SANDLER O'NEILL ADVISORS, L.P.
CRD #134172 SEC #801-64043 NEW YORK, NY 212-466-7920
SEC Registered Private Funds
Total AUM
$450M
Discretionary
$450M
Employees
10
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 30, 2020
- Branch Offices
- 0
- LEI
- 254900DARBSEE78UJF39
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERTONAZZI, BRIAN, DAVID | I | LIMITED PARTNER | NA | Control |
| BERTONAZZI, BRIAN, DAVID | I | LIMITED PARTNER | NA | Control |
| BERTONAZZI, BRIAN, DAVID | I | LIMITED PARTNER | NA | Control |
| BERTONAZZI, BRIAN, DAVID | I | LIMITED PARTNER | NA | Control |
| BERTONAZZI, BRIAN, DAVID | I | LIMITED PARTNER | NA | Control |
| BERTONAZZI, BRIAN, DAVID | I | LIMITED PARTNER | NA | Control |
| BERTONAZZI, BRIAN, DAVID | I | LIMITED PARTNER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CO-CHIEF OPERATING OFFICER, LIMITED PARTNER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CO-CHIEF OPERATING OFFICER, LIMITED PARTNER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER, LIMITED PARTNER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CO-CHIEF OPERATING OFFICER, LIMITED PARTNER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CO-CHIEF OPERATING OFFICER, LIMITED PARTNER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER, LIMITED PARTNER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CO-CHIEF OPERATING OFFICER, LIMITED PARTNER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| DELLAPIETRA, MAY, FRANCES | I | MANAGING DIRECTOR AND TREASURER | NA | Control |
| DOYLE, JONATHAN, JAY | I | LIMITED PARTNER | NA | Control |
| DOYLE, JONATHAN, JAY | I | VICE PRESIDENT | NA | Control |
| DOYLE, JONATHAN, JAY | I | VICE PRESIDENT | NA | Control |
| DOYLE, JONATHAN, JAY | I | VICE PRESIDENT | NA | Control |
| DOYLE, JONATHAN, JAY | I | VICE PRESIDENT | NA | Control |
| DOYLE, JONATHAN, JAY | I | VICE PRESIDENT | NA | Control |
| DOYLE, JONATHAN, JAY | I | VICE PRESIDENT | NA | Control |
| DOYLE, JONATHAN, JAY | I | VICE PRESIDENT | NA | Control |
| DOYLE, JONATHAN, JAY | I | VICE PRESIDENT | NA | Control |
| DOYLE, JONATHAN, JAY | I | VICE PRESIDENT | NA | Control |
| DOYLE, JONATHAN, JAY | I | VICE PRESIDENT | NA | Control |
| DOYLE, JONATHAN, JAY | I | VICE PRESIDENT | NA | Control |
| DOYLE, JONATHAN, JAY | I | VICE PRESIDENT | NA | Control |
| DOYLE, JONATHAN, JAY | I | SENIOR MANAGING PRINCIPAL | NA | Control |
| DUNNE, JAMES, JOSEPH | I | LIMITED PARTNER | NA | Control |
| DUNNE, JAMES, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNNE, JAMES, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNNE, JAMES, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNNE, JAMES, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNNE, JAMES, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNNE, JAMES, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNNE, JAMES, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNNE, JAMES, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNNE, JAMES, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNNE, JAMES, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNNE, JAMES, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DUNNE, JAMES, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FITZGIBBON, MARK, THOMAS | I | LIMITED PARTNER | NA | Control |
| FITZGIBBON, MARK, THOMAS | I | LIMITED PARTNER | NA | Control |
| FITZGIBBON, MARK, THOMAS | I | LIMITED PARTNER | NA | Control |
| FITZGIBBON, MARK, THOMAS | I | LIMITED PARTNER | NA | Control |
| FITZGIBBON, MARK, THOMAS | I | LIMITED PARTNER | NA | Control |
| FITZGIBBON, MARK, THOMAS | I | LIMITED PARTNER | NA | Control |
| FITZGIBBON, MARK, THOMAS | I | LIMITED PARTNER | NA | Control |
| FLASTER, MARC, LEWIS | I | LIMITED PARTNER | NA | Control |
| FLASTER, MARC, LEWIS | I | LIMITED PARTNER | NA | Control |
| FLASTER, MARC, LEWIS | I | LIMITED PARTNER | NA | Control |
| FLASTER, MARC, LEWIS | I | LIMITED PARTNER | NA | Control |
| FLASTER, MARC, LEWIS | I | LIMITED PARTNER | NA | Control |
| FLASTER, MARC, LEWIS | I | LIMITED PARTNER | NA | Control |
| FLASTER, MARC, LEWIS | I | LIMITED PARTNER | NA | Control |
| HICKEY, WILLIAM, FRANCIS | I | LIMITED PARTNER | NA | Control |
| HICKEY, WILLIAM, FRANCIS | I | LIMITED PARTNER | NA | Control |
| HICKEY, WILLIAM, FRANCIS | I | LIMITED PARTNER | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | CHIEF LEGAL OFFICER | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER, LIMITED PARTNER | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOPER, CHRISTOPHER, STEPHEN | I | MANAGING DIRECTOR, SECRETARY AND CCO | NA | Control |
| KHAN, FIZZA, ALI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KHAN, FIZZA, ALI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KHAN, FIZZA, ALI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KHAN, FIZZA, ALI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KHAN, FIZZA, ALI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LACOVARA, MICHAEL | I | LIMITED PARTNER, GENERAL COUNSEL AND CO-CHIEF OPERATING OFFICER | NA | Control |
| LACOVARA, MICHAEL | I | LIMITED PARTNER, GENERAL COUNSEL AND CO-CHIEF OPERATING OFFICER | NA | Control |
| LACOVARA, MICHAEL | I | LIMITED PARTNER, GENERAL COUNSEL AND CO-CHIEF OPERATING OFFICER | NA | Control |
| LONGINO, THOMAS, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PRICE, FRED, DENNIS | I | LIMITED PARTNER | NA | Control |
| PRICE, FRED, DENNIS | I | LIMITED PARTNER | NA | Control |
| PRICE, FRED, DENNIS | I | LIMITED PARTNER | NA | Control |
| PRICE, FRED, DENNIS | I | LIMITED PARTNER | NA | Control |
| PRICE, FRED, DENNIS | I | LIMITED PARTNER | NA | Control |
| PRICE, FRED, DENNIS | I | LIMITED PARTNER | NA | Control |
| PRICE, FRED, DENNIS | I | LIMITED PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| SOAGP L.L.C. | DE | GENERAL PARTNER | NA | Control |
| STERLING, BRIAN, RICHARD | I | LIMITED PARTNER | NA | Control |
| STERLING, BRIAN, RICHARD | I | LIMITED PARTNER | NA | Control |
| STERLING, BRIAN, RICHARD | I | LIMITED PARTNER | NA | Control |
| PIPER SANDLER COMPANIES | DE | PARENT | E | Control |
| PIPER SANDLER COMPANIES | DE | PARENT | E | Control |
| SOP HOLDINGS, LLC | DE | LIMITED PARTNER | E | Control |
| SOP HOLDINGS, LLC | DE | LIMITED PARTNER | E | Control |
| SOP HOLDINGS, LLC | DE | LIMITED PARTNER | E | Control |
| SOP HOLDINGS, LLC | DE | LIMITED PARTNER | E | Control |
| SOP HOLDINGS, LLC | DE | LIMITED PARTNER | E | Control |
| SOP HOLDINGS, LLC | DE | LIMITED PARTNER | E | Control |
| SOP HOLDINGS, LLC | DE | LIMITED PARTNER | E | Control |
| SOP HOLDINGS, LLC | DE | LIMITED PARTNER | E | Control |
| SOP HOLDINGS, LLC | DE | LIMITED PARTNER | E | Control |
| SOP HOLDINGS, LLC | DE | LIMITED PARTNER | E | Control |
| SOP HOLDINGS, LLC | DE | LIMITED PARTNER | E | Control |
| DUNNE, JAMES, JOSEPH | I | LIMITED PARTNER | C | Control |
| DOYLE, JONATHAN, JAY | I | LIMITED PARTNER | B | Control |
| DOYLE, JONATHAN, JAY | I | LIMITED PARTNER | B | Control |
| DOYLE, JONATHAN, JAY | I | LIMITED PARTNER | B | Control |
| DUNNE, JAMES, JOSEPH | I | LIMITED PARTNER | B | Control |
| DUNNE, JAMES, JOSEPH | I | LIMITED PARTNER | B | Control |
| DUNNE, JAMES, JOSEPH | I | LIMITED PARTNER | B | Control |
| DUNNE, JAMES, JOSEPH | I | LIMITED PARTNER | B | Control |
| DUNNE, JAMES, JOSEPH | I | LIMITED PARTNER | B | Control |
| DOYLE, JONATHAN, JAY | I | LIMITED PARTNER | A | Control |
| DOYLE, JONATHAN, JAY | I | LIMITED PARTNER | A | Control |
| DOYLE, JONATHAN, JAY | I | LIMITED PARTNER | A | Control |
| HICKEY, WILLIAM, FRANCIS | I | LIMITED PARTNER | A | Control |
| HICKEY, WILLIAM, FRANCIS | I | LIMITED PARTNER | A | Control |
| HICKEY, WILLIAM, FRANCIS | I | LIMITED PARTNER | A | Control |
| HICKEY, WILLIAM, FRANCIS | I | LIMITED PARTNER | A | Control |
| STERLING, BRIAN, RICHARD | I | LIMITED PARTNER | A | Control |
| STERLING, BRIAN, RICHARD | I | LIMITED PARTNER | A | Control |
| STERLING, BRIAN, RICHARD | I | LIMITED PARTNER | A | Control |
| STERLING, BRIAN, RICHARD | I | LIMITED PARTNER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
| SANDLER O'NEILL & PARTNERS CORP. | DE | SOAGP L.L.C. | E | Control |
Registrations
Federal
IA
Jan 30, 2020 REGISTERED
Notice Filings (5)
CA GA IL MA NY
Address
1251 AVENUE OF THE AMERICAS, 6TH FLOORNEW YORK, NY 10020-1104
United States
Phone: 212-466-7920