STEPHEN JONES CAPITAL MANAGEMENT, INC.
CRD #133939 SEC #801-66199 AUSTIN, TX 512-494-1174
SEC Registered
Total AUM
$6.5M
Discretionary
$576.5K
Employees
1
Clients
--
Accounts
20
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 19, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JONES, STEPHEN, MARTIN | I | CHAIRMAN | NA | Control |
| JONES, STEPHEN, MARTIN | I | CHAIRMAN | NA | Control |
| JONES, STEPHEN, MARTIN | I | CHAIRMAN | NA | Control |
| JONES, STEPHEN, MARTIN | I | CHAIRMAN | NA | Control |
| JONES, STEPHEN, MARTIN | I | CHAIRMAN | NA | Control |
| JONES, STEPHEN, MARTIN | I | PRESIDENT | NA | Control |
| JONES, STEPHEN, MARTIN | I | CHAIRMAN | NA | Control |
| JONES, STEPHEN, MARTIN | I | CHAIRMAN | NA | Control |
| JONES, STEPHEN, MARTIN | I | CHAIRMAN, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, STEPHEN, MARTIN | I | CHAIRMAN, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, STEPHEN, MARTIN | I | CHAIRMAN | NA | Control |
| JONES, STEPHEN, MARTIN | I | CHAIRMAN | NA | Control |
| SANSBURY, CATHERINE, LOUISE RUSCONI | I | GENERAL COUNSEL | NA | Control |
| SMJ LOYAL TRUST | DE | 90% SHAREHOLDER | E | Control |
| SMJ LOYAL TRUST | DE | 90% SHAREHOLDER | E | Control |
| SMJ LOYAL TRUST | DE | 90% SHAREHOLDER | E | Control |
| SMJ LOYAL TRUST | DE | 90% SHAREHOLDER | E | Control |
| SMJ LOYAL TRUST | DE | 90% SHAREHOLDER | E | Control |
| SMJ LOYAL TRUST | DE | 90% SHAREHOLDER | E | Control |
| SMJ LOYAL TRUST | DE | 90% SHAREHOLDER | E | Control |
| SMJ LOYAL TRUST | DE | 90% SHAREHOLDER | E | Control |
| SMJ LOYAL TRUST | DE | 90% SHAREHOLDER | E | Control |
| SMJ LOYAL TRUST | DE | 90% SHAREHOLDER | E | Control |
| SMJ LOYAL TRUST | DE | 90% SHAREHOLDER | E | Control |
| SMJ LOYAL TRUST | DE | 90% SHAREHOLDER | E | Control |
| VILLALTA, THOMAS, EDWARD | I | CHIEF INVESTMENT OFFICER; CHIEF COMPLIANCE OFFICER; 10% SHAREHOLDER; PRESIDENT | B | Control |
| VILLALTA, THOMAS, EDWARD | I | CHIEF INVESTMENT OFFICER; CHIEF COMPLIANCE OFFICER; 10% SHAREHOLDER; PRESIDENT | B | Control |
| VILLALTA, THOMAS, EDWARD | I | CHIEF INVESTMENT OFFICER; CHIEF COMPLIANCE OFFICER; 10% SHAREHOLDER; PRESIDENT | B | Control |
| VILLALTA, THOMAS, EDWARD | I | CHIEF INVESTMENT OFFICER; CHIEF COMPLIANCE OFFICER; 10% SHAREHOLDER; PRESIDENT | B | Control |
| VILLALTA, THOMAS, EDWARD | I | CHIEF INVESTMENT OFFICER; CHIEF COMPLIANCE OFFICER; 10% SHAREHOLDER; PRESIDENT | B | Control |
| VILLALTA, THOMAS, EDWARD | I | CHIEF INVESTMENT OFFICER; CHIEF COMPLIANCE OFFICER; 10% SHAREHOLDER | B | Control |
| VILLALTA, THOMAS, EDWARD | I | CHIEF INVESTMENT OFFICER; CHIEF COMPLIANCE OFFICER; 10% SHAREHOLDER; PRESIDENT | B | Control |
| VILLALTA, THOMAS, EDWARD | I | CHIEF INVESTMENT OFFICER; CHIEF COMPLIANCE OFFICER; 10% SHAREHOLDER; PRESIDENT | B | Control |
| VILLALTA, THOMAS, EDWARD | I | SHAREHOLDER | B | |
| VILLALTA, THOMAS, EDWARD | I | SHAREHOLDER | B | |
| VILLALTA, THOMAS, EDWARD | I | CHIEF INVESTMENT OFFICER; CHIEF COMPLIANCE OFFICER; 10% SHAREHOLDER; PRESIDENT | B | Control |
| VILLALTA, THOMAS, EDWARD | I | CHIEF INVESTMENT OFFICER; CHIEF COMPLIANCE OFFICER; 10% SHAREHOLDER; PRESIDENT | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JONES, JOHN, REX | I | SMJ LOYAL TRUST | F | Control |
| JONES, JOHN, REX | I | SMJ LOYAL TRUST | F | Control |
| JONES, JOHN, REX | I | SMJ LOYAL TRUST | F | Control |
| JONES, JOHN, REX | I | SMJ LOYAL TRUST | F | Control |
| JONES, JOHN, REX | I | SMJ LOYAL TRUST | F | Control |
| JONES, JOHN, REX | I | SMJ LOYAL TRUST | F | Control |
| JONES, JOHN, REX | I | SMJ LOYAL TRUST | F | Control |
| JONES, JOHN, REX | I | SMJ LOYAL TRUST | F | Control |
| JONES, JOHN, REX | I | SMJ LOYAL TRUST | F | Control |
| JONES, JOHN, REX | I | SMJ LOYAL TRUST | F | Control |
| JONES, JOHN, REX | I | SMJ LOYAL TRUST | F | Control |
| JONES, JOHN, REX | I | SMJ LOYAL TRUST | F | Control |
| JONES, STEPHEN, MARTIN | I | SMJ LOYAL TRUST | F | Control |
| JONES, STEPHEN, MARTIN | I | SMJ LOYAL TRUST | F | Control |
| JONES, STEPHEN, MARTIN | I | SMJ LOYAL TRUST | F | Control |
| JONES, STEPHEN, MARTIN | I | SMJ LOYAL TRUST | F | Control |
| JONES, STEPHEN, MARTIN | I | SMJ LOYAL TRUST | F | Control |
| JONES, STEPHEN, MARTIN | I | SMJ LOYAL TRUST | F | Control |
| JONES, STEPHEN, MARTIN | I | SMJ LOYAL TRUST | F | Control |
| JONES, STEPHEN, MARTIN | I | SMJ LOYAL TRUST | F | Control |
| JONES, STEPHEN, MARTIN | I | SMJ LOYAL TRUST | F | Control |
| JONES, STEPHEN, MARTIN | I | SMJ LOYAL TRUST | F | Control |
| JONES, STEPHEN, MARTIN | I | SMJ LOYAL TRUST | F | Control |
| JONES, STEPHEN, MARTIN | I | SMJ LOYAL TRUST | F | Control |
Registrations
Federal
IA
Sep 19, 2012 REGISTERED
Notice Filings (1)
TX
Address
2705 BEE CAVE ROADSUITE 200
AUSTIN, TX 78746
United States
Phone: 512-494-1174