LEPHEW FINANCIAL SERVICES, INC.
CRD #133826 SEC #801-63822 ROCK HILL, SC 803-329-5125
SEC Registered
Total AUM
$205.5M
Discretionary
$205.5M
Employees
7
Clients
101
Accounts
691
Firm Details
- Organization Type
- Corporation
- State of Formation
- South Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 6, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOODWIN, CAROL, B | I | CCO | NA | |
| GOODWIN, CAROL, B | I | CHIEF COMPLIANCE OFFICER | NA | |
| YOUNG, PAULEEN, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| YOUNG, PAULEEN, M | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, PAULEEN, M | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, PAULEEN, M | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, PAULEEN, M | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, PAULEEN, M | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, PAULEEN, M | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, PAULEEN, M | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, PAULEEN, M | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, PAULEEN, M | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, PAULEEN, M | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, PAULEEN, M | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, PAULEEN, M | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, PAULEEN, M | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEPHEW, MARSHA, G | I | PRESIDENT | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT/CCO | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT/CCO | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT | E | Control |
| LEPHEW, MARSHA, GARVIN | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 6, 2019 REGISTERED
Notice Filings (6)
FL GA NC SC TN TX
Address
452 LAKESHORE PARKWAYSUITE 115
ROCK HILL, SC 29730
United States
Phone: 803-329-5125