STEPHAN TOW AND ASSOCIATES INSURANCE SERVICES INC.
Legal name: TOW FINANCIAL ADVISORS
CRD #134453 SEC #801-66995 SHERMAN OAKS, CA 818-906-9301
SEC Registered
Total AUM
$87.1M
Discretionary
$52.1M
Employees
5
Clients
0
Accounts
47
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 21, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TOW, STEPHAN, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| TOW, STEPHAN, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| TOW, STEPHAN, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| TOW, STEPHAN, EARL | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 21, 2011 REGISTERED
Notice Filings (1)
CA
Address
14724 VENTURA BLVDSUITE PH-1300
SHERMAN OAKS, CA 91403
United States
Phone: 818-906-9301