BROOKSTONE SECURITIES, INC.
Legal name: BROOKSTONE INVESTMENT ADVISORY SERVICES
CRD #13366 SEC #801-67061 LAKELAND, FL 863-687-9670
SEC Registered Broker-Dealer Disclosures
Total AUM
$78M
Discretionary
$74.4M
Employees
51
Clients
1
Accounts
565
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Apr 2012 | $78M | $74.4M | $3.6M | 51 | 620 |
| Mar 2012 | $78M | $74.4M | $3.6M | 51 | 620 |
| Mar 2012 | $98M | $70M | $28M | 51 | 700 |
| Feb 2012 | $98M | $70M | $28M | 51 | 700 |
| Nov 2011 | $98M | $70M | $28M | 51 | 700 |
| Aug 2011 | $98M | $70M | $28M | 51 | -- |
| Jun 2011 | $98M | $70M | $28M | 51 | -- |
| Jun 2011 | $98M | $70M | $28M | 51 | -- |
| May 2011 | $98M | $70M | $28M | 51 | -- |
| Nov 2010 | $94.2M | $94.2M | $0 | 51 | -- |
| Sep 2010 | $94.2M | $94.2M | $0 | 51 | -- |
| Sep 2010 | $94.2M | $94.2M | $0 | 51 | -- |
| Apr 2010 | $94.2M | $94.2M | $0 | 51 | -- |
| Oct 2009 | $52.4M | $38.7M | $13.7M | 51 | -- |
| Jun 2009 | $52.4M | $38.7M | $13.7M | 51 | -- |
| Jun 2009 | $52.4M | $38.7M | $13.7M | 51 | -- |
| Mar 2009 | $52.4M | $38.7M | $13.7M | 51 | -- |
| Sep 2008 | $66.9M | $60.8M | $6.2M | 51 | -- |
| Sep 2008 | $66.9M | $60.8M | $6.2M | 51 | -- |
| Mar 2008 | $66.9M | $60.8M | $6.2M | 51 | -- |
| Jan 2008 | $55.3M | $55.3M | $0 | -- | -- |
| Jan 2008 | $55.3M | $55.3M | $0 | -- | -- |
| Oct 2007 | $55.3M | $55.3M | $0 | -- | -- |
| Apr 2007 | $55.3M | $55.3M | $0 | -- | -- |
| Apr 2007 | $55.3M | $55.3M | $0 | -- | -- |
| Apr 2007 | $55.3M | $55.3M | $0 | -- | -- |
| Mar 2007 | $55.3M | $55.3M | $0 | -- | -- |
| Mar 2007 | $46.6M | $46.6M | $0 | -- | -- |
| Jan 2007 | $46.6M | $46.6M | $0 | -- | -- |
| Nov 2006 | $46.6M | $46.6M | $0 | -- | -- |
DateApr 2012
Total AUM$78M
Discretionary$74.4M
Non-Disc.$3.6M
Employees51
Clients620
DateMar 2012
Total AUM$78M
Discretionary$74.4M
Non-Disc.$3.6M
Employees51
Clients620
DateMar 2012
Total AUM$98M
Discretionary$70M
Non-Disc.$28M
Employees51
Clients700
DateFeb 2012
Total AUM$98M
Discretionary$70M
Non-Disc.$28M
Employees51
Clients700
DateNov 2011
Total AUM$98M
Discretionary$70M
Non-Disc.$28M
Employees51
Clients700
DateAug 2011
Total AUM$98M
Discretionary$70M
Non-Disc.$28M
Employees51
Clients--
DateJun 2011
Total AUM$98M
Discretionary$70M
Non-Disc.$28M
Employees51
Clients--
DateJun 2011
Total AUM$98M
Discretionary$70M
Non-Disc.$28M
Employees51
Clients--
DateMay 2011
Total AUM$98M
Discretionary$70M
Non-Disc.$28M
Employees51
Clients--
DateNov 2010
Total AUM$94.2M
Discretionary$94.2M
Non-Disc.$0
Employees51
Clients--
DateSep 2010
Total AUM$94.2M
Discretionary$94.2M
Non-Disc.$0
Employees51
Clients--
DateSep 2010
Total AUM$94.2M
Discretionary$94.2M
Non-Disc.$0
Employees51
Clients--
DateApr 2010
Total AUM$94.2M
Discretionary$94.2M
Non-Disc.$0
Employees51
Clients--
DateOct 2009
Total AUM$52.4M
Discretionary$38.7M
Non-Disc.$13.7M
Employees51
Clients--
DateJun 2009
Total AUM$52.4M
Discretionary$38.7M
Non-Disc.$13.7M
Employees51
Clients--
DateJun 2009
Total AUM$52.4M
Discretionary$38.7M
Non-Disc.$13.7M
Employees51
Clients--
DateMar 2009
Total AUM$52.4M
Discretionary$38.7M
Non-Disc.$13.7M
Employees51
Clients--
DateSep 2008
Total AUM$66.9M
Discretionary$60.8M
Non-Disc.$6.2M
Employees51
Clients--
DateSep 2008
Total AUM$66.9M
Discretionary$60.8M
Non-Disc.$6.2M
Employees51
Clients--
DateMar 2008
Total AUM$66.9M
Discretionary$60.8M
Non-Disc.$6.2M
Employees51
Clients--
DateJan 2008
Total AUM$55.3M
Discretionary$55.3M
Non-Disc.$0
Employees--
Clients--
DateJan 2008
Total AUM$55.3M
Discretionary$55.3M
Non-Disc.$0
Employees--
Clients--
DateOct 2007
Total AUM$55.3M
Discretionary$55.3M
Non-Disc.$0
Employees--
Clients--
DateApr 2007
Total AUM$55.3M
Discretionary$55.3M
Non-Disc.$0
Employees--
Clients--
DateApr 2007
Total AUM$55.3M
Discretionary$55.3M
Non-Disc.$0
Employees--
Clients--
DateApr 2007
Total AUM$55.3M
Discretionary$55.3M
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$55.3M
Discretionary$55.3M
Non-Disc.$0
Employees--
Clients--
DateMar 2007
Total AUM$46.6M
Discretionary$46.6M
Non-Disc.$0
Employees--
Clients--
DateJan 2007
Total AUM$46.6M
Discretionary$46.6M
Non-Disc.$0
Employees--
Clients--
DateNov 2006
Total AUM$46.6M
Discretionary$46.6M
Non-Disc.$0
Employees--
Clients--