DWR WEALTH MANAGEMENT, LLC
CRD #133743 SEC #801-122140 SAN JOSE, CA (408) 260-9600
SEC Registered
Total AUM
$179.6M
Discretionary
$178.7M
Employees
4
Clients
10
Accounts
545
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUNHAM, RICKY, DALE | I | MANAGING MEMBER | E | Control |
| DUNHAM, RICKY, DALE | I | MANAGING MEMBER | E | Control |
| DUNHAM, RICKY, DALE | I | MEMBER | E | Control |
| DUNHAM, RICKY, DALE | I | MEMBER | E | Control |
| DUNHAM, RICKY, DALE | I | MANAGING MEMBER | D | Control |
| DUNHAM, RICKY, DALE | I | MANAGING MEMBER | D | Control |
| DUNHAM, RICKY, DALE | I | MANAGING MEMBER | D | Control |
| DUNHAM, RICKY, DALE | I | MANAGING MEMBER | D | Control |
| DUNHAM, RICKY, DALE | I | MANAGING MEMBER | D | Control |
| DUNHAM, RICKY, DALE | I | MANAGING MEMBER | D | Control |
| DUNHAM, RICKY, DALE | I | MANAGING MEMBER | D | Control |
| DUNHAM, RICKY, DALE | I | MANAGING MEMBER | D | Control |
| ROUSSELOT, DAVID, REX | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| ROUSSELOT, DAVID, REX | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| ROUSSELOT, DAVID, REX | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| ROUSSELOT, DAVID, REX | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| ROUSSELOT, DAVID, REX | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| ROUSSELOT, DAVID, REX | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| ROUSSELOT, DAVID, REX | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| ROUSSELOT, DAVID, REX | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | C | Control |
| NEWQUIST, TRACY, LEE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| NEWQUIST, TRACY, LEE | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| ROUSSELOT, DAVID, REX | I | MEMBER | B | Control |
| ROUSSELOT, DAVID, REX | I | MEMBER | B | Control |
| NEWQUIST, TRACY, LEE | I | MANAGING MEMBER | A | Control |
| NEWQUIST, TRACY, LEE | I | MANAGING MEMBER | A | Control |
| NEWQUIST, TRACY, LEE | I | MANAGING MEMBER | A | Control |
| NEWQUIST, TRACY, LEE | I | MANAGING MEMBER | A | Control |
| NEWQUIST, TRACY, LEE | I | MANAGING MEMBER | A | Control |
| NEWQUIST, TRACY, LEE | I | MANAGING MEMBER | A | Control |
| NEWQUIST, TRACY, LEE | I | MANAGING MEMBER | A | Control |
| NEWQUIST, TRACY, LEE | I | MANAGING MEMBER | A | Control |
| NEWQUIST, TRACY, LEE | I | MANAGING MEMBER | A | Control |
| NEWQUIST, TRACY, LEE | I | MANAGING MEMBER | A | Control |
| ROUSSELOT, DAVID, REX | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | A | Control |
| ROUSSELOT, DAVID, REX | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
Mar 20, 2025 REGISTERED
Notice Filings (3)
AZ CA TX
Address
1884 THE ALAMEDASAN JOSE, CA 95126
United States
Phone: (408) 260-9600