CURI CAPITAL, LLC
CRD #134249 SEC #801-63939 CHICAGO, IL 312-993-5800
SEC Registered Private Funds
Total AUM
$9.8B
Discretionary
$8.9B
Employees
168
Clients
--
Accounts
13,209
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 3, 2025
- Branch Offices
- 9
- LEI
- 549300U4MQ042DBRJW21
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BECHTER, DONALD, ALLEN | I | MANAGING PARTNER | NA | Control |
| BECHTER, DONALD, ALLEN | I | MANAGING PARTNER | NA | Control |
| BECHTER, DONALD, ALLEN | I | MANAGING PARTNER | NA | Control |
| BECHTER, DONALD, ALLEN | I | MANAGING PARTNER | NA | Control |
| BECHTER, DONALD, ALLEN | I | MANAGING PARTNER | NA | Control |
| BECHTER, DONALD, ALLEN | I | PRESIDENT | NA | Control |
| BECHTER, DONALD, ALLEN | I | PRESIDENT | NA | Control |
| BECHTER, DONALD, ALLEN | I | PRESIDENT | NA | Control |
| BECHTER, DONALD, ALLEN | I | PRESIDENT | NA | Control |
| BECHTER, DONALD, ALLEN | I | PRESIDENT | NA | Control |
| BECHTER, DONALD, ALLEN | I | PRESIDENT | NA | Control |
| BECHTER, DONALD, ALLEN | I | PRESIDENT | NA | Control |
| BECHTER, DONALD, ALLEN | I | PRESIDENT | NA | Control |
| BECHTER, DONALD, ALLEN | I | PRESIDENT | NA | Control |
| BECHTER, DONALD, ALLEN | I | PRESIDENT | NA | Control |
| BURRIDGE, RICHARD, M | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, M | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, M | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, M | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, M | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, M | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, M | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, M | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | EXECUTIVE CHAIRMAN & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | CHIEF EXECUTIVE OFFICER & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | EXECUTIVE CHAIRMAN & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | EXECUTIVE CHAIRMAN & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | EXECUTIVE CHAIRMAN & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | EXECUTIVE CHAIRMAN & CO-CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | EXECUTIVE CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | EXECUTIVE CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | EXECUTIVE CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | EXECUTIVE CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | EXECUTIVE CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | EXECUTIVE CHAIRMAN & CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, WALTER, H | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, H | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, H | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, H | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, H | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, H | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, H | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, H | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, H | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, H | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, H | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, H | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| CLARK, WALTER, HENRY | I | CHIEF OPERATING OFFICER | NA | Control |
| DAVIS, JOHN, GREIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, JOHN, GREIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, JOHN, GREIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, JOHN, GREIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, JOHN, GREIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, JOHN, GREIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, JOHN, GREIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, JOHN, GREIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, JOHN, GREIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, JOHN, GREIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, JOHN, GREIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, JOHN, GREIG | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELIOPOULOS, DIMITRI, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ELIOPOULOS, DIMITRI, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ELIOPOULOS, DIMITRI, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ELIOPOULOS, DIMITRI, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ELIOPOULOS, DIMITRI, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ELIOPOULOS, DIMITRI, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ELIOPOULOS, DIMITRI, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ELIOPOULOS, DIMITRI, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ELIOPOULOS, DIMITRI, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ELIOPOULOS, DIMITRI, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ELIOPOULOS, DIMITRI, PETER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| FLENTYE, LAURA, ANNE | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CHIEF INVESTMENT STRATEGIST, DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CHIEF INVESTMENT STRATEGIST, DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CHIEF INVESTMENT STRATEGIST, DIRECTOR OF ASSET MANAGEMENT | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CHIEF INVESTMENT STRATEGIST & CHIEF OPERATING OFFICER | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CHIEF INVESTMENT STRATEGIST & CHIEF OPERATING OFFICER | NA | Control |
| GRAFF, CHRISTOPHER, MICHAEL | I | CHIEF INVESTMENT STRATEGIST & CHIEF OPERATING OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HARB, MAHER, ABRAHIM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCDERMOTT, JOSEPH, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCDERMOTT, JOSEPH, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCDERMOTT, JOSEPH, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCDERMOTT, JOSEPH, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCDERMOTT, JOSEPH, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCDERMOTT, JOSEPH, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCDERMOTT, JOSEPH, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| McDermott, Joseph | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | Control |
| McDermott, Joseph | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | Control |
| McDermott, Joseph | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | Control |
| McDermott, Joseph | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | Control |
| McDermott, Joseph | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | Control |
| McDermott, Joseph | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | Control |
| McDermott, Joseph | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | Control |
| McDermott, Joseph | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | Control |
| McDermott, Joseph | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | Control |
| McDermott, Joseph | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | Control |
| PAULMAN, FREDERICK | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PAULMAN, FREDERICK, NMN | I | PRESIDENT | NA | Control |
| PEARSALL, JEFFREY, CHARLES | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| PEARSALL, JEFFREY, CHARLES | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| PEARSALL, JEFFREY, CHARLES | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| PEARSALL, JEFFREY, CHARLES | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| PEARSALL, JEFFREY, CHARLES | I | DIRECTOR OF WEALTH MANAGEMENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF HUMAN RESOURCES | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF HUMAN RESOURCES | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF HUMAN RESOURCES | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF HUMAN RESOURCES | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF HUMAN RESOURCES | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF HUMAN RESOURCES | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF HUMAN RESOURCES | NA | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF HUMAN RESOURCES | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TAMBURINI, LISA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | OWNER | E | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | MEMBER | E | Control |
| RYDWELSKI, JENNIFER, ANDREAT | I | MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| BURRIDGE, RICHARD, M | I | CHIEF INVESTMENT OFFICER, MANAGING PRINCIPAL | D | Control |
| BURRIDGE, RICHARD, M | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | D | Control |
| BURRIDGE, RICHARD, M | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | D | Control |
| BURRIDGE, RICHARD, M | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | D | Control |
| BURRIDGE, RICHARD, M | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | D | Control |
| BURRIDGE, RICHARD, M | I | CHIEF INVESTMENT OFFICER, MANAGING PRINCIPAL | D | Control |
| BURRIDGE, RICHARD, M | I | CHIEF INVESTMENT OFFICER, MANAGING PRINCIPAL | D | Control |
| BURRIDGE, RICHARD, M | I | CHIEF INVESTMENT OFFICER, MANAGING PRINCIPAL | D | Control |
| BURRIDGE, RICHARD, M | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | D | Control |
| BURRIDGE, RICHARD, M | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | D | Control |
| BURRIDGE, RICHARD, M | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | D | Control |
| BURRIDGE, RICHARD, M | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | D | Control |
| BURRIDGE, RICHARD, M | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | D | Control |
| CURI CAPITAL HOLDINGS, LLC | DE | MEMBER | D | Control |
| CURI CAPITAL HOLDINGS, LLC | DE | MEMBER | D | Control |
| CURI CAPITAL HOLDINGS, LLC | DE | MEMBER | D | Control |
| CURI CAPITAL, LLC | DE | MEMBER | D | Control |
| CURI CAPITAL, LLC | DE | MEMBER | D | Control |
| CURI CAPITAL, LLC | DE | MEMBER | D | Control |
| CURI CAPITAL, LLC | DE | MEMBER | D | Control |
| CURI CAPITAL, LLC | DE | MEMBER | D | Control |
| CURI CAPITAL, LLC | DE | MEMBER | D | Control |
| CURI CAPITAL, LLC | DE | MEMBER | D | Control |
| CURI CAPITAL, LLC | DE | MEMBER | D | Control |
| PAULMAN, FREDERICK | I | MANAGING PRINCIPAL | C | Control |
| PAULMAN, FREDERICK | I | PRESIDENT | C | Control |
| PAULMAN, FREDERICK | I | PRESIDENT | C | Control |
| PAULMAN, FREDERICK | I | PRESIDENT | C | Control |
| PAULMAN, FREDERICK | I | PRESIDENT | C | Control |
| PAULMAN, FREDERICK | I | MANAGING PRINCIPAL | C | Control |
| PAULMAN, FREDERICK | I | MANAGING PRINCIPAL | C | Control |
| PAULMAN, FREDERICK | I | MANAGING PRINCIPAL | C | Control |
| PAULMAN, FREDERICK | I | PRESIDENT | C | Control |
| PAULMAN, FREDERICK | I | PRESIDENT | C | Control |
| PAULMAN, FREDERICK | I | PRESIDENT | C | Control |
| PAULMAN, FREDERICK | I | PRESIDENT | C | Control |
| PAULMAN, FREDERICK | I | PRESIDENT | C | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | MEMBER | C | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | MEMBER | C | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | MEMBER | C | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | MEMBER | C | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | MEMBER | C | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | MEMBER | C | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | MEMBER | C | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | MEMBER | C | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | MEMBER | C | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | MEMBER | C | Control |
| RMB CAPITAL HOLDINGS, LLC | DE | MEMBER | C | Control |
| CLARK, WALTER, H | I | CHIEF OPERATING OFFICER | A | Control |
| CLARK, WALTER, H | I | CHIEF OPERATING OFFICER | A | Control |
| CLARK, WALTER, H | I | CHIEF OPERATING OFFICER | A | Control |
| CLARK, WALTER, H | I | CHIEF OPERATING OFFICER | A | Control |
| CLARK, WALTER, H | I | CHIEF OPERATING OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BECHTER, DONALD, ALLEN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RICHARD M. BURRIDGE, JR. 2023 FAMILY TRUST | F | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RICHARD M. BURRIDGE, JR. 2023 FAMILY TRUST | F | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RICHARD M. BURRIDGE, JR. 2023 FAMILY TRUST | F | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RICHARD M. BURRIDGE, JR. 2023 FAMILY TRUST | F | Control |
| CLARK, WALTER, H | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, H | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, H | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, H | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, H | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, H | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, H | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, H | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, H | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, H | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, H | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, H | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, H | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| CLARK, WALTER, HENRY | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | F | Control |
| PEARSALL, JEFFREY, CHARLES | I | RMB CAPITAL HOLDINGS LLC | F | Control |
| PEARSALL, JEFFREY, CHARLES | I | RMB CAPITAL HOLDINGS LLC | F | Control |
| PEARSALL, JEFFREY, CHARLES | I | RMB CAPITAL HOLDINGS LLC | F | Control |
| PEARSALL, JEFFREY, CHARLES | I | RMB CAPITAL HOLDINGS LLC | F | Control |
| PEARSALL, JEFFREY, CHARLES | I | RMB CAPITAL HOLDINGS LLC | F | Control |
| PEARSALL, JEFFREY, CHARLES | I | RMB CAPITAL HOLDINGS LLC | F | Control |
| PEARSALL, JEFFREY, CHARLES | I | RMB CAPITAL HOLDINGS LLC | F | Control |
| PEARSALL, JEFFREY, CHARLES | I | RMB CAPITAL HOLDINGS LLC | F | Control |
| PEARSALL, JEFFREY, CHARLES | I | RMB CAPITAL HOLDINGS LLC | F | Control |
| PEARSALL, JEFFREY, CHARLES | I | RMB CAPITAL HOLDINGS LLC | F | Control |
| PEARSALL, JEFFREY, CHARLES | I | RMB CAPITAL HOLDINGS LLC | F | Control |
| PEARSALL, JEFFREY, CHARLES | I | RMB CAPITAL HOLDINGS LLC | F | Control |
| PEARSALL, JEFFREY, CHARLES | I | RMB CAPITAL HOLDINGS LLC | F | Control |
| PEARSALL, JEFFREY, CHARLES | I | RMB CAPITAL HOLDINGS LLC | F | Control |
| CURI HOLDINGS, INC. | DE | MMIC INVESTMENT HOLDINGS, INC. | E | Control |
| CURI HOLDINGS, INC. | DE | MMIC INVESTMENT HOLDINGS, INC. | E | Control |
| CURI HOLDINGS, INC. | DE | MMIC INVESTMENT HOLDINGS, INC. | E | Control |
| CURI HOLDINGS, INC. | DE | MMIC INVESTMENT HOLDINGS, INC. | E | Control |
| MMIC INVESTMENT HOLDINGS, INC. | DE | CURI CAPITAL, LLC | E | Control |
| MMIC INVESTMENT HOLDINGS, INC. | DE | CURI CAPITAL, LLC | E | Control |
| MMIC INVESTMENT HOLDINGS, INC. | DE | CURI CAPITAL, LLC | E | Control |
| MMIC INVESTMENT HOLDINGS, INC. | DE | CURI CAPITAL, LLC | E | Control |
| BURRIDGE, RICHARD, M | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, M | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, M | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, M | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, M | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, M | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, M | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, M | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, M | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, M | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, M | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, M | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, M | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | D | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| BURRIDGE, RICHARD, MCFARLAND | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| PAULMAN, FREDERICK, NMN | I | RMB CAPITAL HOLDINGS, LLC | C | Control |
| RICHARD M. BURRIDGE, JR. 2023 FAMILY TRUST | DE | RMB CAPITAL HOLDINGS, LLC | C | |
| RICHARD M. BURRIDGE, JR. 2023 FAMILY TRUST | DE | RMB CAPITAL HOLDINGS, LLC | C | |
| RICHARD M. BURRIDGE, JR. 2023 FAMILY TRUST | DE | RMB CAPITAL HOLDINGS, LLC | C | |
| RICHARD M. BURRIDGE, JR. 2023 FAMILY TRUST | DE | RMB CAPITAL HOLDINGS, LLC | C |
Registrations
Federal
IA
Jul 3, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
ONE NORTH WACKER DRIVESUITE 3500
CHICAGO, IL 60606
United States
Phone: 312-993-5800