STONEWATER CAPITAL LLC

CRD #134195 SEC #802-96192 NEW YORK, NY 212-231-0040

State Registered Exempt Reporting Private Funds

Total AUM

$118.2M

Discretionary

$118.2M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Dec 7, 2015
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BROCHIN, FRANK	I	MANAGING DIRECTOR	NA	Control
BROCHIN, FRANK	I	MANAGING DIRECTOR	NA	Control
BROCHIN, FRANK	I	MANAGING DIRECTOR	NA	Control
BROCHIN, FRANK	I	MANAGING DIRECTOR	NA	Control
CANALES, JAMES, PETER	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
CANALES, JAMES, PETER	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
CASSIDY, PETER, GERALD	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
CASSIDY, PETER, GERALD	I	CHIEF OPERATING OFFICER	NA	Control
CASSIDY, PETER, GERALD	I	CHIEF OPERATING OFFICER	NA	Control
CASSIDY, PETER, GERALD	I	CHIEF OPERATING OFFICER	NA	Control
CASSIDY, PETER, GERALD	I	CHIEF OPERATING OFFICER	NA	Control
HALABY, JUDY, ANNE	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
HALABY, JUDY, ANNE	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
HALABY, JUDY, ANNE	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
HALABY, JUDY, ANNE	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
HALABY, JUDY, ANNE	I	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
POMERANTZ, ERNEST, HAROLD	I	MANAGING DIRECTOR	NA	Control
POMERANTZ, ERNEST, HAROLD	I	MANAGING DIRECTOR	NA	Control
POMERANTZ, ERNEST, HAROLD	I	MANAGING DIRECTOR	NA	Control
POMERANTZ, ERNEST, HAROLD	I	MANAGING DIRECTOR	NA	Control
SANTOLERI, JOHN	I	MANAGING DIRECTOR	NA	Control
SANTOLERI, JOHN	I	MANAGING DIRECTOR	NA	Control
SANTOLERI, JOHN	I	MANAGING MEMBER	NA	Control
SANTOLERI, JOHN	I	MANAGING MEMBER	NA	Control
SANTOLERI, JOHN	I	MANAGING DIRECTOR	NA	Control
SANTOLERI, JOHN	I	MANAGING DIRECTOR	NA	Control
SANTOLERI, JOHN	I	MANAGING MEMBER	NA	Control
SANTOLERI, JOHN	I	MANAGING MEMBER	NA	Control
SANTOLERI, JOHN	I	MANAGING MEMBER	NA
SANTOLERI, JOHN	I	MANAGING MEMBER	NA
SANTOLERI, JOHN	I	MANAGING MEMBER	NA
SANTOLERI, JOHN	I	MANAGING MEMBER	NA
SANTOLERI, JOHN	I	MANAGING MEMBER	NA
SANTOLERI, JOHN	I	MANAGING MEMBER	NA
SANTOLERI, JOHN	I	MANAGING MEMBER	NA
SANTOLERI, JOHN	I	MANAGING MEMBER	NA
SOLOMON, ADAM, SANDERS	I	MANAGING MEMBER	E	Control
SOLOMON, ADAM, SANDERS	I	MANAGING MEMBER	E	Control
SOLOMON, ADAM, SANDERS	I	MANAGING MEMBER	E	Control
SOLOMON, ADAM, SANDERS	I	MANAGING MEMBER	E	Control
BROCHIN, FRANK	I	SENIOR MANAGING MEMBER	D	Control
BROCHIN, FRANK	I	SENIOR MANAGING MEMBER	D	Control
BROCHIN, FRANK	I	MEMBER	D	Control
BROCHIN, FRANK	I	SENIOR MANAGING MEMBER	D	Control
BROCHIN, FRANK	I	SENIOR MANAGING MEMBER	D	Control
BROCHIN, FRANK	I	SENIOR MANAGING MEMBER	D	Control
BROCHIN, FRANK	I	SENIOR MANAGING MEMBER	D	Control
BROCHIN, FRANK	I	SENIOR MANAGING MEMBER	D	Control
BROCHIN, FRANK	I	SENIOR MANAGING MEMBER	D	Control
BROCHIN, FRANK	I	SENIOR MANAGING MEMBER	D	Control
BROCHIN, FRANK	I	SENIOR MANAGING MEMBER	D	Control
BROCHIN, FRANK	I	SENIOR MANAGING MEMBER	D	Control
BROCHIN, FRANK	I	SENIOR MANAGING MEMBER	D	Control
CANALES, JAMES, PETER	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	B	Control
CANALES, JAMES, PETER	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	B	Control
CANALES, JAMES, PETER	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	B	Control
PERSHING, SANDRA, S	I	MEMBER	B
PERSHING, SANDRA, S	I	MEMBER	B
PERSHING, SANDRA, S	I	MEMBER	B
PERSHING, SANDRA, S	I	MEMBER	B
PERSHING, SANDRA, S	I	MEMBER	B
PERSHING, SANDRA, S	I	MEMBER	B
PERSHING, SANDRA, S	I	MEMBER	B
POMERANTZ, ERNEST, HAROLD	I	MANAGING MEMBER	B	Control
POMERANTZ, ERNEST, HAROLD	I	MANAGING MEMBER	B	Control
POMERANTZ, ERNEST, HAROLD	I	MEMBER	B	Control
POMERANTZ, ERNEST, HAROLD	I	MANAGING MEMBER	B	Control
POMERANTZ, ERNEST, HAROLD	I	MANAGING MEMBER	B	Control
POMERANTZ, ERNEST, HAROLD	I	MANAGING MEMBER	B	Control
POMERANTZ, ERNEST, HAROLD	I	MANAGING MEMBER	B	Control
POMERANTZ, ERNEST, HAROLD	I	MANAGING MEMBER	B	Control
POMERANTZ, ERNEST, HAROLD	I	MANAGING MEMBER	B	Control
POMERANTZ, ERNEST, HAROLD	I	MANAGING MEMBER	B	Control
POMERANTZ, ERNEST, HAROLD	I	MANAGING MEMBER	B	Control
POMERANTZ, ERNEST, HAROLD	I	MANAGING MEMBER	B	Control
POMERANTZ, ERNEST, HAROLD	I	MANAGING MEMBER	B	Control
CANALES, JAMES, PETER	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	A	Control
CANALES, JAMES, PETER	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	A	Control
GUESSOUS, ZINEB	I	MANAGING MEMBER	A	Control
GUESSOUS, ZINEB	I	MANAGING MEMBER	A	Control
GUESSOUS, ZINEB	I	MANAGING MEMBER	A	Control
PERSHING, SANDRA, S	I	MEMBER	A
PERSHING, SANDRA, S	I	MEMBER	A
PERSHING, SANDRA, S	I	MEMBER	A
PERSHING, SANDRA, S	I	MEMBER	A
PERSHING, SANDRA, S	I	MEMBER	A
SANTOLERI, JOHN	I	MEMBER	A	Control

Registrations

Federal

ERA

Dec 7, 2015 REGISTERED

Notice Filings (1)

Address

250 PARK AVENUE
7TH. FLOOR
NEW YORK, NY 10177
United States

Phone: 212-231-0040