PETER WILLIAM JOHNSON, JR.
Legal name: PWJOHNSON WEALTH MANAGEMENT
CRD #133538 SEC #801-67418 SUNNYVALE, CA 408-747-1222
SEC Registered
Total AUM
$45.5M
Discretionary
$0
Employees
1
Clients
51
Accounts
59
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 20, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GREEN, ARTHUR, FREDRIC | I | FINANCIAL ADVISOR | NA | |
| GREEN, ARTHUR, FREDRIC | I | FINANCIAL ADVISOR | NA | |
| GREEN, ARTHUR, FREDRIC | I | FINANCIAL ADVISOR | NA | |
| GREEN, ARTHUR, FREDRIC | I | FINANCIAL ADVISOR | NA | |
| GREEN, ARTHUR, FREDRIC | I | FINANCIAL ADVISOR | NA | |
| MANGANARO, ROBERT, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| MANGANARO, ROBERT, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| MANGANARO, ROBERT, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| MANGANARO, ROBERT, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAPIER, JASON | I | PRINCIPAL | NA | |
| JOHNSON, PETER, WILLIAM | I | PRINCIPAL | E | |
| JOHNSON, PETER, WILLIAM | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, PETER, WILLIAM | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, PETER, WILLIAM | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, PETER, WILLIAM | I | PRINCIPAL | E | |
| JOHNSON, PETER, WILLIAM | I | PRINCIPAL | E | |
| JOHNSON, PETER, WILLIAM | I | PRINCIPAL | E | Control |
| JOHNSON, PETER, WILLIAM | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, PETER, WILLIAM | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, PETER, WILLIAM | I | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| PAPIER, JASON | I | PRINCIPAL | C |
Registrations
Federal
IA
Jun 20, 2012 REGISTERED
Notice Filings (1)
CA
Address
1153 BORDEAUX DRIVESUITE 109
SUNNYVALE, CA 94089
United States
Phone: 408-747-1222