PHALANX CAPITAL MANAGEMENT, LLC
CRD #134439 SEC #802-116761 CHICAGO, IL 1-312-930-2266
State Registered Exempt Reporting Private Funds
Total AUM
$418.8M
Discretionary
$418.8M
Employees
6
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 12, 2022
- Branch Offices
- 0
- LEI
- 2549009M2APGDVG8KZ77
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOTTSHALL, D., BROOKE | I | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| GOTTSHALL, D., BROOKE | I | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| GOTTSHALL, DAVID, BROOKE | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | NA | Control |
| GOTTSHALL, DAVID, BROOKE | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | NA | Control |
| GOTTSHALL, DAVID, BROOKE | I | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| SCHOENWALD, MICHAEL, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHULTZ, PAUL, HARRY | I | DIRECTOR OF OPERATIONS AND INVESTOR RELATIONS | NA | |
| SCHULTZ, PAUL, HARRY | I | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS AND INVESTOR RELATIONS | NA | |
| SCHWIEDER, GREGORY, DANIEL | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| SCHWIEDER, GREGORY, DANIEL | I | CHIEF OPERATING OFFICER | NA | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | CHIEF INVESTMENT OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | CHIEF COMPLIANCE OFFICER - CHIEF INVESTMENT OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | CHIEF INVESTMENT OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | D | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | CHIEF INVESTMENT OFFICER | D | Control |
| MCGUIRE, CHRISTOPHER, SCOTT | I | CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | D | Control |
| BRAUWEILER, NEAL, ROBERT | I | PRINCIPAL | C | Control |
| BRAUWEILER, NEAL, ROBERT | I | PRINCIPAL | C | Control |
| BRAUWEILER, NEAL, ROBERT | I | PRINCIPAL | C | Control |
| MCGUIRE, ANTHONY | I | PARTNER | C | |
| MCGUIRE, ANTHONY | I | SILENT PARTNER | C | |
| MCGUIRE, ANTHONY | I | PARTNER | C | |
| MCGUIRE, ANTHONY | I | PARTNER | C | |
| MCGUIRE, ANTHONY | I | PARTNER | C | |
| MCGUIRE, ANTHONY | I | PARTNER | C | |
| MCGUIRE, ANTHONY | I | PARTNER | C | |
| MCGUIRE, ANTHONY | I | PARTNER | C | |
| MCGUIRE, ANTHONY | I | PARTNER | C | |
| MCGUIRE, ANTHONY | I | PARTNER | C | |
| MCGUIRE, ANTHONY | I | PARTNER | C | |
| MCGUIRE, ANTHONY | I | PARTNER | C | |
| MCGUIRE, ANTHONY | I | PARTNER | C | |
| MCGUIRE, ANTHONY | I | MANAGING DIRECTOR | C | |
| MCGUIRE, ANTHONY | I | MANAGING DIRECTOR | C | |
| MCGUIRE, ANTHONY | I | MANAGING DIRECTOR | C | |
| MCGUIRE, ANTHONY | I | MANAGING DIRECTOR | C |
Registrations
Federal
ERA
Jan 12, 2022 REGISTERED
Notice Filings (2)
CT IL
Address
300 S RIVERSIDE PLAZASUITE 350
CHICAGO, IL 60606-6613
United States
Phone: 1-312-930-2266