RIA Intelligence

GIVEN CAPITAL MANAGEMENT, LLC

CRD #133975 SEC #801-64316 CARMEL, CA (831) 625-1530
SEC Registered
Total AUM
$38.7M
Discretionary
$37.8M
Employees
1
Clients
--
Accounts
115

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 22, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GIVEN, HOWARD, CARLICHIEF COMPLIANCE OFFICERE Control
GIVEN, HOWARD, CARLICHIEF COMPLIANCE OFFICERE Control
GIVEN, HOWARD, CARLICHIEF COMPLIANCE OFFICERE Control
GIVEN, HOWARD, CARLICHIEF COMPLIANCE OFFICERE Control
GIVEN, HOWARD, CARLICHIEF COMPLIANCE OFFICERE Control
GIVEN, HOWARD, CARLICHIEF COMPLIANCE OFFICERE Control
GIVEN, HOWARD, CARLICHIEF COMPLIANCE OFFICERE Control
GIVEN, HOWARD, CARLICHIEF COMPLIANCE OFFICERE Control
GIVEN, HOWARD, CARLICHIEF COMPLIANCE OFFICERE Control
DINI, ROBERT, BRUCEICHIEF COMPLIANCE OFFICERD Control
DINI, ROBERT, BRUCEICHIEF COMPLIANCE OFFICERD Control
DINI, ROBERT, BRUCEICHIEF COMPLIANCE OFFICERD Control
DINI, ROBERT, BRUCEICHIEF COMPLIANCE OFFICERD Control
DINI, ROBERT, BRUCEIPARTNERD Control
DINI, ROBERT, BRUCEICHIEF COMPLIANCE OFFICERD Control
GIVEN, HOWARD, CARLIPARTNERD Control
GIVEN, HOWARD, CARLIPARTNERD Control
GIVEN, HOWARD, CARLIPARTNERD Control
GIVEN, HOWARD, CARLIPARTNERD Control
GIVEN, HOWARD, CARLIPARTNERD Control
GIVEN, HOWARD, CARLIPARTNERD Control
GIVEN, HOWARD, CARLIPARTNERD Control
DINI, ROBERT, BRUCEICHIEF COMPLIANCE OFFICERC Control

Registrations

Federal

IA
Feb 22, 2012 REGISTERED

Notice Filings (1)

CA

Address

200 CLOCKTOWER PLACE
SUITE E-208
CARMEL, CA 93923
United States
Phone: (831) 625-1530