WEALTH MANAGEMENT, LLC
CRD #133732 SEC #801-63812 NEWPORT BEACH, CA 949-720-9960
SEC Registered
Total AUM
$17M
Discretionary
$17M
Employees
5
Clients
0
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 24, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GIUNTA, DAVID, MICHAEL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GIUNTA, DAVID, MICHAEL | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GIUNTA, DAVID, MICHAEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GIUNTA, DAVID, MICHAEL | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| GIUNTA, DAVID, MICHAEL | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| GIUNTA, DAVID, MICHAEL | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| GIUNTA, DAVID, MICHAEL | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 24, 2005 REGISTERED
Notice Filings (1)
CA
Address
610 NEWPORT CENTER DRIVESUITE 600
NEWPORT BEACH, CA 92660
USA
Phone: 949-720-9960