PROVIDENT GROUP ASSET MANAGEMENT LLC
CRD #133865 SEC #801-65783 NEW YORK, NY 212-742-4900
SEC Registered
Total AUM
$149.5M
Discretionary
$149.5M
Employees
10
Clients
0
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARLSON, STEVEN, JACK | I | MANAGING MEMBER | NA | Control |
| CARLSON, STEVEN, JACK | I | MANAGER | NA | Control |
| CARLSON, STEVEN, JACK | I | MANAGER | NA | Control |
| CARLSON, STEVEN, JACK | I | MANAGER | NA | Control |
| CARLSON, STEVEN, JACK | I | CEO | NA | Control |
| CARLSON, STEVEN, JACK | I | MANAGING MEMBER | NA | Control |
| CARLSON, STEVEN, JACK | I | MANAGER | NA | Control |
| CARLSON, STEVEN, JACK | I | CEO | NA | Control |
| CARLSON, STEVEN, JACK | I | CEO | NA | Control |
| HUNTER ASHBY FINANCIAL SERVICES, LTD | FE | MANAGING MEMBER | NA | |
| HUNTER ASHBY FINANCIAL SERVICES, LTD | FE | MANAGER | NA | |
| HUNTER ASHBY FINANCIAL SERVICES, LTD | FE | MANAGER | NA | |
| HUNTER ASHBY FINANCIAL SERVICES, LTD | FE | MANAGING MEMBER | NA | |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACK, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MATHIS, BRIAN, PIERRE | I | MANAGER | NA | Control |
| MATHIS, BRIAN, PIERRE | I | MANAGER | NA | Control |
| MATHIS, BRIAN, PIERRE | I | MANAGER | NA | Control |
| MATHIS, BRIAN, PIERRE | I | MANAGER | NA | Control |
| MAVRIDES, PAVLOS, LAZAROS | I | CFO | NA | Control |
| MAVRIDES, PAVLOS, LAZAROS | I | CFO | NA | Control |
| MAVRIDES, PAVLOS, LAZAROS | I | MANAGER | NA | Control |
| MAVRIDES, PAVLOS, LAZAROS | I | CFO | NA | Control |
| MAVRIDES, PAVLOS, LAZAROS | I | MANAGER | NA | Control |
| MAVRIDES, PAVLOS, LAZAROS | I | CFO | NA | Control |
| MAVRIDES, PAVLOS, LAZAROS | I | MANAGER | NA | Control |
| MAVRIDES, PAVLOS, LAZAROS | I | CFO | NA | Control |
| MAVRIDES, PAVLOS, LAZAROS | I | CFO | NA | Control |
| MAVRIDES, PAVLOS, LAZAROS | I | CFO | NA | Control |
| MAVRIDES, PAVLOS, LAZAROS | I | MANAGER | NA | Control |
| MAVRIDES, PAVLOS, LAZAROS | I | CFO | NA | Control |
| MAVRIDES, PAVLOS, LAZAROS | I | CFO | NA | Control |
| ROPER, JAMES, BRIAN | I | MANAGING MEMBER | NA | Control |
| ROPER, JAMES, BRIAN | I | MANAGER | NA | Control |
| ROPER, JAMES, BRIAN | I | MANAGER | NA | Control |
| ROPER, JAMES, BRIAN | I | MANAGER | NA | Control |
| ROPER, JAMES, BRIAN | I | COO | NA | Control |
| ROPER, JAMES, BRIAN | I | MANAGING MEMBER | NA | Control |
| ROPER, JAMES, BRIAN | I | MANAGER | NA | Control |
| ROPER, JAMES, BRIAN | I | COO | NA | Control |
| ROPER, JAMES, BRIAN | I | COO | NA | Control |
| RUSSELL, EDWARD, GARRETT | I | INVESTMENT COMMITTEE | NA | Control |
| RUSSELL, EDWARD, GARRETT | I | INVESTMENT COMMITTEE | NA | Control |
| RUSSELL, EDWARD, GARRETT | I | INVESTMENT COMMITTEE | NA | Control |
| RUSSELL, EDWARD, GARRETT | I | INVESTMENT COMMITTEE | NA | Control |
| WADDEN, WILLIAM, MARREN | I | MANAGING MEMBER | NA | Control |
| WADDEN, WILLIAM, MARREN | I | CIO | NA | Control |
| WADDEN, WILLIAM, MARREN | I | MANAGING MEMBER | NA | Control |
| WADDEN, WILLIAM, MARREN | I | CIO | NA | Control |
| WADDEN, WILLIAM, MARREN | I | CIO | NA | Control |
| PROVIDENT GROUP LIMITED | DE | OWNER | E | Control |
| PROVIDENT GROUP LIMITED | FE | OWNER | E | Control |
| PROVIDENT GROUP LIMITED | DE | OWNER | E | Control |
| PROVIDENT GROUP LIMITED | DE | OWNER | E | Control |
| PROVIDENT GROUP LIMITED | DE | OWNER | E | Control |
| PROVIDENT GROUP LIMITED | DE | OWNER | E | Control |
| GRAHAM STREET CAPITAL MANAGEMENT LLC | DE | OWNER | D | Control |
| GRAHAM STREET CAPITAL MANAGEMENT LLC | DE | OWNER | D | Control |
| GRAHAM STREET CAPITAL MANAGEMENT LLC | DE | OWNER | D | Control |
| PROVIDENT GROUP LIMITED | FE | OWNER | D | Control |
| PROVIDENT GROUP LIMITED | FE | OWNER | D | Control |
| PROVIDENT GROUP LIMITED | FE | OWNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MATHIS, BRIAN, PIERRE | I | GRAHAM STREET CAPITAL | E | Control |
| MATHIS, BRIAN, PIERRE | I | GRAHAM STREET CAPITAL | E | Control |
| MATHIS, BRIAN, PIERRE | I | GRAHAM STREET CAPITAL | E | Control |
Registrations
Federal
IA
Feb 28, 2007 REGISTERED
Notice Filings (2)
IL NY
Address
654 MADISON AVENUESUITE 1009
NEW YORK, NY 10021
USA
Phone: 212-742-4900