SUMMIT FINANCIAL CONSULTANTS, INC.
CRD #134192 SEC #801-85186 WESTLAKE VILLAGE, CA 805-418-4565
SEC Registered
Total AUM
$228M
Discretionary
$226.4M
Employees
11
Clients
101
Accounts
597
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 19, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Dowling, Angela, Marie | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| Dowling, Angela, Marie | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| Dowling, Angela, Marie | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| Dowling, Angela, Marie | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| Dowling, Angela, Marie | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| Dowling, Angela, Marie | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| Dowling, Angela, Marie | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| Dowling, Angela, Marie | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| Dowling, Angela, Marie | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| Dowling, Angela, Marie | I | CHIEF COMPLAINCE OFFICER | NA | Control |
| ELMOUCHI, NEIL, ERIC | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ELMOUCHI, NEIL, ERIC | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ELMOUCHI, NEIL, ERIC | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ELMOUCHI, NEIL, ERIC | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ELMOUCHI, NEIL, ERIC | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ELMOUCHI, NEIL, ERIC | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | D | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | C | Control |
| ELMOUCHI, NEIL, ERIC | I | CEO, CHAIRMAN, SENIOR WEALTH ADVISOR & CHIEF COMPLIANCE OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | C | Control |
| SORENSEN, JEFFERY, M (INITIAL ONLY) | I | PRESIDENT AND SENIOR WEALTH ADVISOR | C | Control |
| SORENSEN, JEFFERY, M (INITIAL ONLY) | I | PRESIDENT AND SENIOR WEALTH ADVISOR | C | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | B | Control |
| LAU, KIMBERLY, ALLISON | I | CHIEF OPERATING OFFICER | B | Control |
| KLEIN, CODY, MATTHEW | I | WEALTH ADVISOR | A | Control |
| KLEIN, CODY, MATTHEW | I | WEALTH ADVISOR | A | Control |
| KLEIN, CODY, MATTHEW | I | WEALTH ADVISOR | A | Control |
| KLEIN, CODY, MATTHEW | I | WEALTH ADVISOR | A | Control |
| KLEIN, CODY, MATTHEW | I | WEALTH ADVISOR | A | Control |
| KLEIN, CODY, MATTHEW | I | SENIOR WEALTH ADVISOR | A | Control |
| KLEIN, CODY, MATTHEW | I | SENIOR WEALTH ADVISOR | A | Control |
| KLEIN, CODY, MATTHEW | I | SENIOR WEALTH ADVISOR | A | Control |
| KLEIN, CODY, MATTHEW | I | SENIOR WEALTH ADVISOR | A | Control |
| KLEIN, CODY, MATTHEW | I | SENIOR WEALTH ADVISOR | A | Control |
| KLEIN, CODY, MATTHEW | I | SENIOR WEALTH ADVISOR | A | Control |
| KLEIN, CODY, MATTHEW | I | SENIOR WEALTH ADVISOR | A | Control |
| KLEIN, CODY, MATTHEW | I | SENIOR WEALTH ADVISOR | A | Control |
| KLEIN, CODY, MATTHEW | I | SENIOR WEALTH ADVISOR | A | Control |
Registrations
Federal
IA
Nov 19, 2021 REGISTERED
Notice Filings (4)
CA FL NV TN
Address
3075 TOWNSGATE RD.SUITE 180
WESTLAKE VILLAGE, CA 91361
United States
Phone: 805-418-4565