RSW INVESTMENTS, LLC

CRD #134261 SEC #801-63947 SUMMIT, NJ 908-273-4311

SEC Registered

Total AUM

$2.2B

Discretionary

$2.2B

Employees

Clients

Accounts

1,543

Firm Details

Organization Type: Limited Liability Company
State of Formation: New Jersey
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 21, 2019
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	Control
WAAS, ROBERT, STEVEN	I	CEO/CIO/CCO	E	Control
WAAS, ROBERT, STEVEN	I	CEO/CIO/CCO	E	Control
WAAS, ROBERT, STEVEN	I	CEO/CIO/CCO	E	Control
WAAS, ROBERT, STEVEN	I	CEO/CIO/CCO	E	Control
WAAS, ROBERT, STEVEN	I	CEO/CIO/CCO	E	Control
WAAS, ROBERT, STEVEN	I	CEO/CIO/CCO	E	Control
COATES, ROBERT, KINGSLEY	I	MEMBER	B
COATES, ROBERT, KINGSLEY	I	MEMBER	B
COATES, ROBERT, KINGSLEY	I	MEMBER	B
COATES, ROBERT, KINGSLEY	I	MEMBER	B
COATES, ROBERT, KINGSLEY	I	MEMBER	B
COATES, ROBERT, KINGSLEY	I	MEMBER	B
COATES, ROBERT, KINGSLEY	I	MEMBER	B
COATES, ROBERT, KINGSLEY	I	MEMBER	B
COATES, ROBERT, KINGSLEY	I	MEMBER	B
COATES, ROBERT, KINGSLEY	I	MEMBER	B
COATES, ROBERT, KINGSLEY	I	MEMBER	B
COATES, ROBERT, KINGSLEY	I	MEMBER	B
WERNER, MATTHEW, TAYLOR	I	MEMBER	A
WERNER, MATTHEW, TAYLOR	I	MEMBER	A
WERNER, MATTHEW, TAYLOR	I	MEMBER	A
WERNER, MATTHEW, TAYLOR	I	MEMBER	A
WERNER, MATTHEW, TAYLOR	I	MEMBER	A
WERNER, MATTHEW, TAYLOR	I	MEMBER	A
WERNER, MATTHEW, TAYLOR	I	MEMBER	A
WERNER, MATTHEW, TAYLOR	I	MEMBER	A
WERNER, MATTHEW, TAYLOR	I	MEMBER	A
WERNER, MATTHEW, TAYLOR	I	MEMBER	A
WERNER, MATTHEW, TAYLOR	I	MEMBER	A
WERNER, MATTHEW, TAYLOR	I	MEMBER	A
WERNER, MATTHEW, TAYLOR	I	MEMBER	A
WERNER, MATTHEW, TAYLOR	I	MEMBER	A
WERNER, MATTHEW, TAYLOR	I	MEMBER	A
WERNER, MATTHEW, TAYLOR	I	MEMBER	A
WERNER, MATTHEW, TAYLOR	I	MEMBER	A
WERNER, MATTHEW, TAYLOR	I	MEMBER	A

Registrations

Federal

Mar 21, 2019 REGISTERED

Notice Filings (22)

AZ CA CT DC FL GA IL LA MA MD MI MO NC NH NJ NM NY PA SC TX VA WA

Address

47 MAPLE STREET
SUITE 304
SUMMIT, NJ 07901
United States

Phone: 908-273-4311