MARWOOD ALTERNATIVE ASSET MANAGEMENT LLC
Legal name: MARWOOD ALTERNATIVE ASSET MANAGEMENT
CRD #134039 SEC #801-64144 NEW YORK, NY 212-532-3651
SEC Registered Private Funds
Total AUM
$33.4M
Discretionary
$33.4M
Employees
1
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LETTIERI, JERRY SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LETTIERI, JERRY SALVATORE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVINSON, JOEL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVINSON, JOEL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVINSON, JOEL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVINSON, JOEL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MATTERA, RICHARD JOSEPH | I | FINOP | NA | |
| MATTERA, RICHARD JOSEPH | I | FINOP | NA | |
| MATTERA, RICHARD JOSEPH | I | FINOP | NA | |
| MATTERA, RICHARD JOSEPH | I | FINOP | NA | |
| MATTERA, RICHARD JOSEPH | I | FINOP | NA | |
| MATTERA, RICHARD JOSEPH | I | FINOP | NA | |
| MATTERA, RICHARD JOSEPH | I | FINOP | NA | |
| MATTERA, RICHARD JOSEPH | I | FINOP | NA | |
| MATTERA, RICHARD JOSEPH | I | FINOP | NA | |
| MODZELEWSKI, THOMAS JUDE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MODZELEWSKI, THOMAS JUDE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MODZELEWSKI, THOMAS JUDE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MODZELEWSKI, THOMAS JUDE | I | CHIEF OPERATING OFFICER | NA | Control |
| MODZELEWSKI, THOMAS JUDE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MODZELEWSKI, THOMAS JUDE | I | CHIEF OPERATING OFFICER | NA | Control |
| MODZELEWSKI, THOMAS, JUDE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MODZELEWSKI, THOMAS, JUDE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MODZELEWSKI, THOMAS, JUDE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MODZELEWSKI, THOMAS, JUDE | I | CHIEF OPERATING OFFICER | NA | Control |
| MODZELEWSKI, THOMAS, JUDE | I | CHIEF OPERATING OFFICER | NA | Control |
| MODZELEWSKI, THOMAS, JUDE | I | CHIEF OPERATING OFFICER | NA | Control |
| MODZELEWSKI, THOMAS, JUDE | I | CHIEF OPERATING OFFICER | NA | Control |
| MODZELEWSKI, THOMAS, JUDE | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| MODZELEWSKI, THOMAS, JUDE | I | CHIEF OPERATING OFFICER | NA | Control |
| MOORE, JOHN THOMAS JR | I | MANAGER | NA | Control |
| MOORE, JOHN THOMAS JR | I | MANAGER | NA | Control |
| MOORE, JOHN THOMAS JR | I | MANAGER | NA | Control |
| MOORE, JOHN THOMAS JR | I | MANAGER | NA | Control |
| MOORE, JOHN THOMAS JR | I | MANAGER | NA | Control |
| MOORE, JOHN THOMAS JR | I | MANAGER | NA | Control |
| MOORE, JOHN THOMAS JR | I | MANAGER | NA | Control |
| MOORE, JOHN THOMAS JR | I | MANAGER | NA | Control |
| MOORE, JOHN THOMAS JR | I | MANAGER | NA | Control |
| MOORE, JOHN THOMAS JR | I | MANAGER | NA | Control |
| MOORE, JOHN THOMAS JR | I | MANAGER | NA | Control |
| MOORE, JOHN THOMAS JR | I | MANAGER | NA | Control |
| MOORE, JOHN, THOMAS | I | MANAGER | NA | Control |
| MOORE, JOHN, THOMAS | I | MANAGER | NA | Control |
| MOORE, JOHN, THOMAS | I | MANAGER | NA | Control |
| RATHJEN, BRIAN ALBERT | I | DIRECTOR OF ASSET MANAGEMENT GROUP | NA | Control |
| RATHJEN, BRIAN ALBERT | I | DIRECTOR OF ASSET MANAGEMENT GROUP | NA | Control |
| RATHJEN, BRIAN ALBERT | I | DIRECTOR OF ASSET MANAGEMENT GROUP | NA | Control |
| YUNGWIRTH, CHRISTIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| EMK INDUSTRIES, LLC | DE | OWNER | D | Control |
| EMK INDUSTRIES, LLC | DE | OWNER | D | Control |
| EMK INDUSTRIES, LLC | DE | OWNER | D | Control |
| EMK INDUSTRIES, LLC | DE | OWNER | D | Control |
| EMK INDUSTRIES, LLC | DE | OWNDER | D | Control |
| EMK INDUSTRIES, LLC | DE | OWNDER | D | Control |
| EMK INDUSTRIES, LLC | DE | OWNDER | D | Control |
| JTM INDUSTRIES, LLC | DE | OWNER | D | Control |
| JTM INDUSTRIES, LLC | DE | OWNER | D | Control |
| JTM INDUSTRIES, LLC | DE | OWNER | D | Control |
| JTM INDUSTRIES, LLC | DE | OWNER | D | Control |
| JTM INDUSTRIES, LLC | DE | OWNER | D | Control |
| JTM INDUSTRIES, LLC | DE | OWNER | D | Control |
| JTM INDUSTRIES, LLC | DE | OWNER | D | Control |
| MARWOOD HOLDINGS I LLC | DE | OWNER | D | Control |
| MARWOOD HOLDINGS I LLC | DE | OWNER | D | Control |
| MARWOOD HOLDINGS I LLC | DE | OWNER | D | Control |
| MARWOOD HOLDINGS I LLC | DE | OWNER | D | Control |
| MARWOOD HOLDINGS I LLC | DE | OWNER | D | Control |
| MARWOOD HOLDINGS I LLC | DE | OWNER | D | Control |
| MARWOOD HOLDINGS I LLC | DE | OWNER | D | Control |
| MARWOOD HOLDINGS I LLC | DE | OWNER | D | Control |
| MARWOOD HOLDINGS II LLC | DE | OWNER | D | Control |
| MARWOOD HOLDINGS II LLC | DE | OWNER | D | Control |
| MARWOOD HOLDINGS II LLC | DE | OWNER | D | Control |
| MARWOOD HOLDINGS II LLC | DE | OWNER | D | Control |
| MARWOOD HOLDINGS II LLC | DE | OWNER | D | Control |
| MARWOOD HOLDINGS II LLC | DE | OWNER | D | Control |
| MARWOOD HOLDINGS II LLC | DE | OWNER | D | Control |
| MARWOOD HOLDINGS II LLC | DE | OWNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MOORE, JOHN THOMAS | I | MARWOOD HOLDINGS I LLC | F | Control |
| MOORE, JOHN THOMAS | I | MARWOOD HOLDINGS II LLC | F | Control |
| MOORE, JOHN THOMAS | I | MARWOOD HOLDINGS I LLC | F | Control |
| MOORE, JOHN THOMAS | I | MARWOOD HOLDINGS II LLC | F | Control |
| MOORE, JOHN THOMAS | I | MARWOOD HOLDINGS I LLC | F | Control |
| MOORE, JOHN THOMAS | I | MARWOOD HOLDINGS II LLC | F | Control |
| MOORE, JOHN THOMAS | I | MARWOOD HOLDINGS I LLC | F | Control |
| MOORE, JOHN THOMAS | I | MARWOOD HOLDINGS II LLC | F | Control |
| MOORE, JOHN THOMAS | I | MARWOOD HOLDINGS I LLC | F | Control |
| MOORE, JOHN THOMAS | I | MARWOOD HOLDINGS II LLC | F | Control |
| MOORE, JOHN THOMAS | I | MARWOOD HOLDINGS I LLC | F | Control |
| MOORE, JOHN THOMAS | I | MARWOOD HOLDINGS II LLC | F | Control |
| MOORE, JOHN THOMAS | I | MARWOOD HOLDINGS I LLC | F | Control |
| MOORE, JOHN THOMAS | I | MARWOOD HOLDINGS II LLC | F | Control |
| MOORE, JOHN THOMAS | I | MARWOOD HOLDINGS I LLC | F | Control |
| MOORE, JOHN THOMAS | I | MARWOOD HOLDINGS II LLC | F | Control |
| MOORE, JOHN THOMAS JR | I | JTM INDUSTRIES LLC | F | Control |
| MOORE, JOHN THOMAS JR | I | EMK INDUSTRIES, LLC | F | Control |
| MOORE, JOHN THOMAS JR | I | JTM INDUSTRIES LLC | F | Control |
| MOORE, JOHN THOMAS JR | I | EMK INDUSTRIES, LLC | F | Control |
| MOORE, JOHN THOMAS JR | I | JTM INDUSTRIES LLC | F | Control |
| MOORE, JOHN THOMAS JR | I | EMK INDUSTRIES, LLC | F | Control |
| MOORE, JOHN THOMAS JR | I | JTM INDUSTRIES LLC | F | Control |
| MOORE, JOHN THOMAS JR | I | EMK INDUSTRIES, LLC | F | Control |
| MOORE, JOHN, THOMAS | I | JTM INDUSTRIES, LLC | F | Control |
| MOORE, JOHN, THOMAS | I | EMK INDUSTRIES, LLC | F | Control |
| MOORE, JOHN, THOMAS | I | JTM INDUSTRIES, LLC | F | Control |
| MOORE, JOHN, THOMAS | I | EMK INDUSTRIES, LLC | F | Control |
| MOORE, JOHN, THOMAS | I | JTM INDUSTRIES, LLC | F | Control |
| MOORE, JOHN, THOMAS | I | EMK INDUSTRIES, LLC | F | Control |
| MARWOOD GROUP & CO, USA LLC | DE | EMK INDUSTRIES, LLC | E | Control |
| MARWOOD GROUP & CO, USA LLC | DE | EMK INDUSTRIES, LLC | E | Control |
| MARWOOD GROUP & CO, USA LLC | DE | EMK INDUSTRIES, LLC | E | Control |
| MARWOOD GROUP & CO, USA LLC | DE | MARWOOD HOLDINGS II LLC | E | Control |
| MARWOOD GROUP & CO, USA LLC | DE | EMK INDUSTRIES, LLC | E | Control |
| MARWOOD GROUP & CO, USA LLC | DE | MARWOOD HOLDINGS II LLC | E | Control |
| MARWOOD GROUP & CO, USA LLC | DE | MARWOOD HOLDINGS II LLC | E | Control |
| MARWOOD GROUP & CO, USA LLC | DE | MARWOOD HOLDINGS II LLC | E | Control |
| MARWOOD GROUP & CO, USA LLC | DE | MARWOOD HOLDINGS II LLC | E | Control |
| MARWOOD GROUP & CO, USA LLC | DE | MARWOOD HOLDINGS II LLC | E | Control |
| MARWOOD GROUP & CO, USA LLC | DE | MARWOOD HOLDINGS II LLC | E | Control |
| MARWOOD GROUP & CO, USA LLC | DE | MARWOOD HOLDINGS II LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | JTM INDUSTRIES, LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | JTM INDUSTRIES, LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | JTM INDUSTRIES, LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | MARWOOD HOLDINGS I LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | JTM INDUSTRIES, LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | JTM INDUSTRIES, LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | EMK INDUSTRIES, LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | JTM INDUSTRIES, LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | EMK INDUSTRIES, LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | JTM INDUSTRIES, LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | EMK INDUSTRIES, LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | MARWOOD HOLDINGS I LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | MARWOOD HOLDINGS I LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | MARWOOD HOLDINGS I LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | MARWOOD HOLDINGS I LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | MARWOOD HOLDINGS I LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | MARWOOD HOLDINGS I LLC | E | Control |
| MARWOOD GROUP & CO. USA LLC | DE | MARWOOD HOLDINGS I LLC | E | Control |
Registrations
Federal
IA
Jul 30, 2012 REGISTERED
Notice Filings (4)
MI NY PA TX
Address
733 THIRD AVENUE11TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212-532-3651