NORTHGATE CAPITAL, LLC
CRD #133620 SEC #801-63761 DANVILLE, CA 925-820-9970
SEC Registered Private Funds
Total AUM
$3.5B
Discretionary
$3.5B
Employees
30
Clients
--
Accounts
52
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 3, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHRISTENSEN, CAROL, S. | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| CHRISTENSEN, CAROL, S. | I | SENIOR ADVISOR | NA | |
| CHRISTENSEN, CAROL, S. | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| CHRISTENSEN, CAROL, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISTENSEN, CAROL, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISTENSEN, CAROL, S. | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| CHRISTENSEN, CAROL, S. | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| CHRISTENSEN, CAROL, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISTENSEN, CAROL, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISTENSEN, CAROL, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISTENSEN, CAROL, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISTENSEN, CAROL, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISTENSEN, CAROL, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISTENSEN, CAROL, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHRISTENSEN, CAROL, S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| VIRANI, MOEZ | I | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | NA | |
| VIRANI, MOEZ | I | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | NA | |
| VIRANI, MOEZ, R | I | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | NA | |
| VIRANI, MOEZ, R | I | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | NA | |
| VIRANI, MOEZ, R | I | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | NA | |
| VIRANI, MOEZ, R | I | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | NA | |
| VIRANI, MOEZ, R | I | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | NA | |
| VIRANI, MOEZ, R | I | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | NA | |
| VIRANI, MOEZ, R | I | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | NA | |
| WEST, ROBERT, KENNEDY | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| WEST, ROBERT, KENNEDY | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| WEST, ROBERT, KENNEDY | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| WEST, ROBERT, KENNEDY | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| WEST, ROBERT, KENNEDY | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| WEST, ROBERT, KENNEDY | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| WEST, ROBERT, KENNEDY | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| RELIGARE GLOBAL ASSET MANAGEMENT (USA), INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT (USA), INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT CO. (UK) LIMITED | FE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT CO. (UK) LIMITED | FE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RHC FINANCIAL SERVICES (MAURITIUS) LIMITED | FE | MEMBER | D | Control |
| RHC FINANCIAL SERVICES (MAURITIUS) LIMITED | FE | MEMBER | D | Control |
| RHC HOLDING PRIVATE LIMITED | FE | MEMBER | D | Control |
| RHC HOLDING PRIVATE LIMITED | FE | MEMBER | D | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | B | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | B | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | B | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | B | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | B | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | B | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | B | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | B | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | B | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | B | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | B | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | B | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | B | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | B | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | B | Control |
| STONE, JARED, WALKER | I | MEMBER | B | Control |
| STONE, JARED, WALKER | I | MEMBER | B | Control |
| STONE, JARED, WALKER | I | MEMBER | B | Control |
| STONE, JARED, WALKER | I | MEMBER | B | Control |
| STONE, JARED, WALKER | I | MEMBER | B | Control |
| VARDEL, THOMAS, ARTHUR | I | MEMBER | B | Control |
| VARDEL, THOMAS, ARTHUR | I | MEMBER | B | Control |
| VARDEL, THOMAS, ARTHUR | I | MEMBER | B | Control |
| VARDEL, THOMAS, ARTHUR | I | MEMBER | B | Control |
| VARDEL, THOMAS, ARTHUR | I | MANAGING MEMBER | B | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | A | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | A | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | A | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | A | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | A | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | A | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | A | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | A | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | A | Control |
| HARRIS, MARK, EDWARD | I | MEMBER/SENIOR ADVISOR | A | |
| HARRIS, MARK, EDWARD | I | MEMBER | A | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | A | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | A | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | A | Control |
| HARRIS, MARK, EDWARD | I | MEMBER | A | Control |
| HARRIS, MARK, EDWARD | I | MEMBER/SENIOR ADVISOR | A | |
| JONES, BRENT, MICHAEL | I | MEMBER | A | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | A | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | A | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | A | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | A | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | A | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | A | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | A | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | A | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | A | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | A | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | A | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | A | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | A | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | A | Control |
| JONES, BRENT, MICHAEL | I | MEMBER | A | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | A | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | A | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | A | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | A | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | A | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | A | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | A | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | A | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | A | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | A | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | A | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | A | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | A | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | A | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | A | Control |
| KHAJEH- HOSSEINY, HOSEIN | I | MEMBER | A | Control |
| STONE, JARED, WALKER | I | MEMBER | A | Control |
| STONE, JARED, WALKER | I | MEMBER | A | Control |
| STONE, JARED, WALKER | I | MEMBER | A | Control |
| STONE, JARED, WALKER | I | MEMBER | A | Control |
| STONE, JARED, WALKER | I | MEMBER | A | Control |
| STONE, JARED, WALKER | I | MEMBER | A | Control |
| STONE, JARED, WALKER | I | MEMBER | A | Control |
| STONE, JARED, WALKER | I | MEMBER | A | Control |
| STONE, JARED, WALKER | I | MEMBER | A | Control |
| STONE, JARED, WALKER | I | MEMBER | A | Control |
| STONE, JARED, WALKER | I | MEMBER | A | Control |
| STONE, JARED, WALKER | I | MEMBER | A | Control |
| STONE, JARED, WALKER | I | MEMBER | A | Control |
| STONE, JARED, WALKER | I | MEMBER | A | Control |
| STONE, JARED, WALKER | I | MEMBER | A | Control |
| STONE, JARED, WALKER | I | MEMBER/SENIOR ADVISOR | A | |
| VARDELL, THOMAS, ARTHUR | I | MEMBER | A | Control |
| VARDELL, THOMAS, ARTHUR | I | MEMBER | A | Control |
| VARDELL, THOMAS, ARTHUR | I | MEMBER | A | Control |
| VARDELL, THOMAS, ARTHUR | I | MEMBER | A | Control |
| VARDELL, THOMAS, ARTHUR | I | MEMBER | A | Control |
| VARDELL, THOMAS, ARTHUR | I | MEMBER | A | Control |
| VARDELL, THOMAS, ARTHUR | I | MEMBER | A | Control |
| VARDELL, THOMAS, ARTHUR | I | MEMBER | A | Control |
| VARDELL, THOMAS, ARTHUR | I | MEMBER | A | Control |
| VARDELL, THOMAS, ARTHUR | I | MEMBER | A | Control |
| VARDELL, THOMAS, ARTHUR | I | MEMBER | A | Control |
| VARDELL, THOMAS, ARTHUR | I | MEMBER | A | Control |
| VARDELL, THOMAS, ARTHUR | I | MEMBER | A | Control |
| VARDELL, THOMAS, ARTHUR | I | MEMBER | A | Control |
| VARDELL, THOMAS, ARTHUR | I | MEMBER | A | Control |
| VARDELL, THOMAS, ARTHUR | I | MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RELIGARE ENTERPRISES LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RGAM INVESTMENT ADVISERS PRIVATE LIMITED | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RGAM CORPORATION PRIVATE LIMITED | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RGAM INVESTMENT ADVISERS PRIVATE LIMITED | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RGAM INVESTMENT ADVISERS PRIVATE LIMITED | E | Control |
| RGAM CORPORATION PRIVATE LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RGAM INVESTMENT ADVISERS PRIVATE LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RGAM INVESTMENT ADVISERS PRIVATE LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RGAM INVESTMENT ADVISERS PRIVATE LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| SINGH, ADITI, SHIVINDER | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | |
| SINGH, ADITI, SHIVINDER | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | |
| SINGH, ADITI, SHIVINDER | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | |
| SINGH, ADITI, SHIVINDER | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | |
| SINGH, ADITI, SHIVINDER | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | |
| SINGH, ADITI, SHIVINDER | I | RELIGARE ENTERPRISES LIMITED | C | |
| SINGH, ADITI, SHIVINDER | I | RELIGARE ENTERPRISES LIMITED | C | |
| SINGH, ADITI, SHIVINDER | I | RELIGARE ENTERPRISES LIMITED | C | |
| SINGH, ADITI, SHIVINDER | I | RELIGARE ENTERPRISES LIMITED | C | |
| SINGH, ADITI, SHIVINDER | I | RELIGARE ENTERPRISES LIMITED | C | |
| SINGH, ADITI, SHIVINDER | I | RELIGARE ENTERPRISES LIMITED | C | |
| SINGH, ADITI, SHIVINDER | I | RELIGARE ENTERPRISES LIMITED | C | |
| SINGH, JAPNA, MALVINDER | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | |
| SINGH, JAPNA, MALVINDER | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | |
| SINGH, JAPNA, MALVINDER | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | |
| SINGH, JAPNA, MALVINDER | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | |
| SINGH, JAPNA, MALVINDER | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | |
| SINGH, JAPNA, MALVINDER | I | RELIGARE ENTERPRISES LIMITED | C | |
| SINGH, JAPNA, MALVINDER | I | RELIGARE ENTERPRISES LIMITED | C | |
| SINGH, JAPNA, MALVINDER | I | RELIGARE ENTERPRISES LIMITED | C | |
| SINGH, JAPNA, MALVINDER | I | RELIGARE ENTERPRISES LIMITED | C | |
| SINGH, JAPNA, MALVINDER | I | RELIGARE ENTERPRISES LIMITED | C | |
| SINGH, JAPNA, MALVINDER | I | RELIGARE ENTERPRISES LIMITED | C | |
| SINGH, JAPNA, MALVINDER | I | RELIGARE ENTERPRISES LIMITED | C | |
| SINGH, MALVINDER, MOHAN | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | Control |
| SINGH, MALVINDER, MOHAN | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | Control |
| SINGH, MALVINDER, MOHAN | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | Control |
| SINGH, MALVINDER, MOHAN | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | Control |
| SINGH, MALVINDER, MOHAN | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | Control |
| SINGH, MALVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, MALVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, MALVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, MALVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, MALVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, MALVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, MALVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
Registrations
Federal
IA
Apr 3, 2013 REGISTERED
Notice Filings (2)
CA UT
Address
649 SAN RAMON VALLEY BLVDDANVILLE, CA 94526
United States
Phone: 925-820-9970