C-J ADVISORY, INC.
CRD #133665 SEC #801-70334 SAN JOSE, CA 408-345-2890
SEC Registered
Total AUM
$250.5M
Discretionary
$250.5M
Employees
4
Clients
251
Accounts
913
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MALLORY, PAUL, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MALLORY, PAUL, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MALLORY, PAUL, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MALLORY, PAUL, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, KURT, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, KURT, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, KURT, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, KURT, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, KURT, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, KURT, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, KURT, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUMLER, CRAIG, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUMLER, CRAIG, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUMLER, CRAIG, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CASSELLS-JONES, VEDA, ANN | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| CASSELLS-JONES, VEDA, ANN | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| CASSELLS-JONES, VEDA, ANN | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| CASSELLS-JONES, VEDA, ANN | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| CASSELLS-JONES, VEDA, ANN | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| CASSELLS-JONES, VEDA, ANN | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| CASSELLS-JONES, VEDA, ANN | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| CASSELLS-JONES, VEDA, ANN | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| CASSELLSJONES, VEDA, ANN | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| VANDYKE, KEVIN, MICHAEL | I | OWNER | E | Control |
| VANDYKE, KEVIN, MICHAEL | I | OWNER | E | Control |
| VANDYKE, KEVIN, MICHAEL | I | OWNER | E | Control |
| VANDYKE, KEVIN, MICHAEL | I | OWNER | E | Control |
| VANDYKE, KEVIN, MICHAEL | I | OWNER | E | Control |
| VANDYKE, KEVIN, MICHAEL | I | OWNER | E | Control |
| VANDYKE, KEVIN, MICHAEL | I | OWNER | E | Control |
| VANDYKE, KEVIN, MICHAEL | I | OWNER | E | Control |
| VANDYKE, KEVIN, MICHAEL | I | OWNER | E | Control |
| VANDYKE, KEVIN, MICHAEL | I | OWNER | E | Control |
| VANDYKE, KEVIN, MICHAEL | I | OWNER | E | Control |
| VANDYKE, KEVIN, MICHAEL | I | OWNER | E | Control |
| VANDYKE, KEVIN, MICHAEL | I | OWNER | E | Control |
| VANDYKE, KEVIN, MICHAEL | I | OWNER | E | Control |
Registrations
Federal
IA
Mar 31, 2022 REGISTERED
Notice Filings (6)
AZ CA NH OR TX WA
Address
2060 THE ALAMEDASAN JOSE, CA 95126-1135
United States
Phone: 408-345-2890