YELLOWBRICKROAD FINANCIAL ADVISORS, LLC

CRD #134209 SEC #801-72467 CORTE MADERA, CA 415-346-2221

SEC Registered

Total AUM

$265.9M

Discretionary

$265.1M

Employees

Clients

101

Accounts

1,091

Firm Details

Organization Type: Limited Liability Company
State of Formation: California
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 26, 2019
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
HALE, CHRISTOPHER, HOUSTON	I	CHIEF COMPLIANCE OFFICER	NA
HALE, CHRISTOPHER, HOUSTON	I	CHIEF COMPLIANCE OFFICER	NA
HALE, CHRISTOPHER, HOUSTON	I	CHIEF COMPLIANCE OFFICER	NA
HALE, CHRISTOPHER, HOUSTON	I	CHIEF COMPLIANCE OFFICER	NA
MILLER, KEN, WESLEY	I	GENERAL MANAGER AND CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, KEN, WESLEY	I	GENERAL MANAGER AND CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, KEN, WESLEY	I	GENERAL MANAGER AND CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, KEN, WESLEY	I	GENERAL MANAGER AND CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, KEN, WESLEY	I	GENERAL MANAGER AND CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, KEN, WESLEY	I	GENERAL MANAGER AND CHIEF COMPLIANCE OFFICER	NA	Control
MILLER, KEN, WESLEY	I	GENERAL MANAGER AND CHIEF COMPLIANCE OFFICER	NA	Control
SEMETULSKIS, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SEMETULSKIS, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SEMETULSKIS, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SEMETULSKIS, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SEMETULSKIS, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SEMETULSKIS, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SEMETULSKIS, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SEMETULSKIS, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SEMETULSKIS, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SEMETULSKIS, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
SEMETULSKIS, CAROL, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
OHMER, JOHN, STEPHEN	I	SOLE AND MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control

Registrations

Federal

Mar 26, 2019 REGISTERED

Notice Filings (13)

AZ CA CO CT FL IL MA NH NY OH OR VA WA

Address

770 TAMALPAIS DRIVE
SUITE 206
CORTE MADERA, CA 94925
United States

Phone: 415-346-2221