TEN ASSET MANAGEMENT, INC.
CRD #134021 SEC #801-63945 OJAI, CA 805-669-8201
SEC Registered
Total AUM
$29.8M
Discretionary
$29.8M
Employees
6
Clients
0
Accounts
8
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 28, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CUTHBERTSON, JOHN, WILLIAM | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| CUTHBERTSON, JOHN, WILLIAM | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| KERRIGAN, JEFFREY, KIRKLAND | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KERRIGAN, JEFFREY, KIRKLAND | I | CO-CIO | NA | Control |
| KERRIGAN, JEFFREY, KIRKLAND | I | CHIEF INVESTMENT OFFICER, VP, BOARD DIRECTOR | NA | Control |
| KERRIGAN, JEFFREY, KIRKLAND | I | CHIEF INVESTMENT OFFICER, VP, BOARD DIRECTOR | NA | Control |
| KERRIGAN, JEFFREY, KIRKLAND | I | CHIEF INVESTMENT OFFICER, VP | NA | Control |
| KERRIGAN, JEFFREY, KIRKLAND | I | CHIEF INVESTMENT OFFICER, VP, BOARD DIRECTOR | NA | Control |
| KERRIGAN, JEFFREY, KIRKLAND | I | CHIEF INVESTMENT OFFICER, VP | NA | Control |
| KERRIGAN, JEFFREY, KIRKLAND | I | CHIEF INVESTMENT OFFICER, VP | NA | Control |
| KRONBERG, PETER, WALTER | I | CHIEF COMPLIANCE OFFICER, VP | NA | Control |
| KRONBERG, PETER, WALTER | I | CHIEF COMPLIANCE OFFICER, VP | NA | Control |
| KRONBERG, PETER, WALTER | I | CHIEF COMPLIANCE OFFICER, VP | NA | Control |
| KRONBERG, PETER, WALTER | I | CHIEF COMPLIANCE OFFICER, VP | NA | Control |
| KRONBERG, PETER, WALTER | I | CHIEF COMPLIANCE OFFICER, VP | NA | Control |
| KRONBERG, PETER, WALTER | I | CHIEF COMPLIANCE OFFICER, VP | NA | Control |
| RISMANN, DAVID, WILSON | I | DIRECTOR | NA | |
| RISMANN, DAVID, WILSON | I | DIRECTOR | NA | |
| RISMANN, DAVID, WILSON | I | DIRECTOR | NA | |
| RISMANN, DAVID, WILSON | I | DIRECTOR | NA | |
| RISMANN, DAVID, WILSON | I | DIRECTOR | NA | |
| RISMANN, DAVID, WILSON | I | DIRECTOR | NA | |
| RISMANN, DAVID, WILSON | I | DIRECTOR | NA | |
| ROY, DENNIS, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEVENS, ANNE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, ANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEVENS, ANNE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, ANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEVENS, ANNE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, ANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEVENS, ANNE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, ANNE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, ANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEVENS, ANNE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, ANNE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEVENS, ANNE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, ANNE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, ANNE, MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WALLACE, NATHAN, REED | I | DIRECTOR/PRESIDENT | NA | Control |
| WALLACE, NATHAN, REED | I | DIRECTOR | NA | Control |
| WALLACE, NATHAN, REED | I | DIRECTOR | NA | Control |
| WALLACE, NATHAN, REED | I | DIRECTOR | NA | Control |
| WALLACE, NATHAN, REED | I | DIRECTOR | NA | Control |
| WALLACE, NATHAN, REED | I | BOARD DIRECTOR/PRESIDENT | NA | Control |
| WALLACE, NATHAN, REED | I | BOARD DIRECTOR/PRESIDENT | NA | Control |
| WALLACE, NATHAN, REED | I | DIRECTOR/PRESIDENT | NA | Control |
| WALLACE, NATHAN, REED | I | BOARD DIRECTOR/PRESIDENT | NA | Control |
| WALLACE, NATHAN, REED | I | DIRECTOR/PRESIDENT | NA | Control |
| WALLACE, NATHAN, REED | I | DIRECTOR/PRESIDENT | NA | Control |
| WOESSNER, CHRIS, THOMAS | I | DIRECTOR | NA | |
| ZIMMER, ROBERT, RUSSEL | I | SHAREHOLDER | NA | |
| ZIMMER, ROBERT, RUSSEL | I | CO-CIO | NA | Control |
| ZIMMER, ROBERT, RUSSEL | I | SHAREHOLDER | NA | |
| ZIMMER, ROBERT, RUSSEL | I | SHAREHOLDER | NA | |
| ZIMMER, ROBERT, RUSSEL | I | SHAREHOLDER | NA | |
| ZIMMER, ROBERT, RUSSEL | I | SHAREHOLDER | NA | |
| ZIMMER, ROBERT, RUSSEL | I | SHAREHOLDER | NA | |
| ZIMMER, ROBERT, RUSSEL | I | SHAREHOLDER | NA | |
| HALLETT, FRED, NORTON | I | DIRECTOR | C | Control |
| HALLETT, FRED, NORTON | I | DIRECTOR | C | Control |
| HALLETT, FRED, NORTON | I | BOARD DIRECTOR | C | Control |
| HALLETT, FRED, NORTON | I | BOARD DIRECTOR | C | Control |
| HALLETT, FRED, NORTON | I | DIRECTOR | C | Control |
| HALLETT, FRED, NORTON | I | BOARD DIRECTOR | C | Control |
| HALLETT, FRED, NORTON | I | DIRECTOR | C | Control |
| HALLETT, FRED, NORTON | I | DIRECTOR | C | Control |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | C | |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | C | |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | C | |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | C | |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | C | |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | C | |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | C | |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | C | |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | C | |
| AUER, RONALD, JOE | I | DIRECTOR/PRESIDENT | B | Control |
| AUER, RONALD, JOE | I | DIRECTOR/PRESIDENT | B | Control |
| AUER, RONALD, JOE | I | DIRECTOR/PRESIDENT | B | Control |
| AUER, RONALD, JOE | I | DIRECTOR/PRESIDENT | B | Control |
| AUER, RONALD, JOE | I | DIRECTOR/PRESIDENT | B | Control |
| AUER, RONALD, JOE | I | DIRECTOR/PRESIDENT | B | Control |
| AUER, RONALD, JOE | I | DIRECTOR/CEO | B | Control |
| AUER, RONALD, JOE | I | DIRECTOR/CEO | B | Control |
| AUER, RONALD, JOE | I | DIRECTOR/PRESIDENT | B | Control |
| AUER, RONALD, JOE | I | DIRECTOR/CEO | B | Control |
| HALLETT, FRED, NORTON | I | DIRECTOR | B | |
| HALLETT, FRED, NORTON | I | DIRECTOR | B | |
| HALLETT, FRED, NORTON | I | DIRECTOR | B | |
| HALLETT, FRED, NORTON | I | DIRECTOR | B | |
| HALLETT, FRED, NORTON | I | DIRECTOR | B | |
| HALLETT, FRED, NORTON | I | SHAREHOLDER | B | |
| HALLETT, FRED, NORTON | I | SHAREHOLDER | B | |
| HALLETT, FRED, NORTON | I | SHAREHOLDER | B | |
| HALLETT, FRED, NORTON | I | DIRECTOR | B | |
| HALLETT, FRED, NORTON | I | SHAREHOLDER | B | |
| SALSER, WINSTON, ALBERT | I | DIRECTOR | B | |
| SALSER, WINSTON, ALBERT | I | DIRECTOR | B | |
| SALSER, WINSTON, ALBERT | I | DIRECTOR | B | |
| SALSER, WINSTON, ALBERT | I | DIRECTOR | B | |
| SALSER, WINSTON, ALBERT | I | DIRECTOR | B | |
| SALSER, WINSTON, ALBERT | I | DIRECTOR | B | |
| SALSER, WINSTON, ALBERT | I | SHAREHOLDER | B | |
| SALSER, WINSTON, ALBERT | I | SHAREHOLDER | B | |
| SALSER, WINSTON, ALBERT | I | DIRECTOR | B | |
| STEVENS, DALE, HERMAN | I | DIRECTOR/CHAIRMAN OF THE BOARD | B | Control |
| STEVENS, DALE, HERMAN | I | DIRECTOR/CHAIRMAN OF THE BOARD | B | Control |
| STEVENS, DALE, HERMAN | I | DIRECTOR/CHAIRMAN OF THE BOARD | B | Control |
| STEVENS, DALE, HERMAN | I | DIRECTOR/CHAIRMAN OF THE BOARD | B | Control |
| STEVENS, DALE, HERMAN | I | DIRECTOR/CHAIRMAN OF THE BOARD | B | Control |
| STEVENS, DALE, HERMAN | I | DIRECTOR/CHAIRMAN OF THE BOARD | B | Control |
| STEVENS, DALE, HERMAN | I | SHAREHOLDER | B | Control |
| STEVENS, DALE, HERMAN | I | SHAREHOLDER | B | Control |
| STEVENS, DALE, HERMAN | I | DIRECTOR/CHAIRMAN OF THE BOARD | B | Control |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | B | |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | B | |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | B | |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | B | |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | B | |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | B | |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | B | |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | B | |
| WALLACE, MARILYN, CHRISTINE | I | SHAREHOLDER | B | |
| ZIMMER, ROBERT, RUSSEL | I | CHIEF INVESTMENT OFFICER | B | Control |
| ZIMMER, ROBERT, RUSSEL | I | CHIEF INVESTMENT OFFICER | B | Control |
| ZIMMER, ROBERT, RUSSEL | I | CHIEF INVESTMENT OFFICER | B | Control |
| ZIMMER, ROBERT, RUSSEL | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | B | Control |
| ZIMMER, ROBERT, RUSSEL | I | CHIEF INVESTMENT OFFICER | B | Control |
| ZIMMER, ROBERT, RUSSEL | I | DIRECTOR/CHIEF INVESTMENT OFFICER | B | Control |
| ZIMMER, ROBERT, RUSSEL | I | DIRECTOR/PRESIDENT & CIO | B | Control |
| ZIMMER, ROBERT, RUSSEL | I | DIRECTOR/PRESIDENT & CIO | B | Control |
| ZIMMER, ROBERT, RUSSEL | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | B | Control |
| AUER, RONALD, JOE | I | DIRECTOR | A | Control |
| AUER, RONALD, JOE | I | DIRECTOR/PRESIDENT & CEO | A | Control |
| AUER, RONALD, JOE | I | SHAREHOLDER | A | Control |
| AUER, RONALD, JOE | I | SHAREHOLDER | A | |
| AUER, RONALD, JOE | I | DIRECTOR | A | Control |
| AUER, RONALD, JOE | I | BOARD DIRECTOR | A | Control |
| AUER, RONALD, JOE | I | DIRECTOR | A | Control |
| AUER, RONALD, JOE | I | DIRECTOR | A | Control |
| CUTHBERTSON, JOHN, WILLIAM | I | DIRECTOR OF RESEARCH | A | Control |
| CUTHBERTSON, JOHN, WILLIAM | I | DIRECTOR OF RESEARCH | A | Control |
| CUTHBERTSON, JOHN, WILLIAM | I | DIRECTOR OF RESEARCH | A | Control |
| CUTHBERTSON, JOHN, WILLIAM | I | DIRECTOR OF RESEARCH | A | Control |
| CUTHBERTSON, JOHN, WILLIAM | I | DIRECTOR OF RESEARCH | A | Control |
| CUTHBERTSON, JOHN, WILLIAM | I | DIRECTOR OF RESEARCH | A | Control |
| CUTHBERTSON, JOHN, WILLIAM | I | SHAREHOLDER | A | Control |
| CUTHBERTSON, JOHN, WILLIAM | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CUTHBERTSON, JOHN, WILLIAM | I | DIRECTOR OF RESEARCH | A | Control |
| CUTHBERTSON, JOHN, WILLIAM | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | A | Control |
| STEVENS, DALE, HERMAN | I | DIRECTOR | A | Control |
| STEVENS, DALE, HERMAN | I | DIRECTOR | A | Control |
| STEVENS, DALE, HERMAN | I | DIRECTOR | A | Control |
| STEVENS, DALE, HERMAN | I | BOARD DIRECTOR | A | Control |
| STEVENS, DALE, HERMAN | I | BOARD DIRECTOR | A | Control |
| STEVENS, DALE, HERMAN | I | DIRECTOR | A | Control |
| STEVENS, DALE, HERMAN | I | BOARD DIRECTOR | A | Control |
| STEVENS, DALE, HERMAN | I | DIRECTOR | A | Control |
| STEVENS, DALE, HERMAN | I | DIRECTOR | A | Control |
| ZIMMER, ROBERT, RUSSEL | I | DIRECTOR/PRESIDENT & CIO | A | Control |
Registrations
Federal
IA
Sep 28, 2012 REGISTERED
Notice Filings (4)
CA IL TX WA
Address
407C BRYANT CIRCLESUITE C
OJAI, CA 93023-4209
United States
Phone: 805-669-8201