CANTOR FITZGERALD & CO.
CRD #134 SEC #801-66812 NEW YORK, NY 212-821-6710
SEC Registered Broker-Dealer
Total AUM
$25M
Discretionary
$25M
Employees
251
Clients
0
Accounts
7
Firm Details
- Organization Type
- Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANZALONE, THOMAS JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | |
| BELL, JEROME ANTHONY | I | SROP | NA | |
| CANTOR FITZGERALD, L.P. | DE | PARTNER | NA | |
| CANTOR FITZGERALD, L.P. | DE | PARTNER | NA | |
| CANTOR FITZGERALD, L.P. | DE | PARTNER | NA | |
| CANTOR FITZGERALD, L.P. | DE | PARTNER | NA | |
| DONEGAN, PATRICK JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARDNER, DOUGLAS BENJAMIN | I | EXECUTIVE MANAGING DIRECTOR | NA | |
| GARDNER, DOUGLAS BENJAMIN | I | EXECUTIVE MANAGING DIRECTOR | NA | |
| GATHERER, JENNIFER | I | CROP | NA | |
| GOLDFLAM, JEFFREY GRANT | I | CHIEF FINANCIAL OFFICER | NA | |
| GOLDFLAM, JEFFREY GRANT | I | CHIEF FINANCIAL OFFICER | NA | |
| GOLDMAN, IRVIN JAN | I | CEO AND PRESIDENT DEBT CAPITAL MARKETS AND ASSET MANGEMENT | NA | |
| LIPSON, RICHARD ROBERT | I | CHIEF FINANCIAL OFFICE | NA | |
| LUTNICK, HOWARD WILLIAM | I | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| LUTNICK, HOWARD WILLIAM | I | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| LUTNICK, HOWARD WILLIAM | I | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| LUTNICK, HOWARD WILLIAM | I | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MARBER, PHILIP ANDREW | I | CEO AND PRESIDENT OF INSTITUTIONAL EQUITIES DIVISION | NA | Control |
| MARBER, PHILIP ANDREW | I | CHIEF OPERATING OFFICER, PRESIDENT OF ITD DIVISION | NA | |
| MARTINEZ, JOHN GREGORY | I | SVP-CONTROLLER | NA | |
| MERKEL, STEPHEN M | I | CHIEF LEGAL OFFICER | NA | |
| MERKEL, STEPHEN M | I | CHIEF LEGAL OFFICER | NA | |
| MERKEL, STEPHEN M | I | CHIEF LEGAL AND COMPLIANCE OFFICER | NA | |
| VARACCHI, FREDERICK THOMAS | I | EXECUTIVE MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | |
| VARACCHI, FREDERICK THOMAS | I | EXECUTIVE MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | NA | |
| WEISS, DAVID T | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEISS, DAVID T | I | CHIEF COMPLIANCE OFFICER | NA | |
| CANTOR FITZGERALD SECURITIES | DE | PARTNER | E | Control |
| CANTOR FITZGERALD SECURITIES | DE | PARTNER | E | Control |
| CANTOR FITZGERALD SECURITIES | DE | PARTNER | E | Control |
| CANTOR FITZGERALD SECURITIES | DE | PARTNER | E | Control |
| CF GROUP MANAGEMENT, INC. | DE | PARTNER | A | |
| CF GROUP MANAGEMENT, INC. | DE | PARTNER | A | |
| CF GROUP MANAGEMENT, INC. | DE | PARTNER | A | |
| CF GROUP MANAGEMENT, INC. | DE | PARTNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CF GROUP MANAGEMENT, INC. | DE | CANTOR FITZGERALD, L.P. | F | Control |
| CF GROUP MANAGEMENT, INC. | DE | CANTOR FITZGERALD, L.P. | F | Control |
| CF GROUP MANAGEMENT, INC. | DE | CANTOR FITZGERALD, L.P. | F | Control |
| CF GROUP MANAGEMENT, INC. | DE | CANTOR FITZGERALD, L.P. | F | Control |
| CANTOR FITZGERALD, L.P. | DE | CANTOR FITZGERALD SECURITIES | E | Control |
| CANTOR FITZGERALD, L.P. | DE | CANTOR FITZGERALD SECURITIES | E | Control |
| CANTOR FITZGERALD, L.P. | DE | CANTOR FITZGERALD SECURITIES | E | Control |
| CANTOR FITZGERALD, L.P. | DE | CANTOR FITZGERALD SECURITIES | E | Control |
| LUTNICK, HOWARD WILLIAM | I | CF GROUP MANAGEMENT, INC. | E | Control |
| LUTNICK, HOWARD WILLIAM | I | CF GROUP MANAGEMENT, INC. | E | Control |
| LUTNICK, HOWARD WILLIAM | I | CF GROUP MANAGEMENT, INC. | E | Control |
| LUTNICK, HOWARD WILLIAM | I | CF GROUP MANAGEMENT, INC. | E | Control |
Registrations
Federal
IA
Mar 20, 2002 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PR RI SC SD TN TX UT VA VT WA WI WV
Address
299 PARK AVENUE29TH FLOOR
NEW YORK, NY 10171
USA
Phone: 212-821-6710