STANLEY | I | PRESIDENT | E | Control |
| PEARCE, BRIAN, STANLEY | I | PRESIDENT | E | Control |
| PEARCE, BRIAN, STANLEY | I | PRESIDENT | E | Control |
| PEARCE, BRIAN, STANLEY | I | PRESIDENT | E | Control |
| PEARCE, BRIAN, STANLEY | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Feb 28, 2012 REGISTERED
Notice Filings (1)
FL
Address
56 FOURTH STREET NORTHWEST SUITE 201SUITE 201
WINTER HAVEN, FL 33881
United States
Phone: 863-299-5808