BROGAN FINANCIAL, INC.
Legal name: BROGAN FINANCIAL
CRD #133623 SEC #801-69181 KNOXVILLE, TN (865) 862-6800
SEC Registered
Total AUM
$533.3M
Discretionary
$515.2M
Employees
20
Clients
0
Accounts
2,055
Firm Details
- Organization Type
- Corporation
- State of Formation
- Tennessee
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEY, BRANDON, MICHAEL | I | OPERATIONS MANAGER | NA | Control |
| ALLEY, BRANDON, MICHAEL | I | OPERATIONS MANAGER | NA | Control |
| ALLEY, BRANDON, MICHAEL | I | OPERATIONS MANAGER | NA | Control |
| ALLEY, BRANDON, MICHAEL | I | OPERATIONS MANAGER | NA | Control |
| ALLEY, BRANDON, MICHAEL | I | OPERATIONS MANAGER | NA | Control |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCOTT, JAMIE, LYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCOTT, JAMIE, LYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SUTTON, SARAH, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SUTTON, SARAH, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SUTTON, SARAH, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SUTTON, SARAH, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SUTTON, SARAH, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SUTTON, SARAH, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SUTTON, SARAH, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SUTTON, SARAH, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
| BROGAN, JAMES, EDWARD | I | PRESIDENT/CHIEF INVESTMENT OFFICER | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (5)
FL SC TN TX VA
Address
2160 LAKESIDE CENTRE WAYSUITE 102
KNOXVILLE, TN 37922
United States
Phone: (865) 862-6800