RIA Intelligence

GKM NEWPORT GENERATION ADVISORS, LLC

CRD #133573 SEC #801-63828 LOS ANGELES, CA 310-268-2621
SEC Registered
Total AUM
$942M
Discretionary
$142M
Employees
5
Clients
--
Accounts
5

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 12, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BLOCH, JONATHAN, ROSSIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
BLOCH, JONATHAN, ROSSIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
BLOCH, JONATHAN, ROSSIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
BLOCH, JONATHAN, ROSSIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
BLOCH, JONATHAN, ROSSISENIOR MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
BLOCH, JONATHAN, ROSSIMANAGING DIRECTORNA Control
BLOCH, JONATHAN, ROSSIMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
BUSHER, ERICA, CISENIOR MANAGING DIRECTORNA Control
RUST, ANTHONY, SANDFORDIMANAGING DIRECTORNA Control
RUST, ANTHONY, SANDFORDIMANAGING DIRECTORNA Control
RUST, ANTHONY, SANDFORDIMANAGING DIRECTORNA Control
RUST, ANTHONY, SANDFORDIMANAGING DIRECTORNA Control
RUST, ANTHONY, SANDFORDIMANAGING DIRECTORNA Control
RUST, ANTHONY, SANDFORDIMANAGING DIRECTORNA Control
GKM NEWPORT GENERATION CAPITAL SERVICES, LLCDEPARENTE Control
GKM NEWPORT GENERATION CAPITAL SERVICES, LLCDEPARENTE Control
GKM NEWPORT GENERATION CAPITAL SERVICES, LLCDEPARENTE Control
GKM NEWPORT GENERATION CAPITAL SERVICES, LLCDEPARENTE Control
GKM NEWPORT GENERATION CAPITAL SERVICES, LLCDEPARENTE Control
GKM NEWPORT GENERATION CAPITAL SERVICES, LLCDEPARENTE Control
GKM NEWPORT GENERATION CAPITAL SERVICES, LLCDEPARENTE Control
BETZ, ANDREWIMANAGING DIRECTORB Control
BUSHER, ERICA, CIMANAGING DIRECTORA Control
BUSHER, ERICA, CIMANAGING DIRECTORA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BLOCH, JONATHAN, ROSSIGKM NEWPORT GENERATION CAPITAL SERVICES, LLCD Control
BUSHER, ERICA, CIGKM NEWPORT GENERATION CAPITAL SERVICES, LLCD Control
BLOCH, JONATHAN, ROSSIGKM NEWPORT GENERATION CAPITAL SERVICES, LLCC Control
BLOCH, JONATHAN, ROSSIGKM NEWPORT GENERATION CAPITAL SERVICES, LLCC Control
BUSHER, ERICA, CIGKM NEWPORT GENERATION CAPITAL SERVICES, LLCC Control
BUSHER, ERICA, CIGKM NEWPORT GENERATION CAPITAL SERVICES, LLCC Control
BUSHER, ERICA, CIGKM NEWPORT GENERATION CAPITAL SERVICES, LLCC Control
BUSHER, ERICA, CIGKM NEWPORT GENERATION CAPITAL SERVICES, LLCC Control
BUSHER, ERICA, CIGKM NEWPORT GENERATION CAPITAL SERVICES, LLCC Control
BUSHER, ERICA, CIGKM NEWPORT GENERATION CAPITAL SERVICES, LLCC Control
RUST, ANTHONY, SANDFORDIGKM NEWPORT GENERATION CAPITAL SERVICES, LLCC Control
RUST, ANTHONY, SANDFORDIGKM NEWPORT GENERATION CAPITAL SERVICES, LLCC Control
RUST, ANTHONY, SANDFORDIGKM NEWPORT GENERATION CAPITAL SERVICES, LLCC Control
RUST, ANTHONY, SANDFORDIGKM NEWPORT GENERATION CAPITAL SERVICES, LLCC Control
RUST, ANTHONY, SANDFORDIGKM NEWPORT GENERATION CAPITAL SERVICES, LLCC Control
RUST, ANTHONY, SANDFORDIGKM NEWPORT GENERATION CAPITAL SERVICES, LLCC Control

Registrations

Federal

IA
Feb 12, 2007 REGISTERED

Notice Filings (1)

CA

Address

11150 SANTA MONICA BLVD.
SUITE 825
LOS ANGELES, CA 90025
USA
Phone: 310-268-2621