FARAH FINANCIAL SERVICES, LLC
CRD #133776 SEC #801-63810 NEWPORT BEACH, CA 949-719-2625
SEC Registered Disclosures
Total AUM
$50M
Discretionary
$50M
Employees
1
Clients
0
Accounts
225
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 16, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FARAH, MICHAEL, PAUL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FARAH, MICHAEL, PAUL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FARAH, MICHAEL, PAUL | I | MANAGING MEMBER/CCO | E | Control |
| FARAH, MICHAEL, PAUL | I | MANAGING MEMBER/CCO | E | Control |
| FARAH, MICHAEL, PAUL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FARAH, MICHAEL, PAUL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FARAH, MICHAEL, PAUL | I | MANAGING MEMBER/CCO | E | Control |
| FARAH, MICHAEL, PAUL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FARAH, MICHAEL, PAUL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FARAH, MICHAEL, PAUL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FARAH, MICHAEL, PAUL | I | MANAGING MEMBER/CCO | E | Control |
| FARAH, MICHAEL, PAUL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FARAH, MICHAEL, PAUL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FARAH, MICHAEL, PAUL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FARAH, MICHAEL, PAUL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FARAH, MICHAEL, PAUL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| FARAH, MICHAEL, PAUL | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 16, 2012 REGISTERED
Notice Filings (4)
CA HI LA NY
Address
511 EAST BALBOA BLVD.NEWPORT BEACH, CA 92661
United States
Phone: 949-719-2625