TMFS-CHARLOTTE, LLC
Legal name: THE MUTUAL FUND STORE - CHARLOTTE
CRD #133503 SEC #801-66877 CHARLOTTE, NC 704-553-9553
SEC Registered
Total AUM
$111.8M
Discretionary
$111.8M
Employees
3
Clients
51
Accounts
1,017
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Kansas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 16, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALDERSTON, KURT, DAVID | I | MANAGING PARTNER | NA | Control |
| BALDERSTON, KURT, DAVID | I | MANAGING PARTNER | NA | Control |
| BALDERSTON, KURT, DAVID | I | MANAGING PARTNER | NA | Control |
| BALDERSTON, KURT, DAVID | I | MANAGING PARTNER | NA | Control |
| BALDERSTON, KURT, DAVID | I | MANAGING PARTNER | NA | Control |
| BALDERSTON, KURT, DAVID | I | MANAGING PARTNER | NA | Control |
| BALDERSTON, KURT, DAVID | I | MANAGING PARTNER | NA | Control |
| BALDERSTON, KURT, DAVID | I | MANAGING PARTNER | NA | Control |
| BALDERSTON, KURT, DAVID | I | MANAGING PARTNER | NA | Control |
| BALDERSTON, KURT, DAVID | I | MANAGING PARTNER | NA | Control |
| BALDERSTON, KURT, DAVID | I | MANAGING PARTNER | NA | Control |
| BALDERSTON, KURT, DAVID | I | MANAGING PARTNER | NA | Control |
| BALDERSTON, KURT, DAVID | I | MANAGING PARTNER | NA | Control |
| BALDERSTON, KURT, DAVID | I | MANAGING PARTNER | NA | Control |
| BALDERSTON, KURT, DAVID | I | MANAGING PARTNER | NA | Control |
| DICKINSON, DUNCAN, BROGDEN | I | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| DICKINSON, DUNCAN, BROGDEN | I | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| HEDMAN, TROY, RAY | I | MANAGING PARTNER | NA | Control |
| HEDMAN, TROY, RAY | I | MANAGING PARTNER | NA | Control |
| HEDMAN, TROY, RAY | I | MANAGING PARTNER | NA | Control |
| HEDMAN, TROY, RAY | I | MANAGING PARTNER | NA | Control |
| HEDMAN, TROY, RAY | I | MANAGING PARTNER | NA | Control |
| HEDMAN, TROY, RAY | I | MANAGING PARTNER | NA | Control |
| HEDMAN, TROY, RAY | I | MANAGING PARTNER | NA | Control |
| HEDMAN, TROY, RAY | I | MANAGING PARTNER | NA | Control |
| HEDMAN, TROY, RAY | I | MANAGING PARTNER | NA | Control |
| HEDMAN, TROY, RAY | I | MANAGING PARTNER | NA | Control |
| HEDMAN, TROY, RAY | I | MANAGING PARTNER | NA | Control |
| HEDMAN, TROY, RAY | I | MANAGING PARTNER | NA | Control |
| HEDMAN, TROY, RAY | I | MANAGING PARTNER | NA | Control |
| HEDMAN, TROY, RAY | I | MANAGING PARTNER | NA | Control |
| HEDMAN, TROY, RAY | I | MANAGING PARTNER | NA | Control |
| MCCUTCHAN, SHAWN, EDWARD | I | SR. INVESTMENT ADVISOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCUTCHAN, SHAWN, EDWARD | I | SR. INVESTMENT ADVISOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCUTCHAN, SHAWN, EDWARD | I | SR. INVESTMENT ADVISOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCUTCHAN, SHAWN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCUTCHAN, SHAWN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCUTCHAN, SHAWN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCUTCHAN, SHAWN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCUTCHAN, SHAWN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCUTCHAN, SHAWN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCUTCHAN, SHAWN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCUTCHAN, SHAWN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCUTCHAN, SHAWN, EDWARD | I | SR. INVESTMENT ADVISOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCUTCHAN, SHAWN, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASH KING, LLC. | DE | OWNER | B | |
| CASH KING, LLC. | DE | OWNER | B | |
| CASH KING, LLC. | DE | OWNER | B | |
| CASH KING, LLC. | DE | OWNER | B | |
| CASH KING, LLC. | DE | OWNER | B | |
| CASH KING, LLC. | DE | OWNER | B | |
| MYERS, PATRICIA, ANN | I | OWNER | B | |
| MYERS, PATRICIA, ANN | I | OWNER | B | |
| MYERS, PATRICIA, ANN | I | OWNER | B | |
| MYERS, PATRICIA, ANN | I | OWNER | B | |
| MYERS, PATRICIA, ANN | I | OWNER | B | |
| MYERS, PATRICIA, ANN | I | OWNER | B | |
| MYERS, PATRICIA, ANN | I | OWNER | B | |
| MYERS, PATRICIA, ANN | I | OWNER | B | |
| MYERS, PATRICIA, ANN | I | OWNER | B | |
| MYERS, PATRICIA, ANN | I | OWNER | B | |
| MYERS, PATRICIA, ANN | I | OWNER | B | |
| MYERS, PATRICIA, ANN | I | OWNER | B | |
| MYERS, PATRICIA, ANN | I | OWNER | B | |
| MYERS, PATRICIA, ANN | I | OWNER | B | |
| MYERS, PATRICIA, ANN | I | OWNER | B | |
| UPSHAW, DENNIS, RAY | I | OWNER | B | |
| UPSHAW, DENNIS, RAY | I | OWNER | B | |
| UPSHAW, DENNIS, RAY | I | OWNER | B | |
| UPSHAW, DENNIS, RAY | I | OWNER | B | |
| UPSHAW, DENNIS, RAY | I | OWNER | B | |
| UPSHAW, DENNIS, RAY | I | OWNER | B | |
| UPSHAW, DENNIS, RAY | I | OWNER | B | |
| UPSHAW, DENNIS, RAY | I | OWNER | B | |
| UPSHAW, DENNIS, RAY | I | OWNER | B | |
| UPSHAW, DENNIS, RAY | I | OWNER | B | |
| UPSHAW, DENNIS, RAY | I | OWNER | B | |
| UPSHAW, DENNIS, RAY | I | OWNER | B | |
| UPSHAW, DENNIS, RAY | I | OWNER | B | |
| UPSHAW, DENNIS, RAY | I | OWNER | B | |
| UPSHAW, DENNIS, RAY | I | OWNER | B | |
| CASH KING, LLC. | DE | OWNER | A | |
| CASH KING, LLC. | DE | OWNER | A | |
| CASH KING, LLC. | DE | OWNER | A | |
| CASH KING, LLC. | DE | OWNER | A | |
| CASH KING, LLC. | DE | OWNER | A | |
| CASH KING, LLC. | DE | OWNER | A | |
| CASH KING, LLC. | DE | OWNER | A | |
| CASH KING, LLC. | DE | OWNER | A | |
| CASH KING, LLC. | DE | OWNER | A | |
| ENTRUST NEW DIRECTION IRA, INC FBO DOUG FRIEDRICHSEN | DE | OWNER | A | |
| ENTRUST NEW DIRECTION IRA, INC FBO DOUG FRIEDRICHSEN | DE | OWNER | A | |
| ENTRUST NEW DIRECTION IRA, INC FBO DOUG FRIEDRICHSEN | DE | OWNER | A | |
| ENTRUST NEW DIRECTION IRA, INC FBO DOUG FRIEDRICHSEN | DE | OWNER | A | |
| ENTRUST NEW DIRECTION IRA, INC FBO DOUG FRIEDRICHSEN | DE | OWNER | A | |
| ENTRUST NEW DIRECTION IRA, INC FBO DOUG FRIEDRICHSEN | DE | OWNER | A | |
| ENTRUST NEW DIRECTION IRA, INC FBO DOUG FRIEDRICHSEN | DE | OWNER | A | |
| FRIEDRICHSEN, DOUGLAS, DON | I | OWNER | A | |
| FRIEDRICHSEN, DOUGLAS, DON | I | OWNER | A | |
| FRIEDRICHSEN, DOUGLAS, DON | I | OWNER | A | |
| FRIEDRICHSEN, DOUGLAS, DON | I | OWNER | A | |
| FRIEDRICHSEN, DOUGLAS, DON | I | OWNER | A | |
| KROL, STEPHEN, MATTHEW | I | OWNER | A | |
| KROL, STEPHEN, MATTHEW | I | OWNER | A | |
| KROL, STEPHEN, MATTHEW | I | OWNER | A | |
| KROL, STEPHEN, MATTHEW | I | OWNER | A | |
| KROL, STEPHEN, MATTHEW | I | OWNER | A | |
| KROL, STEPHEN, MATTHEW | I | OWNER | A | |
| KROL, STEPHEN, MATTHEW | I | OWNER | A | |
| KROL, STEPHEN, MATTHEW | I | OWNER | A | |
| KROL, STEPHEN, MATTHEW | I | OWNER | A | |
| KROL, STEPHEN, MATTHEW | I | OWNER | A | |
| KROL, STEPHEN, MATTHEW | I | OWNER | A | |
| KROL, STEPHEN, MATTHEW | I | OWNER | A | |
| KROL, STEPHEN, MATTHEW | I | OWNER | A | |
| KROL, STEPHEN, MATTHEW | I | OWNER | A | |
| KROL, STEPHEN, MATTHEW | I | OWNER | A | |
| MARMON, JAMES, JOSEPH | I | OWNER | A | |
| MARMON, JAMES, JOSEPH | I | OWNER | A | |
| MARMON, JAMES, JOSEPH | I | OWNER | A | |
| MARMON, JAMES, JOSEPH | I | OWNER | A | |
| MARMON, JAMES, JOSEPH | I | OWNER | A | |
| MARMON, JAMES, JOSEPH | I | OWNER | A | |
| MARMON, JAMES, JOSEPH | I | OWNER | A | |
| MARMON, JAMES, JOSEPH | I | OWNER | A | |
| MARMON, JAMES, JOSEPH | I | OWNER | A | |
| MARMON, JAMES, JOSEPH | I | OWNER | A | |
| MARMON, JAMES, JOSEPH | I | OWNER | A | |
| MARMON, JAMES, JOSEPH | I | OWNER | A | |
| MARMON, JAMES, JOSEPH | I | OWNER | A | |
| MARMON, JAMES, JOSEPH | I | OWNER | A | |
| MARMON, JAMES, JOSEPH | I | OWNER | A | |
| MCCUNE, BRENT, ALLEN | I | OWNER | A | |
| MCCUNE, BRENT, ALLEN | I | OWNER | A | |
| MCCUNE, BRENT, ALLEN | I | OWNER | A | |
| MCCUNE, BRENT, ALLEN | I | OWNER | A | |
| MCCUNE, BRENT, ALLEN | I | OWNER | A | |
| MCCUNE, BRENT, ALLEN | I | OWNER | A | |
| MCCUNE, BRENT, ALLEN | I | OWNER | A | |
| MCCUNE, BRENT, ALLEN | I | OWNER | A | |
| MCCUNE, BRENT, ALLEN | I | OWNER | A | |
| MCCUNE, BRENT, ALLEN | I | OWNER | A | |
| MCCUNE, BRENT, ALLEN | I | OWNER | A | |
| MCCUNE, BRENT, ALLEN | I | OWNER | A | |
| MCCUNE, BRENT, ALLEN | I | OWNER | A | |
| MCCUNE, BRENT, ALLEN | I | OWNER | A | |
| MCCUNE, BRENT, ALLEN | I | OWNER | A | |
| MU HOLDINGS, LLC. | DE | OWNER | A | |
| MU HOLDINGS, LLC. | DE | OWNER | A | |
| MU HOLDINGS, LLC. | DE | OWNER | A | |
| MU HOLDINGS, LLC. | DE | OWNER | A | |
| MU HOLDINGS, LLC. | DE | OWNER | A | |
| MU HOLDINGS, LLC. | DE | OWNER | A | |
| MU HOLDINGS, LLC. | DE | OWNER | A | |
| MU HOLDINGS, LLC. | DE | OWNER | A | |
| MU HOLDINGS, LLC. | DE | OWNER | A | |
| MU HOLDINGS, LLC. | DE | OWNER | A | |
| MU HOLDINGS, LLC. | DE | OWNER | A | |
| MU HOLDINGS, LLC. | DE | OWNER | A | |
| MU HOLDINGS, LLC. | DE | OWNER | A | |
| MU HOLDINGS, LLC. | DE | OWNER | A | |
| MU HOLDINGS, LLC. | DE | OWNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CAMPBELL, TODD, ALEXANDER | DE | MU HOLDINGS, LLC. | E | |
| CAMPBELL, TODD, ALEXANDER | DE | MU HOLDINGS, LLC. | E | |
| CAMPBELL, TODD, ALEXANDER | DE | MU HOLDINGS, LLC. | E | |
| CAMPBELL, TODD, ALEXANDER | DE | MU HOLDINGS, LLC. | E | |
| CAMPBELL, TODD, ALEXANDER | DE | MU HOLDINGS, LLC. | E | |
| CAMPBELL, TODD, ALEXANDER | DE | MU HOLDINGS, LLC. | E | |
| CAMPBELL, TODD, ALEXANDER | DE | MU HOLDINGS, LLC. | E | |
| CAMPBELL, TODD, ALEXANDER | DE | MU HOLDINGS, LLC. | E | |
| CAMPBELL, TODD, ALEXANDER | DE | MU HOLDINGS, LLC. | E | |
| CAMPBELL, TODD, ALEXANDER | DE | MU HOLDINGS, LLC. | E | |
| CAMPBELL, TODD, ALEXANDER | DE | MU HOLDINGS, LLC. | E | |
| CAMPBELL, TODD, ALEXANDER | DE | MU HOLDINGS, LLC. | E | |
| CAMPBELL, TODD, ALEXANDER | DE | MU HOLDINGS, LLC. | E | |
| CAMPBELL, TODD, ALEXANDER | DE | MU HOLDINGS, LLC. | E | |
| CAMPBELL, TODD, ALEXANDER | DE | MU HOLDINGS, LLC. | E | |
| FRIEDRICHSEN, DOUGLAS, DON | I | ENTRUST NEW DIRECTION, INC FBO DOUG FRIEDRICHSEN | E | |
| FRIEDRICHSEN, DOUGLAS, DON | I | ENTRUST NEW DIRECTION, INC FBO DOUG FRIEDRICHSEN | E | |
| FRIEDRICHSEN, DOUGLAS, DON | I | ENTRUST NEW DIRECTION, INC FBO DOUG FRIEDRICHSEN | E | |
| FRIEDRICHSEN, DOUGLAS, DON | I | ENTRUST NEW DIRECTION, INC FBO DOUG FRIEDRICHSEN | E | |
| FRIEDRICHSEN, DOUGLAS, DON | I | ENTRUST NEW DIRECTION, INC FBO DOUG FRIEDRICHSEN | E | |
| FRIEDRICHSEN, DOUGLAS, DON | I | ENTRUST NEW DIRECTION, INC FBO DOUG FRIEDRICHSEN | E | |
| FRIEDRICHSEN, DOUGLAS, DON | I | ENTRUST NEW DIRECTION, INC FBO DOUG FRIEDRICHSEN | E | |
| COBLE, DIANE | DE | CASH KING, LLC. | D | |
| COBLE, DIANE | DE | CASH KING, LLC. | D | |
| COBLE, DIANE | DE | CASH KING, LLC. | D | |
| COBLE, DIANE | DE | CASH KING, LLC. | D | |
| COBLE, DIANE | DE | CASH KING, LLC. | D | |
| COBLE, DIANE | DE | CASH KING, LLC. | D | |
| COBLE, DIANE | DE | CASH KING, LLC. | D | |
| COBLE, DIANE | DE | CASH KING, LLC. | D | |
| COBLE, DIANE | DE | CASH KING, LLC. | D | |
| COBLE, DIANE | DE | CASH KING, LLC. | D | |
| COBLE, DIANE | DE | CASH KING, LLC. | D | |
| COBLE, DIANE | DE | CASH KING, LLC. | D | |
| COBLE, DIANE | DE | CASH KING, LLC. | D | |
| COBLE, DIANE | DE | CASH KING, LLC. | D | |
| COBLE, DIANE | DE | CASH KING, LLC. | D | |
| COBLE, RANDALL, SCOTT | DE | CASH KING, LLC. | D | |
| COBLE, RANDALL, SCOTT | DE | CASH KING, LLC. | D | |
| COBLE, RANDALL, SCOTT | DE | CASH KING, LLC. | D | |
| COBLE, RANDALL, SCOTT | DE | CASH KING, LLC. | D | |
| COBLE, RANDALL, SCOTT | DE | CASH KING, LLC. | D | |
| COBLE, RANDALL, SCOTT | DE | CASH KING, LLC. | D | |
| COBLE, RANDALL, SCOTT | DE | CASH KING, LLC. | D | |
| COBLE, RANDALL, SCOTT | DE | CASH KING, LLC. | D | |
| COBLE, RANDALL, SCOTT | DE | CASH KING, LLC. | D | |
| COBLE, RANDALL, SCOTT | DE | CASH KING, LLC. | D | |
| COBLE, RANDALL, SCOTT | DE | CASH KING, LLC. | D | |
| COBLE, RANDALL, SCOTT | DE | CASH KING, LLC. | D | |
| COBLE, RANDALL, SCOTT | DE | CASH KING, LLC. | D | |
| COBLE, RANDALL, SCOTT | DE | CASH KING, LLC. | D | |
| COBLE, RANDALL, SCOTT | DE | CASH KING, LLC. | D |
Registrations
Federal
IA
Jan 16, 2013 REGISTERED
Notice Filings (4)
NC NH SC TX
Address
4724 SHARON RD, SUITE 2JCHARLOTTE, NC 28210
United States
Phone: 704-553-9553