REASON FINANCIAL
CRD #133658 SEC #801-113975 SAN DIEGO, CA 858-483-7500
SEC Registered
Total AUM
--
Discretionary
--
Employees
4
Clients
26
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 4, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| POLLOCK, STEVEN, W | I | VICE PRESIDENT | NA | Control |
| POLLOCK, STEVEN, W | I | VICE PRESIDENT | NA | Control |
| POLLOCK, STEVEN, W | I | VICE PRESIDENT | NA | Control |
| POLLOCK, STEVEN, W | I | VICE PRESIDENT | NA | Control |
| POLLOCK, STEVEN, W | I | VICE PRESIDENT | NA | Control |
| POLLOCK, STEVEN, W | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| POLLOCK, STEVEN, W | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| POLLOCK, STEVEN, W | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR | NA | Control |
| POLLOCK, STEVEN, W | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, TRUSTEE | NA | Control |
| POLLOCK, STEVEN, W | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, TRUSTEE | NA | Control |
| POLLOCK, STEVEN, W | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, TRUSTEE | NA | Control |
| POLLOCK, STEVEN, W | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, TRUSTEE | NA | Control |
| POLLOCK, STEVEN, W | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, TRUSTEE | NA | Control |
| POLLOCK, STEVEN, W | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, TRUSTEE | NA | Control |
| POLLOCK, STEVEN, W | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, TRUSTEE | NA | Control |
| POLLOCK, STEVEN, W | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, TRUSTEE | NA | Control |
| RAWDIN BARON, MICHELLE, LYNN | I | SECRETARY/TREASURER | NA | |
| RAWDIN BARON, MICHELLE, LYNN | I | SECRETARY/TREASURER | NA | |
| RAWDIN BARON, MICHELLE, LYNN | I | SECRETARY/TREASURER | NA | |
| RAWDIN BARON, MICHELLE, LYNN | I | SECRETARY/TREASURER | NA | |
| RAWDIN BARON, MICHELLE, LYNN | I | DIRECTOR | NA | |
| RAWDIN-BARON, BRUCE, ERIC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RAWDIN-BARON, BRUCE, ERIC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RAWDIN-BARON, BRUCE, ERIC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RAWDIN-BARON, BRUCE, ERIC | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| RAWDIN-BARON, BRUCE, ERIC | I | PRESIDENT EMERITUS | NA | Control |
| STORCK, SEAN, PAUL | I | DIRECTOR, SECRETARY, VICE PRESIDENT, TRUSTEE | NA | Control |
| STORCK, SEAN, PAUL | I | DIRECTOR, SECRETARY, VICE PRESIDENT, TRUSTEE | NA | Control |
| STORCK, SEAN, PAUL | I | DIRECTOR, SECRETARY, VICE PRESIDENT, TRUSTEE | NA | Control |
| STORCK, SEAN, PAUL | I | DIRECTOR, SECRETARY, VICE PRESIDENT, TRUSTEE | NA | Control |
| STORCK, SEAN, PAUL | I | DIRECTOR, SECRETARY, VICE PRESIDENT, TRUSTEE | NA | Control |
| STORCK, SEAN, PAUL | I | DIRECTOR, SECRETARY, VICE PRESIDENT, TRUSTEE | NA | Control |
| STORCK, SEAN, PAUL | I | DIRECTOR, SECRETARY, VICE PRESIDENT, TRUSTEE | NA | Control |
| STORCK, SEAN, PAUL | I | DIRECTOR, SECRETARY, VICE PRESIDENT, TRUSTEE | NA | Control |
| BRUCE AND MICHELLE RAWDIN-BARON TRUST DTD 8/24/1990 | DE | OWNER | D | Control |
| BRUCE AND MICHELLE RAWDIN-BARON TRUST DTD 8/24/1990 | DE | OWNER | D | Control |
| BRUCE AND MICHELLE RAWDIN-BARON TRUST DTD 8/24/1990 | DE | OWNER | D | Control |
| BRUCE AND MICHELLE RAWDIN-BARON TRUST DTD 8/24/1990 | DE | OWNER | D | Control |
| POLLOCK FAMILY TRUST | DE | SHAREHOLDER | D | Control |
| POLLOCK FAMILY TRUST | DE | SHAREHOLDER | D | Control |
| POLLOCK FAMILY TRUST | DE | SHAREHOLDER | D | Control |
| POLLOCK FAMILY TRUST | DE | SHAREHOLDER | D | Control |
| POLLOCK FAMILY TRUST | DE | SHAREHOLDER | D | Control |
| POLLOCK FAMILY TRUST | DE | SHAREHOLDER | D | Control |
| POLLOCK FAMILY TRUST | DE | SHAREHOLDER | D | Control |
| POLLOCK FAMILY TRUST | DE | SHAREHOLDER | D | Control |
| POLLOCK LIVING TRUST DTD 7/14/2010 | DE | OWNER | D | Control |
| POLLOCK LIVING TRUST DTD 7/14/2010 | DE | OWNER | D | Control |
| POLLOCK LIVING TRUST DTD 7/14/2010 | DE | OWNER | D | Control |
| RAWDIN-BARON, BRUCE, ERIC | I | PRESIDENT/CFO/CCO | D | Control |
| RAWDIN-BARON, BRUCE, ERIC | I | PRESIDENT/CFO | D | Control |
| RAWDIN-BARON, BRUCE, ERIC | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| RAWDIN-BARON, BRUCE, ERIC | I | CHIEF COMPLIANCE OFFICER | D | Control |
| RAWDIN-BARON, MICHELLE, LYNN | I | SECRETARY/TREASURER | D | Control |
| RAWDIN-BARON, MICHELLE, LYNN | I | SECRETARY/TREASURER | D | Control |
| RAWDIN-BARON, MICHELLE, LYNN | I | SECRETARY/TREASURER | D | Control |
| RAWDIN-BARON, MICHELLE, LYNN | I | SECRETARY/TREASURER | D | Control |
| POLLOCK LIVING TRUST DTD 7/14/2010 | DE | OWNER | C | Control |
| POLLOCK LIVING TRUST DTD 7/14/2010 | DE | OWNER | C | Control |
| POLLOCK LIVING TRUST DTD 7/14/2010 | DE | OWNER | C | Control |
| POLLOCK LIVING TRUST DTD 7/14/2010 | DE | OWNER | C | Control |
| STORCK FAMILY TRUST | DE | SHAREHOLDER | C | Control |
| STORCK FAMILY TRUST | DE | SHAREHOLDER | C | Control |
| STORCK FAMILY TRUST | DE | SHAREHOLDER | C | Control |
| STORCK FAMILY TRUST | DE | SHAREHOLDER | C | Control |
| STORCK FAMILY TRUST | DE | SHAREHOLDER | C | Control |
| STORCK FAMILY TRUST | DE | SHAREHOLDER | C | Control |
| STORCK FAMILY TRUST | DE | SHAREHOLDER | C | Control |
| STORCK FAMILY TRUST | DE | SHAREHOLDER | C | Control |
| STORCK, SEAN, PAUL | I | DIRECTOR, SECRETARY, VICE PRESIDENT | C | Control |
| STORCK, SEAN, PAUL | I | DIRECTOR, SECRETARY, VICE PRESIDENT | C | Control |
| STORCK, SEAN, PAUL | I | DIRECTOR, SECRETARY, VICE PRESIDENT | C | Control |
| BRUCE AND MICHELLE RAWDIN-BARON TRUST DTD 8/24/1990 | DE | OWNER | A | Control |
| BRUCE AND MICHELLE RAWDIN-BARON TRUST DTD 8/24/1990 | DE | OWNER | A | Control |
| BRUCE AND MICHELLE RAWDIN-BARON TRUST DTD 8/24/1990 | DE | OWNER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| POLLOCK, STEVEN, W | I | POLLOCK LIVING TRUST | E | Control |
| POLLOCK, STEVEN, W | I | POLLOCK LIVING TRUST | E | Control |
| POLLOCK, STEVEN, W | I | POLLOCK LIVING TRUST | E | Control |
| POLLOCK, STEVEN, W | I | POLLOCK LIVING TRUST | E | Control |
| POLLOCK, STEVEN, W | I | POLLOCK LIVING TRUST | E | Control |
| POLLOCK, STEVEN, W | I | POLLOCK LIVING TRUST | E | Control |
| POLLOCK, STEVEN, W | I | POLLOCK LIVING TRUST | E | Control |
| POLLOCK, STEVEN, W | I | POLLOCK FAMILY TRUST | E | Control |
| POLLOCK, STEVEN, W | I | POLLOCK FAMILY TRUST | E | Control |
| POLLOCK, STEVEN, W | I | POLLOCK FAMILY TRUST | E | Control |
| POLLOCK, STEVEN, W | I | POLLOCK FAMILY TRUST | E | Control |
| POLLOCK, STEVEN, W | I | POLLOCK FAMILY TRUST | E | Control |
| POLLOCK, STEVEN, W | I | POLLOCK FAMILY TRUST | E | Control |
| POLLOCK, STEVEN, W | I | POLLOCK FAMILY TRUST | E | Control |
| POLLOCK, STEVEN, W | I | POLLOCK FAMILY TRUST | E | Control |
| STORCK, SEAN PAUL | DE | STORCK FAMILY TRUST | E | Control |
| STORCK, SEAN PAUL | DE | STORCK FAMILY TRUST | E | Control |
| STORCK, SEAN PAUL | DE | STORCK FAMILY TRUST | E | Control |
| STORCK, SEAN, PAUL | I | STORCK FAMILY TRUST | E | Control |
| STORCK, SEAN, PAUL | I | STORCK FAMILY TRUST | E | Control |
| STORCK, SEAN, PAUL | I | STORCK FAMILY TRUST | E | Control |
| STORCK, SEAN, PAUL | I | STORCK FAMILY TRUST | E | Control |
| STORCK, SEAN, PAUL | I | STORCK FAMILY TRUST | E | Control |
| STORCK, SEAN, PAUL | I | STORCK FAMILY TRUST | E | Control |
| STORCK, SEAN, PAUL | I | STORCK FAMILY TRUST | E | Control |
| STORCK, SEAN, PAUL | I | STORCK FAMILY TRUST | E | Control |
Registrations
Federal
IA
Jan 4, 2021 REGISTERED
Notice Filings (4)
CA CO LA TX
Address
4747 MORENA BLVD., SUITE 102SAN DIEGO, CA 92117-3466
United States
Phone: 858-483-7500