RICK DERCKS, SOLE PROPRIETOR
CRD #133603 SEC #801-63755 KAUKAUNA, WI 920-915-3339
SEC Registered
Total AUM
$64.3M
Discretionary
$64.3M
Employees
5
Clients
0
Accounts
24
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 11, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DERCKS, RICK, G | I | OWNER, CCO | E | Control |
| DERCKS, RICK, G | I | OWNER, CCO | E | Control |
| DERCKS, RICK, G | I | OWNER, CCO | E | Control |
| DERCKS, RICK, G | I | OWNER, CCO | E | Control |
Registrations
Federal
IA
Oct 11, 2005 REGISTERED
Notice Filings (1)
WI
Address
N2317 MEADOW CREEK COURTKAUKAUNA, WI 54130
USA
Phone: 920-915-3339