RIA Intelligence

PCM ADVISORS LLC

CRD #133594 SEC #801-63740 ALBANY, NY 518-431-3500
SEC Registered
Total AUM
$9.2M
Discretionary
$9.2M
Employees
11
Clients
0
Accounts
4

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BENTON, ROBERT, ALBERTISENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICERNA Control
BENTON, ROBERT, ALBERTISENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTORNA Control
BENTON, ROBERT, ALBERTISENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTORNA Control
BULGER, PETER, EDWARDICCONA Control
DE LUCA, DAVID, JOHNICFONA Control
DIVENCENZO, CHARLES, JOSEPHISENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER, DIRECTORNA Control
GULICK, JOHN, VINCENTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
GULICK, JOHN, VINCENTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
GULICK, JOHN, VINCENTIVICE PRESIDENT, CHIEF COMPLIANCE OFFICERNA Control
WEIR, CANDACE, KINGICEO, MEMBERD Control
WEIR, CANDACE, KINGICEO, MEMBERD Control
WEIR, CANDACE, KINGIPRESIDENT, SHAREHOLDER, DIRECTORD Control
WEIR, CANDACE, KINGIPRESIDENT, SHAREHOLDER, DIRECTORD Control
WEIR, AMELIA, FARLEYIMEMBERB
WEIR, AMELIA, FARLEYIMEMBERB
WEIR, AMELIA, FARLEYISENIOR VICE PRESIDENT AND SHAREHOLDERB Control
WEIR, AMELIA, FARLEYISENIOR VICE PRESIDENT AND SHAREHOLDERB Control
WEIR, KATHERINE, BROUSSARDIMEMBERB
WEIR, KATHERINE, BROUSSARDIMEMBERB
WEIR, KATHERINE, BROUSSARDISHAREHOLDERB
WEIR, KATHERINE, BROUSSARDISHAREHOLDERB

Registrations

Federal

IA
Mar 29, 2012 REGISTERED

Notice Filings (1)

NY

Address

NINE ELK STREET
ALBANY, NY 12207
United States
Phone: 518-431-3500