SEQUOIA FINANCIAL ADVISORS, INC.
CRD #133862 SEC #801-63909 PHOENIX, AZ 480-421-0600
SEC Registered
Total AUM
$26.2M
Discretionary
$25.2M
Employees
2
Clients
1
Accounts
89
Firm Details
- Organization Type
- Corporation
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FISCHER, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FISCHER, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FISCHER, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FISCHER, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FISCHER, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FISCHER, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FISCHER, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FISCHER, MICHAEL, JOSEPH | I | PRESIDENT | E | Control |
| FISCHER, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FISCHER, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FISCHER, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FISCHER, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FISCHER, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FISCHER, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FISCHER, MICHAEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 28, 2013 REGISTERED
Notice Filings (1)
AZ
Address
5635 EAST THOMAS ROADPHOENIX, AZ 85018
United States
Phone: 480-421-0600