RIA Intelligence

ARAX ADVISORY PARTNERS, LLC

Legal name: ARAX ADVISORY PARTNERS

CRD #133535 SEC #801-67165 DENVER, CO 303-633-5900
SEC Registered
Total AUM
$9B
Discretionary
$8.5B
Employees
106
Clients
101
Accounts
16,559

Firm Details

Organization Type
Limited Liability Company
State of Formation
Colorado
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Nov 17, 2025
Branch Offices
20

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
Ariyan, Gerald, HaigICHIEF EXECUTIVE OFFICERNA Control
Ariyan, Gerald, HaigICHIEF EXECUTIVE OFFICERNA Control
Ariyan, Gerald, HaigICHIEF EXECUTIVE OFFICERNA Control
Ariyan, Gerald, HaigICHIEF EXECUTIVE OFFICERNA Control
Ariyan, Gerald, HaigICHIEF EXECUTIVE OFFICERNA Control
Ariyan, Gerald, HaigICHIEF EXECUTIVE OFFICERNA Control
Ariyan, Gerald, HaigICHIEF EXECUTIVE OFFICERNA Control
Ariyan, Gerald, HaigICHIEF EXECUTIVE OFFICERNA Control
Ariyan, Gerald, HaigICHIEF EXECUTIVE OFFICERNA Control
Ariyan, Gerald, HaigICHIEF EXECUTIVE OFFICERNA Control
Ariyan, Gerald, HaigICHIEF EXECUTIVE OFFICERNA Control
Ariyan, Gerald, HaigICHIEF EXECUTIVE OFFICERNA Control
Ariyan, Gerald, HaigICHIEF EXECUTIVE OFFICERNA Control
Ariyan, Gerald, HaigICHAIRMANNA Control
Ariyan, Gerald, HaigICHAIRMANNA Control
Ariyan, Gerald, HaigICHAIRMANNA Control
Ariyan, Gerald, HaigICHAIRMANNA Control
Ariyan, Gerald, HaigICHAIRMANNA Control
Ariyan, Gerald, HaigICHAIRMANNA Control
Ariyan, Gerald, HaigICHAIRMANNA Control
Ariyan, Gerald, HaigICHAIRMANNA Control
Ariyan, Gerald, HaigICHAIRMANNA Control
Ariyan, Gerald, HaigICHAIRMANNA Control
Ariyan, Gerald, HaigICHAIRMANNA Control
Ariyan, Gerald, HaigICHAIRMANNA Control
Ariyan, Gerald, HaigICHAIRMANNA Control
Ariyan, Gerald, HaigICHAIRMANNA Control
Ariyan, Gerald, HaigICHAIRMANNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
GALAN, DIEGO, JICHIEF FINANCIAL OFFICERNA Control
HANDA, SUMITICHIEF INVESTMENT OFFICERNA
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, 1% OWNERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTORNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTORNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTORNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, 1% OWNERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTORNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTORNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTORNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, 1% OWNERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, 1% OWNERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, 1% OWNERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, 1% OWNERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTORNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTORNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTORNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTORNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, 1% OWNERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, 1% OWNERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, 1% OWNERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTORNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
RIORDAN, MICHAEL, PIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTOR, 1% OWNERNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTOR, 1% OWNERNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTOR, 1% OWNERNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTOR, 1% OWNERNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTOR, 1% OWNERNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTOR, 1% OWNERNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTOR, 1% OWNERNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTOR, 1% OWNERNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTOR, 1% OWNERNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
SOUTH, PATRICK, C.IMANAGING DIRECTORNA Control
ARAX ADVISORY PARTNERS HOLDINGS, LLCDEMEMBERE Control
ARAX ADVISORY PARTNERS HOLDINGS, LLCDEMEMBERE Control
ARAX ADVISORY PARTNERS HOLDINGS, LLCDEMEMBERE Control
ARAX ADVISORY PARTNERS HOLDINGS, LLCDEMEMBERE Control
ARAX ADVISORY PARTNERS HOLDINGS, LLCDEMEMBERE Control
ARAX ADVISORY PARTNERS HOLDINGS, LLCDEMEMBERE Control
ARAX ADVISORY PARTNERS HOLDINGS, LLCDEMEMBERE Control
ARAX ADVISORY PARTNERS HOLDINGS, LLCDEMEMBERE Control
ARAX ADVISORY PARTNERS HOLDINGS, LLCDEMEMBERE Control
ARAX ADVISORY PARTNERS HOLDINGS, LLCDEMEMBERE Control
ARAX ADVISORY PARTNERS HOLDINGS, LLCDEMEMBERE Control
CAVALIER INVESTMENT HOLDINGS, LLCDEMEMBERE Control
CAVALIER INVESTMENT HOLDINGS, LLCDEMEMBERE Control
CAVALIER INVESTMENT HOLDINGS, LLCDEMEMBERE Control
CAVALIER INVESTMENT HOLDINGS, LLCDEMEMBERE Control
CAVALIER INVESTMENT HOLDINGS, LLCDEMEMBERE Control
CAVALIER INVESTMENT HOLDINGS, LLCDEMEMBERE Control
CAVALIER INVESTMENT HOLDINGS, LLCDEMEMBERE Control
CAVALIER INVESTMENT HOLDINGS, LLCDEMEMBERE Control
CAVALIER INVESTMENT HOLDINGS, LLCDEMEMBERE Control
CAVALIER INVESTMENT HOLDINGS, LLCDEMEMBERE Control
CAVALIER INVESTMENT HOLDINGS, LLCDEMEMBERE Control
CAVALIER INVESTMENT HOLDINGS, LLCDEMEMBERE Control
CAVALIER INVESTMENT HOLDINGS, LLCDEMEMBERE Control
CAVALIER INVESTMENT HOLDINGS, LLCDEMEMBERE Control
CAVALIER INVESTMENT HOLDINGS, LLCDEMEMBERE Control
CAVALIER INVESTMENT HOLDINGS, LLCDEMEMBERE Control
CAVALIER INVESTMENT HOLDINGS, LLCDEMEMBERE Control
SIMON, DAVID, ANDREWIPRESIDENT, 100% OWNER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, SOLE DIRECTORE Control
SIMON, DAVID, ANDREWIPRESIDENT, 100% OWNER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, SOLE DIRECTORE Control
SIMON, DAVID, ANDREWIPRESIDENT, 100% OWNER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, SOLE DIRECTORE Control
SIMON, DAVID, ANDREWIPRESIDENT, 100% OWNER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, SOLE DIRECTORE Control
SIMON, DAVID, ANDREWIPRESIDENT, 100% OWNER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, SOLE DIRECTORE Control
SIMON, DAVID, ANDREWIPRESIDENT, 100% OWNER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, SOLE DIRECTORE Control
SIMON, DAVID, ANDREWIPRESIDENT, 100% OWNER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, SOLE DIRECTORE Control
SIMON, DAVID, ANDREWIPRESIDENT, 100% OWNER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, SOLE DIRECTORE Control
SIMON, DAVID, ANDREWIPRESIDENT, 100% OWNER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, SOLE DIRECTORE Control
SIMON, DAVID, ANDREWIPRESIDENT, 100% OWNER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, SOLE DIRECTORE Control
SIMON, DAVID, ANDREWIPRESIDENT, 100% OWNER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, SOLE DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, 98% OWNER, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, 98% OWNER, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIPRESIDENT, 100% OWNER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, SOLE DIRECTORE Control
SIMON, DAVID, ANDREWIPRESIDENT, 100% OWNER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, SOLE DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, 98% OWNER, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, 98% OWNER, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, 98% OWNER, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, 98% OWNER, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, 98% OWNER, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIPRESIDENT, 100% OWNER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, SOLE DIRECTORE Control
SIMON, DAVID, ANDREWIPRESIDENT, 100% OWNER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, SOLE DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, 98% OWNER, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, 98% OWNER, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
SIMON, DAVID, ANDREWIMANAGING DIRECTORE Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control
RIORDAN, MICHAEL, PICHIEF COMPLIANCE OFFICERB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLCDEARAX BUSINESS TRUSTF Control
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLCDEARAX BUSINESS TRUSTF Control
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLCDEARAX BUSINESS TRUSTF Control
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLCDEARAX BUSINESS TRUSTF Control
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLCDEARAX BUSINESS TRUSTF Control
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLCDEARAX BUSINESS TRUSTF Control
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLCDEARAX BUSINESS TRUSTF Control
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLCDEARAX BUSINESS TRUSTF Control
ARAX BUSINESS TRUSTDEARAX INVESTMENT PARTNERS, LLCE Control
ARAX BUSINESS TRUSTDEARAX INVESTMENT PARTNERS, LLCE Control
ARAX BUSINESS TRUSTDEARAX INVESTMENT PARTNERS, LLCE Control
ARAX BUSINESS TRUSTDEARAX INVESTMENT PARTNERS, LLCE Control
ARAX BUSINESS TRUSTDEARAX INVESTMENT PARTNERS, LLCE Control
ARAX BUSINESS TRUSTDEARAX INVESTMENT PARTNERS, LLCE Control
ARAX BUSINESS TRUSTDEARAX INVESTMENT PARTNERS, LLCE Control
ARAX BUSINESS TRUSTDEARAX INVESTMENT PARTNERS, LLCE Control
ARAX BUSINESS TRUSTDEARAX INVESTMENT PARTNERS, LLCE Control
ARAX BUSINESS TRUSTDEARAX INVESTMENT PARTNERS, LLCE Control
ARAX BUSINESS TRUSTDEARAX INVESTMENT PARTNERS, LLCE Control
ARAX BUSINESS TRUSTDEARAX INVESTMENT PARTNERS, LLCE Control
ARAX INVESTMENT PARTNERS, LLCDEARAX MIDCO, LLCE Control
ARAX INVESTMENT PARTNERS, LLCDEARAX MIDCO, LLCE Control
ARAX INVESTMENT PARTNERS, LLCDEARAX MIDCO, LLCE Control
ARAX INVESTMENT PARTNERS, LLCDEARAX MIDCO, LLCE Control
ARAX INVESTMENT PARTNERS, LLCDEARAX MIDCO, LLCE Control
ARAX INVESTMENT PARTNERS, LLCDEARAX MIDCO, LLCE Control
ARAX INVESTMENT PARTNERS, LLCDEARAX MIDCO, LLCE Control
ARAX INVESTMENT PARTNERS, LLCDEARAX MIDCO, LLCE Control
ARAX INVESTMENT PARTNERS, LLCDEARAX MIDCO, LLCE Control
ARAX INVESTMENT PARTNERS, LLCDEARAX MIDCO, LLCE Control
ARAX INVESTMENT PARTNERS, LLCDEARAX MIDCO, LLCE Control
ARAX INVESTMENT PARTNERS, LLCDEARAX MIDCO, LLCE Control
ARAX MIDCO, LLCDEARAX WEALTH MANAGEMENT, LLCE Control
ARAX MIDCO, LLCDEARAX WEALTH MANAGEMENT, LLCE Control
ARAX MIDCO, LLCDEARAX WEALTH MANAGEMENT, LLCE Control
ARAX MIDCO, LLCDEARAX WEALTH MANAGEMENT, LLCE Control
ARAX MIDCO, LLCDEARAX WEALTH MANAGEMENT, LLCE Control
ARAX MIDCO, LLCDEARAX WEALTH MANAGEMENT, LLCE Control
ARAX MIDCO, LLCDEARAX WEALTH MANAGEMENT, LLCE Control
ARAX MIDCO, LLCDEARAX WEALTH MANAGEMENT, LLCE Control
ARAX MIDCO, LLCDEARAX WEALTH MANAGEMENT, LLCE Control
ARAX MIDCO, LLCDEARAX WEALTH MANAGEMENT, LLCE Control
ARAX MIDCO, LLCDEARAX WEALTH MANAGEMENT, LLCE Control
ARAX MIDCO, LLCDEARAX WEALTH MANAGEMENT, LLCE Control
ARAX WEALTH MANAGEMENT, LLCDECAVALIER INVESTMENT HOLDINGS, LLCE Control
ARAX WEALTH MANAGEMENT, LLCDECAVALIER INVESTMENT HOLDINGS, LLCE Control
ARAX WEALTH MANAGEMENT, LLCDECAVALIER INVESTMENT HOLDINGS, LLCE Control
ARAX WEALTH MANAGEMENT, LLCDECAVALIER INVESTMENT HOLDINGS, LLCE Control
ARAX WEALTH MANAGEMENT, LLCDECAVALIER INVESTMENT HOLDINGS, LLCE Control
ARAX WEALTH MANAGEMENT, LLCDECAVALIER INVESTMENT HOLDINGS, LLCE Control
ARAX WEALTH MANAGEMENT, LLCDECAVALIER INVESTMENT HOLDINGS, LLCE Control
ARAX WEALTH MANAGEMENT, LLCDECAVALIER INVESTMENT HOLDINGS, LLCE Control
ARAX WEALTH MANAGEMENT, LLCDECAVALIER INVESTMENT HOLDINGS, LLCE Control
ARAX WEALTH MANAGEMENT, LLCDECAVALIER INVESTMENT HOLDINGS, LLCE Control
ARAX WEALTH MANAGEMENT, LLCDECAVALIER INVESTMENT HOLDINGS, LLCE Control
ARAX WEALTH MANAGEMENT, LLCDECAVALIER INVESTMENT HOLDINGS, LLCE Control
CAVALIER INVESTMENT HOLDINGS MIV, LLCDECAVALIER INVESTMENT HOLDINGS, LLCE Control
CAVALIER INVESTMENT HOLDINGS MIV, LLCDECAVALIER INVESTMENT HOLDINGS, LLCE Control
CAVALIER INVESTMENT HOLDINGS MIV, LLCDECAVALIER INVESTMENT HOLDINGS, LLCE Control
CAVALIER INVESTMENT HOLDINGS MIV, LLCDECAVALIER INVESTMENT HOLDINGS, LLCE Control
DAS LEGACY, LLCDECAVALIER INVESTMENT HOLDINGS MIV, LLCE Control
DAS LEGACY, LLCDECAVALIER INVESTMENT HOLDINGS MIV, LLCE Control
DAS LEGACY, LLCDECAVALIER INVESTMENT HOLDINGS MIV, LLCE Control
DAS LEGACY, LLCDECAVALIER INVESTMENT HOLDINGS MIV, LLCE Control
HOCONDO, LLCDECAVALIER INVESTMENT HOLDINGS MIV, LLCE Control
HOCONDO, LLCDECAVALIER INVESTMENT HOLDINGS MIV, LLCE Control
HOCONDO, LLCDECAVALIER INVESTMENT HOLDINGS MIV, LLCE Control
HOCONDO, LLCDECAVALIER INVESTMENT HOLDINGS MIV, LLCE Control
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLCDEARAX BUSINESS TRUSTE Control
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLCDEARAX BUSINESS TRUSTE Control
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLCDEARAX BUSINESS TRUSTE Control
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLCDEARAX BUSINESS TRUSTE Control
RIORDAN, MICHAEL, PICAVALIER INVESTMENT HOLDINGS MIV, LLCE Control
RIORDAN, MICHAEL, PICAVALIER INVESTMENT HOLDINGS MIV, LLCE Control
RIORDAN, MICHAEL, PICAVALIER INVESTMENT HOLDINGS MIV, LLCE Control
RIORDAN, MICHAEL, PICAVALIER INVESTMENT HOLDINGS MIV, LLCE Control
SIMON, DAVID, ANDREWIHOCONDO, LLCE Control
SIMON, DAVID, ANDREWIHOCONDO, LLCE Control
SIMON, DAVID, ANDREWIDAS LEGACY, LLCE Control
SIMON, DAVID, ANDREWIDAS LEGACY, LLCE Control
SIMON, DAVID, ANDREWIHOCONDO, LLCE Control
SIMON, DAVID, ANDREWIDAS LEGACY, LLCE Control
SIMON, DAVID, ANDREWIHOCONDO, LLCE Control
SIMON, DAVID, ANDREWIDAS LEGACY, LLCE Control
SIMON, DAVID, ANDREWIHOCONDO, LLCE Control
SIMON, DAVID, ANDREWIHOCONDO, LLCE Control
SIMON, DAVID, ANDREWIHOCONDO, LLCE Control
SIMON, DAVID, ANDREWIDAS LEGACY, LLCE Control
SIMON, DAVID, ANDREWIDAS LEGACY, LLCE Control
SIMON, DAVID, ANDREWIHOCONDO, LLCE Control
SIMON, DAVID, ANDREWIDAS LEGACY, LLCE Control
SIMON, DAVID, ANDREWIDAS LEGACY, LLCE Control
SIMON, DAVID, ANDREWIHOCONDO, LLCE Control
SIMON, DAVID, ANDREWIHOCONDO, LLCE Control
SIMON, DAVID, ANDREWIHOCONDO, LLCE Control
SIMON, DAVID, ANDREWIHOCONDO, LLCE Control
SOUTH, PATRICK, C.ICAVALIER INVESTMENT HOLDINGS MIV, LLCE Control
SOUTH, PATRICK, C.ICAVALIER INVESTMENT HOLDINGS MIV, LLCE Control
SOUTH, PATRICK, C.ICAVALIER INVESTMENT HOLDINGS MIV, LLCE Control
SOUTH, PATRICK, C.ICAVALIER INVESTMENT HOLDINGS MIV, LLCE Control
CAVALIER INVESTMENT HOLDINGS MIV, LLCDECAVALIER INVESTMENT HOLDINGS, LLCC Control
CAVALIER INVESTMENT HOLDINGS MIV, LLCDECAVALIER INVESTMENT HOLDINGS, LLCC Control
CAVALIER INVESTMENT HOLDINGS MIV, LLCDECAVALIER INVESTMENT HOLDINGS, LLCC Control
CAVALIER INVESTMENT HOLDINGS MIV, LLCDECAVALIER INVESTMENT HOLDINGS, LLCC Control
CAVALIER INVESTMENT HOLDINGS MIV, LLCDECAVALIER INVESTMENT HOLDINGS, LLCC Control
CAVALIER INVESTMENT HOLDINGS MIV, LLCDECAVALIER INVESTMENT HOLDINGS, LLCC Control
CAVALIER INVESTMENT HOLDINGS MIV, LLCDECAVALIER INVESTMENT HOLDINGS, LLCC Control
CAVALIER INVESTMENT HOLDINGS MIV, LLCDECAVALIER INVESTMENT HOLDINGS, LLCC Control
HOCONDO, LLCDECAVALIER INVESTMENT HOLDINGS MIV, LLCC Control
HOCONDO, LLCDECAVALIER INVESTMENT HOLDINGS MIV, LLCC Control
HOCONDO, LLCDECAVALIER INVESTMENT HOLDINGS MIV, LLCC Control
HOCONDO, LLCDECAVALIER INVESTMENT HOLDINGS MIV, LLCC Control
HOCONDO, LLCDECAVALIER INVESTMENT HOLDINGS MIV, LLCC Control
HOCONDO, LLCDECAVALIER INVESTMENT HOLDINGS MIV, LLCC Control
HOCONDO, LLCDECAVALIER INVESTMENT HOLDINGS MIV, LLCC Control
HOCONDO, LLCDECAVALIER INVESTMENT HOLDINGS MIV, LLCC Control
RIORDAN, MICHAEL, PICAVALIER INVESTMENT HOLDINGS MIV, LLCC Control
RIORDAN, MICHAEL, PICAVALIER INVESTMENT HOLDINGS MIV, LLCC Control
RIORDAN, MICHAEL, PICAVALIER INVESTMENT HOLDINGS MIV, LLCC Control
RIORDAN, MICHAEL, PICAVALIER INVESTMENT HOLDINGS MIV, LLCC Control
RIORDAN, MICHAEL, PICAVALIER INVESTMENT HOLDINGS MIV, LLCC Control
RIORDAN, MICHAEL, PICAVALIER INVESTMENT HOLDINGS MIV, LLCC Control
RIORDAN, MICHAEL, PICAVALIER INVESTMENT HOLDINGS MIV, LLCC Control
RIORDAN, MICHAEL, PICAVALIER INVESTMENT HOLDINGS MIV, LLCC Control
SIMON, JULIA, LOCKHARTIHOCONDO, LLCC Control
SIMON, JULIA, LOCKHARTIHOCONDO, LLCC Control
SIMON, JULIA, LOCKHARTIHOCONDO, LLCC Control
SIMON, JULIA, LOCKHARTIHOCONDO, LLCC Control
SIMON, JULIA, LOCKHARTIHOCONDO, LLCC Control
SIMON, JULIA, LOCKHARTIHOCONDO, LLCC Control
Simon, JuliaIHOCONDO, LLCC Control
Simon, JuliaIHOCONDO, LLCC Control

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IA
Nov 17, 2025 REGISTERED

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