PROSPECT MANAGEMENT ADVISERS, L.P.
CRD #133607 SEC #801-63902 DALLAS, TX 972-383-8000
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Other (specify) (LIMITED PARTNERSHIP)
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 14, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CATE, JEFFREY, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, SCOTT, EDWARD | I | CHEIF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, SCOTT, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, SCOTT, EDWARD | I | PRESIDENT | NA | Control |
| PMA GP, LLC | DE | GENERAL PARTNER | NA | Control |
| PMA GP, LLC | DE | GENERAL PARTNER | NA | Control |
| STRAND ADVISORS IV, LLC | DE | GENERAL PARTNER | NA | Control |
| HIGHLAND CAPITAL MANAGEMENT, L.P. | DE | PARTNER | E | Control |
| HIGHLAND CAPITAL MANAGEMENT, L.P. | DE | LIMITED PARTNER | E | Control |
| DONDERO, JAMES, DAVID | I | LIMITED PARTNER | D | Control |
| OKADA, MARK, KIYOSHI | I | LIMITED PARTNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DONDERO, JAMES, DAVID | I | THE GET BETTER TRUST | F | Control |
| DONDERO, JAMES, DAVID | I | THE GET BETTER TRUST | F | Control |
| DONDERO, JAMES, DAVID | I | STRAND ADVISORS, INC | F | |
| LANCELOT, DAVID, WAYNE | I | STRAND ADVISORS IV, LLC | F | Control |
| MCQUEARY, CHARLES, WILBURN | I | STRAND ADVISORS IV, LLC | F | Control |
| STRAND ADVISORS, INC | DE | HIGHLAND CAPITAL MANAGEMENT, L.P. | F | Control |
| STRAND ADVISORS, INC | DE | HIGHLAND CAPITAL MANAGEMENT, L.P. | F | Control |
| DONDERO, JAMES, DAVID | I | STRAND ADVISORS IV, LLC | E | Control |
| HIGHLAND CAPITAL MANAGEMENT, L.P. | DE | PMA GP, LLC | E | Control |
| HIGHLAND CAPITAL MANAGEMENT, L.P. | DE | PMA GP, LLC | E | Control |
| THE GET BETTER TRUST | DE | HIGHLAND CAPITAL MANAGEMENT, L.P. | C | Control |
| THE GET BETTER TRUST | DE | HIGHLAND CAPITAL MANAGEMENT, L.P. | C | Control |
Registrations
Federal
IA
Sep 14, 2005 REGISTERED
Notice Filings (1)
TX
Address
13455 NOEL RDSUITE 2240
DALLAS, TX 75240
USA
Phone: 972-383-8000