FIRST EMPIRE ASSET MANAGEMENT, INC
CRD #134411 SEC #801-69470 HAUPPAUGE, NY 631-630-2500
SEC Registered
Total AUM
$2.2B
Discretionary
$0
Employees
26
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 2, 2018
- Branch Offices
- 7
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACCOLLA, GINA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | Control |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | Control |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | Control |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | Control |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | Control |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | Control |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | Control |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | Control |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | Control |
| ORICOLI, JOSEPH, STEPHEN | I | PRESIDENT | NA | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
| FIRST EMPIRE HOLDING CORP. | DE | HOLDING CORPORATION | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FIRST BANKERS TRUST SERVICES INC. | DE | FIRST EMPIRE HOLDING CORP. | F | |
| FIRST BANKERS TRUST SERVICES INC. | DE | FIRST EMPIRE HOLDING CORP. | F | |
| FIRST BANKERS TRUST SERVICES INC. | DE | FIRST EMPIRE HOLDING CORP. | F | |
| FIRST BANKERS TRUST SERVICES INC. | DE | FIRST EMPIRE HOLDING CORP. | F | |
| FIRST BANKERS TRUST SERVICES INC. | DE | FIRST EMPIRE HOLDING CORP. | F | |
| FIRST BANKERS TRUST SERVICES INC. | DE | FIRST EMPIRE HOLDING CORP. | F | |
| FIRST BANKERS TRUST SERVICES INC. | DE | FIRST EMPIRE HOLDING CORP. | F | |
| FIRST BANKERS TRUST SERVICES INC. | DE | FIRST EMPIRE HOLDING CORP. | F | |
| FIRST BANKERS TRUST SERVICES INC. | DE | FIRST EMPIRE HOLDING CORP. | F | |
| FIRST BANKERS TRUST SERVICES INC. | DE | FIRST EMPIRE HOLDING CORP. | F | |
| BELFIORE, MICHAEL, ROBERT | I | FIRST EMPIRE HOLDING CORP. | E | Control |
| BELFIORE, MICHAEL, ROBERT | I | FIRST EMPIRE HOLDING CORP. | E | Control |
| BELFIORE, MICHAEL, ROBERT | I | FIRST EMPIRE HOLDING CORP. | E | Control |
| BELFIORE, MICHAEL, ROBERT | I | FIRST EMPIRE HOLDING CORP. | E | Control |
| BELFIORE, MICHAEL, ROBERT | I | FIRST EMPIRE HOLDING CORP. | E | Control |
| BELFIORE, MICHAEL, ROBERT | I | FIRST EMPIRE HOLDING CORP. | E | Control |
| BELFIORE, MICHAEL, ROBERT | I | FIRST EMPIRE HOLDING CORP. | E | Control |
| BELFIORE, MICHAEL, ROBERT | I | FIRST EMPIRE HOLDING CORP. | E | Control |
| BELFIORE, MICHAEL, ROBERT | I | FIRST EMPIRE HOLDING CORP. | E | Control |
| BELFIORE, MICHAEL, ROBERT | I | FIRST EMPIRE HOLDING CORP. | E | Control |
| BELFIORE, MICHAEL, ROBERT | I | FIRST EMPIRE HOLDING CORP. | E | Control |
| BELFIORE, MICHAEL, ROBERT | I | FIRST EMPIRE HOLDING CORP. | E | Control |
| BELFIORE, MICHAEL, ROBERT | I | FIRST EMPIRE HOLDING CORP. | E | Control |
| BELFIORE, MICHAEL, ROBERT | I | FIRST EMPIRE HOLDING CORP. | E | Control |
| FIRST EMPIRE HOLDING CORP. EMPLOYEE STOCK OWNERSHIP TRUST | DE | FIRST EMPIRE HOLDING CORP. | E | Control |
| FIRST EMPIRE HOLDING CORP. EMPLOYEE STOCK OWNERSHIP TRUST | DE | FIRST EMPIRE HOLDING CORP. | E | Control |
| FIRST EMPIRE HOLDING CORP. EMPLOYEE STOCK OWNERSHIP TRUST | DE | FIRST EMPIRE HOLDING CORP. | E | Control |
| FIRST EMPIRE HOLDING CORP. EMPLOYEE STOCK OWNERSHIP TRUST | DE | FIRST EMPIRE HOLDING CORP. | E | Control |
| FIRST EMPIRE HOLDING CORP. EMPLOYEE STOCK OWNERSHIP TRUST | DE | FIRST EMPIRE HOLDING CORP. | E | Control |
| FIRST EMPIRE HOLDING CORP. EMPLOYEE STOCK OWNERSHIP TRUST | DE | FIRST EMPIRE HOLDING CORP. | E | Control |
| FIRST EMPIRE HOLDING CORP. EMPLOYEE STOCK OWNERSHIP TRUST | DE | FIRST EMPIRE HOLDING CORP. | E | Control |
| FIRST EMPIRE HOLDING CORP. EMPLOYEE STOCK OWNERSHIP TRUST | DE | FIRST EMPIRE HOLDING CORP. | E | Control |
| FIRST EMPIRE HOLDING CORP. EMPLOYEE STOCK OWNERSHIP TRUST | DE | FIRST EMPIRE HOLDING CORP. | E | Control |
| FIRST EMPIRE HOLDING CORP. EMPLOYEE STOCK OWNERSHIP TRUST | DE | FIRST EMPIRE HOLDING CORP. | E | Control |
Registrations
Federal
IA
Jul 2, 2018 REGISTERED
Notice Filings (14)
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Address
100 MOTOR PARKWAY2ND FLOOR
HAUPPAUGE, NY 11788
United States
Phone: 631-630-2500