NCT FINANCIAL SERVICES, LLC
CRD #133541 SEC #801-64524 LAKE MARY, FL 407-585-1160
SEC Registered
Total AUM
$8.8M
Discretionary
$0
Employees
10
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 7, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HANLEY-WHITWORTH, SALLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANLEY-WHITWORTH, SALLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANLEY-WHITWORTH, SALLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANLEY-WHITWORTH, SALLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HANLEY-WHITWORTH, SALLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAMORIELLO, NICHOLAS, JAMES | I | MANAGER | NA | Control |
| LAMORIELLO, NICHOLAS, JAMES | I | MANAGER | NA | Control |
| LAMORIELLO, NICHOLAS, JAMES | I | MANAGER | NA | Control |
| LAMORIELLO, NICHOLAS, JAMES | I | MANAGER | NA | Control |
| LAMORIELLO, NICHOLAS, JAMES | I | MANAGER | NA | Control |
| TOUCHTON, DAVID, MARION | I | MANAGER | NA | Control |
| TOUCHTON, DAVID, MARION | I | MANAGER | NA | Control |
| TOUCHTON, DAVID, MARION | I | MANAGER | NA | Control |
| TOUCHTON, DAVID, MARION | I | MANAGER | NA | Control |
| TOUCHTON, DAVID, MARION | I | MANAGER | NA | Control |
| LAMCO ADVISORY SERVICES INC. | DE | OWNER | D | Control |
| LAMCO ADVISORY SERVICES INC. | DE | OWNER | D | Control |
| LAMCO ADVISORY SERVICES INC. | DE | OWNER | D | Control |
| LAMCO ADVISORY SERVICES INC. | DE | OWNER | D | Control |
| LAMCO ADVISORY SERVICES INC. | DE | OWNER | D | Control |
| THE NCT GROUP CPA'S L.L.P. | DE | OWNER | D | Control |
| THE NCT GROUP CPA'S L.L.P. | DE | OWNER | D | Control |
| THE NCT GROUP CPA'S L.L.P. | DE | OWNER | D | Control |
| THE NCT GROUP CPA'S L.L.P. | DE | OWNER | D | Control |
| THE NCT GROUP CPA'S L.L.P. | DE | OWNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LAMORIELLO, NICHOLAS, JAMES | I | THE LAMCO GROUP, INC. | E | Control |
| LAMORIELLO, NICHOLAS, JAMES | I | THE LAMCO GROUP, INC. | E | Control |
| LAMORIELLO, NICHOLAS, JAMES | I | THE LAMCO GROUP, INC. | E | Control |
| LAMORIELLO, NICHOLAS, JAMES | I | THE LAMCO GROUP, INC. | E | Control |
| LAMORIELLO, NICHOLAS, JAMES | I | THE LAMCO GROUP, INC. | E | Control |
| THE LAMCO GROUP, INC. | DE | LAMCO ADVISORY SERVICES, INC. | E | |
| THE LAMCO GROUP, INC. | DE | LAMCO ADVISORY SERVICES, INC. | E | |
| THE LAMCO GROUP, INC. | DE | LAMCO ADVISORY SERVICES, INC. | E | |
| THE LAMCO GROUP, INC. | DE | LAMCO ADVISORY SERVICES, INC. | E | |
| THE LAMCO GROUP, INC. | DE | LAMCO ADVISORY SERVICES, INC. | E | |
| TOUCHTON, DAVID, MARION | I | THE NCT GROUP CPA'S, L.L.P. | C | Control |
| TOUCHTON, DAVID, MARION | I | THE NCT GROUP CPA'S, L.L.P. | C | Control |
| TOUCHTON, DAVID, MARION | I | THE NCT GROUP CPA'S, L.L.P. | C | Control |
| TOUCHTON, DAVID, MARION | I | THE NCT GROUP CPA'S, L.L.P. | C | Control |
| TOUCHTON, DAVID, MARION | I | THE NCT GROUP CPA'S, L.L.P. | C | Control |
Registrations
Federal
IA
Feb 7, 2007 REGISTERED
Notice Filings (1)
FL
Address
1525 INTERNATIONAL PARKWAYSUITE 2071
LAKE MARY, FL 32746
USA
Phone: 407-585-1160