RIA Intelligence

SWEETWATER ASSET MANAGEMENT LLC

CRD #134367 SEC #801-63961 CANONSBURG, PA 724-745-7815
SEC Registered
Total AUM
$177.3M
Discretionary
$175.1M
Employees
5
Clients
0
Accounts
97

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 31, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DEMAIO, PAUL, JOHNISENIOR VICE PRESIDENT - SALES AND MARKETINGNA Control
HEBRANK, GREGORY, TIMEMBERNA
HEBRANK, GREGORY, TIMEMBERNA
PANEK, VICKI, LYNNIVICE PRESIDENT, CFO AND CCONA Control
WAYMAN, RICHARD, JOSEPHICHIEF COMPLIANCE OFFICER; VICE PRESIDENT; PORTFOLIO MANAGERNA Control
WAYMAN, RICHARD, JOSEPHIVICE PRESIDENT AND PORTFOLIO MANAGERNA Control
UMSTEAD, RICHARD, SCOTTIPRESIDENT AND CEOE Control
UMSTEAD, RICHARD, SCOTTIPRESIDENT, CHIEF CHIEF COMPLIANCE OFFICER AND CEOE Control
SP BLACK FAMILY HOLDINGS LPDEMEMBERD Control
SP BLACK FAMILY HOLDINGS LPDEMEMBERD Control
UMSTEAD, RICHARD, SCOTTIPRESIDENTAND CEOD Control
UMSTEAD, RICHARD, SCOTTIPRESIDENT, CHIEF COMPLIANCE OFFICER AND CEOD Control
MORGENTHAU, JOEL, LEEIGENERAL COUNSELC Control
MORGENTHAU, JOEL, LEEIGENERAL COUNSELC Control
UMSTEAD, RICHARD, SCOTTIPRESIDENTAND CEOC Control
UMSTEAD, RICHARD, SCOTTIPRESIDENTAND CEO CHIEF COMPLIANCE OFFICERC Control
LEWIS, JOHN, NEALISENIOR VICE PRESIDENT - SENIOR PORTFOLIO MANAGERB Control
LEWIS, JOHN, NEALISENIOR VICE PRESIDENT - SENIOR PORTFOLIO MANAGERB Control
MORGENTHAU, JOEL, LEEIGENERAL COUNSELB
MORGENTHAU, JOEL, LEEIGENERAL COUNSELB
LEWIS, JOHN, NEALISENIOR VICE PRESIDENT - SENIOR PORTFOLIO MANAGERA Control

Registrations

Federal

IA
Jan 31, 2007 REGISTERED

Notice Filings (3)

NY OH PA

Address

375 SOUTHPOINTE BOULEVARD
SUITE 210
CANONSBURG, PA 15317
USA
Phone: 724-745-7815