QUANTAL ASSET MANAGEMENT, LLC.
CRD #134015 SEC #801-66004 BERKELEY, CA 510-848-0470
SEC Registered
Total AUM
$175.3M
Discretionary
$0
Employees
5
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 29, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BASTEL, HEIDI, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BASTEL, HEIDI, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BASTEL, HEIDI, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARSH, TERRY | I | MANAGER | NA | Control |
| MARSH, TERRY | I | MANAGER | NA | Control |
| MARSH, TERRY | I | MANAGER | NA | Control |
| PFLEIDERER, PAUL | I | MANAGER | NA | Control |
| PFLEIDERER, PAUL | I | MANAGER | NA | Control |
| PFLEIDERER, PAUL | I | MANAGER | NA | Control |
| PHILLIPS, MARGARET | I | MEMBER'S SPOUSE | NA | |
| TINT, LAWRENCE, GILBERT | I | MANAGER | NA | Control |
| TINT, LAWRENCE, GILBERT | I | MANAGER | NA | Control |
| TINT, LAWRENCE, GILBERT | I | MANAGER | NA | Control |
| QUANTAL INTERNATIONAL, INC. | DE | MEMBER | E | Control |
| QUANTAL INTERNATIONAL, INC. | DE | MEMBER | E | Control |
| QUANTAL INTERNATIONAL, INC. | DE | MEMBER | E | Control |
| GOODMAN, KEITH, WILLIAM | I | MEMBER-MANAGER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| QUANTAL HOLDINGS, LLC. | DE | QUANTAL INTERNATIONAL, INC. | E | Control |
| QUANTAL HOLDINGS, LLC. | DE | QUANTAL INTERNATIONAL, INC. | E | Control |
| QUANTAL HOLDINGS, LLC. | DE | QUANTAL INTERNATIONAL, INC. | E | Control |
| BARAZZUTTI, MAJDA | I | QUANTAL HOLDINGS, LLC. | C | Control |
| BARAZZUTTI, MAJDA | I | QUANTAL HOLDINGS, LLC. | C | Control |
| FEDRIGO, INDRO | I | QUANTAL HOLDINGS, LLC. | C | Control |
| FEDRIGO, INDRO | I | QUANTAL HOLDINGS, LLC. | C | Control |
| MARSH, TERRY | I | QUANTAL HOLDINGS, LLC. | C | Control |
| MARSH, TERRY | I | QUANTAL HOLDINGS, LLC. | C | Control |
| MARSH, TERRY | I | QUANTAL HOLDINGS, LLC. | C | Control |
| NEGISHI-MARSH, KEIKO | I | QUANTAL HOLDINGS, LLC. | C | Control |
| NEGISHI-MARSH, KEIKO | I | QUANTAL HOLDINGS, LLC. | C | Control |
| NEGISHI-MARSH, KEIKO | I | QUANTAL HOLDINGS, LLC. | C | Control |
Registrations
Federal
IA
Jan 29, 2007 REGISTERED
Notice Filings (1)
CA
Address
1936 UNIVERSITY AVENUESUITE 355
BERKELEY, CA 94704
USA
Phone: 510-848-0470